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AGENDA - Audit Committee - 20150623AUDIT COMMITTEE MEETING AGENDA TUESDAY,JUNE 23,2015 6 P.M. COUNCIL CHAMBERS AURORA TOWN HALL PUBLIC RELEASE June 19,2015 TOWN OF AURORA AUDIT COMMITTEE MEETING AGENDA Tuesday,June 23,2015 6 p.m. Council Chambers 1.DECLARATION OF PECUNIARY INTEREST AND GENERAL NATURE THEREOF 2.APPROVAL OF THE AGENDA RECOMMENDED: THAT the agenda as circulated by Legal and Legislative Services be approved as presented. 3.DELEGATIONS (a)Giselle Bodkin,Partner,and Andrea Nauss,Manager,BDO Canada LLP Re:Item 1 –CFS15-030 –2014 Year End Audited Financial Statements 4.CONSIDERATION OF ITEMS 5.CLOSED SESSION 6.ADJOURNMENT Audit Committee Meeting Agenda Tuesday,June 23,2015 Page 2 of 2 AGENDA ITEMS 1.CFS15-030 –2014 Year End Audited Financial Statements pg.1 RECOMMENDED: THAT Report No.CFS15-030 be received;and THAT the 2014 Audit Reports and Financial Statements for the year-ended December 31,2014,be approved and published in accordance with the Municipal Act,2001,S.O.2001,c25,Section 295 on the Town’s website. AUDIT COMMITTEE REPORT No.CFS15-030 SUBJECT:2014 Year End Audited Financial Statements FROM:Dan Elliott,Director of Corporate &Financial Services -Treasurer DATE:June 23,2015 RECOMMENDATIONS THAT Report No.CFS15-030 be received;and THAT the 2014 Audit Reports and Financial Statements for the year-ended December 31,2014 be approved and published in accordance with the Municipal Act,2001,S.O.2001,c25,Section 295 on the Town’s website. PURPOSE To present for approval,the audited financial statements for the year ended December 31,2014,and the auditor’s report thereon. BACKGROUND Attached hereto is the entire audit package as presented by our auditors BDO Canada LLP,which include the Audited Financial Statements,2014 Year End Report and a management letter if applicable.The actual financial statements have been prepared by staff and audited by BDO Canada LLP.The results shown in these consolidated statements differ from the traditionally prepared year-end report card due to the inclusion of tangible capital assets and other PSAB reporting differences.They have been marked DRAFT by the auditors,as the audit cannot be technically completed until after the approval of the statements by Council.Council is required to approve these statements as part of the finalization of the audit.Once the auditors sign their final report in the coming days,the financial statements will be made publicly available by being placed on the Town website,a requirement under Section 295 of the Municipal Act,2001,S.O.2001,c.25 as amended.The management letter section of the package,if applicable,outlines any issues that relate to the audit.Any such items were identified during the audit process and discussed with management following the actual field work of the audit. Representatives from BDO Canada LLP will be in attendance to present their report and findings. TOWN OF AURORA Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -1 -1 - June 23,2015 -2 -Report No.CFS15-030 COMMENTS The Audited Financial Statements present a consolidation of the Town’s finances and include the combined results of the General Operations of The Town,the Library Board, and the Water/Wastewater Sewer Operations. Staff continue to monitor the Town’s financial processes in an attempt to identify further opportunities for efficiency.Any time that a change in process is considered,staff give full consideration to any impact that these proposed changes may have on the existing internal controls,and the adequacy thereof.Any deliberated changes made are approved by the Director of Corporate &Financial Services -Treasurer,and drawn to the auditors’attention during the next audit. During the course of this audit,BDO Canada LLP reviewed their previous management letter items. LINK TO STRATEGIC PLAN None:The annual audit is a statutory requirement,and is guided by professional standards applicable to all Canadian licensed audit practitioners.Preparation and publication of the annual audited financial statements supports the Strategic Plan principles of integrity,and progressive corporate excellence and continuous improvement. ALTERNATIVE(S)TO THE RECOMMENDATIONS n/a FINANCIAL IMPLICATIONS There are no financial implications to this report,the purpose of which is for its receipt by the Audit Committee as well as to obtain approval of the Consolidated 2014 Financial Statements of the Town so that the Statements may be published as required by legislation.The 2014 internal year-end report card was presented to General Committee on June 16,2015. Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -2 -2 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -3 -3 - –“ Year End Report for The Corporation of the Town of Aurora Presented by Giselle Bodkin,CPA,CA Attachment #1 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -4 -4 - TABLE OF CONTENTS Where are you today? Key Performance Results .......................................................................2-5 Industry Comparison ..........................................................................6-12 Audit Committee Best Practice Recommendations...................................................13 Summary of Audit Process ............................................................................14-15 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -5 -5 - 2 TOTAL REVENUE,EXPENSES AND ANNUAL SURPLUS (IN THOUSANDS ‘000) 2008 2009 2010 2011 2012 2013 2014 Revenue 63,657 66,858 65,094 79,442 71,871 70,409 94,495 Expenses 52,594 54,065 58,877 62,547 65,071 67,315 71,543 Annual Surplus 11,063 12,793 6,217 16,895 6,800 3,094 22,952 - 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -6 -6 - 3 TOTAL NET FINANCIAL ASSETS (IN THOUSANDS ‘000) 2008 2009 2010 2011 2012 2013 2014 Net Financial Assets 41,465 48,008 50,022 50,942 54,983 59,474 65,065 - 10,000 20,000 30,000 40,000 50,000 60,000 70,000 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -7 -7 - 4 TOTAL ACCUMULATED SURPLUS AND TANGIBLE CAPITAL ASSETS (IN THOUSANDS ‘000) 2008 2009 2010 2011 2012 2013 2014 Accumulated Surplus 384,741 400,102 406,319 423,214 428,195 437,926 460,878 Accumulated TCA 343,252 352,074 356,269 371,887 379,720 378,381 395,727 - 50,000 100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 500,000 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -8 -8 - 5 2014 REVENUE 2010 REVENUE 37.25% 40.71% 2.63% -0.07%9.11% 10.23% Revenue Taxation User fees Grants Loss on disposal of TCA Assumed infrastructure assets Other 47.62% 34.23% 6.55% 0.43% 7.79% 3.38% Revenue Taxation User fees Grants Gain on disposal of TCA Assumed infrastructure assets Other Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -9 -9 - 6 FIVE YEAR EXPENSE COMPARISON (IN THOUSANDS ‘000) 2014 2013 2012 2011 2010 General government 12,078 11,677 9,076 9,433 8,262 Protection to person and property 12,254 10,875 10,386 10,090 8,915 Transportation services 8,236 7,652 7,996 7,237 6,708 Environmental services 20,176 18,714 18,539 16,981 16,541 Leisure and cultural services 16,883 16,485 17,656 17,267 16,794 Planning and development 1,916 1,912 1,418 1,539 1,657 71,543 67,315 65,071 62,547 58,877 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -10 -10 - 7 2014 EXPENSES 2010 EXPENSES 34.91% 15.25% 6.24% 42.71% 0.32%0.58% Expenses Salaries,wages and benefits Amortization Materials and supplies Contracted services Interest on long-term liabilities Others 34.53% 19.07%6.90% 38.31% 0.81%0.39% Expenses Salaries,wages and benefits Amortization Materials and supplies Contracted services Interest on long-term liabilities Others Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -11 -11 - 8 INDUSTRY COMPARISON NET FINANCIAL ASSETS (DEBT) TCA ADDITIONS 2008 2009 2010 2011 2012 2013 Town of Aurora 41,465 48,008 50,022 50,942 54,983 59,474 Town #2 13,459 (787) (16,624) (20,479) (17,981) (14,620) Town #3 (17,478) (22,427) (26,022) (18,168) (12,355) (15,755) Town #4 (5,959) (4,228) (3,026) (1,529) 2,641 5,964 Town #5 33,729 33,790 33,758 40,092 50,863 60,667 (40,000) (30,000) (20,000) (10,000) - 10,000 20,000 30,000 40,000 50,000 60,000 70,000 2008 2009 2010 2011 2012 2013 Town of Aurora 17,052 20,556 14,074 25,306 15,183 7,894 Town #2 26,432 50,871 44,547 24,794 45,531 14,867 Town #3 21,422 11,999 12,017 9,994 9,396 13,125 Town #4 6,667 7,812 21,060 16,549 5,382 6,853 Town #5 - 27,284 43,754 21,455 20,782 27,714 - 10,000 20,000 30,000 40,000 50,000 60,000 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -12 -12 - 9 REVENUE EXPENSES 2008 2009 2010 2011 2012 2013 Town of Aurora 63,657 66,858 65,094 79,442 71,871 70,409 Town #2 50,257 63,545 52,196 53,320 68,232 54,398 Town #3 31,628 26,948 33,383 41,159 43,825 39,682 Town #4 41,794 39,164 52,895 54,749 44,491 46,003 Town #5 94,052 85,614 94,595 97,511 102,893 114,929 - 20,000 40,000 60,000 80,000 100,000 120,000 140,000 2008 2009 2010 2011 2012 2013 Town of Aurora 52,594 54,065 58,877 62,547 65,071 67,315 Town #2 26,299 30,619 35,165 40,128 44,257 50,092 Town #3 22,722 23,984 29,480 32,199 33,514 34,342 Town #4 39,461 38,772 39,649 44,486 45,410 47,006 Town #5 77,707 82,127 85,326 89,907 93,817 98,182 - 20,000 40,000 60,000 80,000 100,000 120,000 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -13 -13 - 10 ANNUAL SURPLUS (DEFICIT) ACCUMULATED SURPLUS 2008 2009 2010 2011 2012 2013 Town of Aurora 11,063 12,793 6,217 16,895 6,800 3,094 Town #2 23,958 32,884 19,934 13,193 24,245 8,046 Town #3 8,906 2,964 3,903 8,960 10,311 5,341 Town #4 2,333 392 13,247 10,239 (1,774) (1,175) Town #5 17,374 9,494 12,753 8,514 10,446 16,747 (5,000) - 5,000 10,000 15,000 20,000 25,000 30,000 35,000 2008 2009 2010 2011 2012 2013 Town of Aurora 384,741 400,102 406,319 421,395 428,195 437,926 Town #2 139,199 171,601 192,269 205,462 229,707 237,753 Town #3 108,720 111,684 115,588 129,898 140,209 145,550 Town #4 336,394 336,786 350,030 358,867 357,093 357,093 Town #5 443,284 452,778 465,531 472,638 483,084 499,831 - 100,000 200,000 300,000 400,000 500,000 600,000 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -14 -14 - 11 2013 TOWN OF AURORA REVENUE 2013 INDUSTRY AVERAGE REVENUE 47.76% 38.27% 0.74% -0.14% 2.04% 11.06%Revenue Taxation User fees Grants Loss on disposal of tangible capital assets Assumed infrastructure assets Other 48.82% 29.62% 2.30% -0.31% 9.82% 9.13%Revenue Taxation User fees Grants Loss on disposal of tangible capital assets Assumed infrastructure assets Other Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -15 -15 - 12 2013 TOWN OF AURORA EXPENSE 2013 INDUSTRY AVERAGE EXPENSE 36.02% 15.63%6.26% 40.68% 0.44% 0.96%Expense Salaries,wages and benefits Amortization Materials and supplies Contracted services Interest on long-term liabilities Other 44.02% 17.00% 10.07% 23.80% 2.02% 3.08%Expense Salaries,wages and benefits Amortization Materials and supplies Contracted services Interest on long-term liabilities Other Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -16 -16 - 13 Audit Committee Best Practice Recommendations Financial Reporting The Committee should receive monthly internal financial statements and ensure that the financial statements clearly reflect the true performance of the Organization. The Committee should review audit adjustments made and those waived because of immateriality. The Committee should review and approve the draft audited financial statements. Is there a financial expert on the Committee?The financial expert would have the following 5 attributes: Understanding of the financial statements and accounting principles used to prepare the issuer's financial statements; Ability to assess the application of such accounting policies; Experience preparing,auditing,analyzing or evaluating financial statements,or experience supervising individuals engaged in preparing,auditing,analyzing or evaluating financial statements; An understanding of internal controls and procedures for financial reporting; An understanding of audit committee functions Risks and Controls The Committee should create the right tone at the top to foster growth of suitable controls. The Committee should have a sufficient understanding of the risks at the Organization. The Committee should analyze the internal control system to ensure that the risks are adequately mitigated. Audit Function The Committee should ensure that the external auditor selected has sufficient knowledge of and experience in the Organization’s industry. The Committee should review the audit fee and ensure that it is in line with the scope of the audit. The Committee should confirm and discuss the auditor’s independence. The Committee should keep an open line of communication with the external auditors, including such items as: The auditor's responsibility under Canadian Auditing Standards. The quality of the accounting principles followed by the Organization. Disagreements with management. Difficulties in performing the audit. Major issues management discussed with the auditors before their retention. Other Issues to Consider: Is the Committee independent from the Organization? Is the Committee sufficiently financially literate? Are there clear position descriptions for directors? Is there orientation and continuing education for all directors in place? Is there a written code of business conduct and ethics? Is there a nominating committee? Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -17 -17 - 14 Summary of Audit Process Overall Approach Attain an understanding of processes and controls within the departments by performing system descriptions and walkthroughs. Attain an understanding of internal IT and software,through discussions with the IT department and our systems descriptions. Identify specific areas of the financial information which contain risk,and significant judgment. From these initial stages,we determine what procedures to be performed on the specific areas of the financial statements. Income Statement Approach Revenue Taxation –we obtain the annual by-law and compare to the revenue recorded following-up on significant differences. Grants and government transfers –we obtain a sample of revenue received and agree to the funding documents,following up on differences. Interest income –Interest reasonability tests are performed on tax interest, reserve interest,bank and investments. Assumed infrastructure assets –we obtain the asset registers and recalculate. We take a sample of additions and trace to the supporting documentation to ensure the amounts agree.We then compare the overall asset registers to that recorded and follow-up on any significant differences. Gain on disposal of tangible capital assets –we review the disposals and compare to the asset registers to ensure the cost was removed appropriately. Also,if the assets were sold we obtain documentation on the proceeds to ensure the calculation of the gain/loss is appropriate. User fees,fines,licenses,permits and other revenue –we performed a detailed comparison of current year to the prior five years and budget on an account by account basis,using a threshold to determine the significant changes.We then review the significant changes with management and obtain supporting documentation. Expenses Salaries,wages and employee benefits –we perform test of controls on a cyclical basis.This tests various input and output controls for salaries.With regards to benefits we perform a reasonability test based on yearly percentages of CPP,EI,and benefits as a percentage of salaries.These are compared to the stated rates and differences are followed up. Materials and supplies,contracted services and other –we perform substantive tests on these expenses and vouch to supporting documentation on a sample basis,following up on any differences. Interest on long-term liabilities -we review the various debenture contracts and agree the interest expensed to the interest indicated in those. Amortization –we recalculate the amortization on a test basis and compare to the actual amounts recorded,following up on any significant differences. Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -18 -18 - 15 Balance Sheet Approach Assets Cash –test of controls are performed on bank reconciliations,and a bank confirmation is sent to the bank and agreed to the general ledger. Taxes receivable –we perform a detailed five year comparison by aging following-up on significant differences.We also perform a large arrears check and follow-up to determine what the approach is to collect from that resident. User fees and accounts receivable –we obtain the various accounts receivable account details and for significant balances agree to the supporting documentation or calculations.We also perform reasonability tests on various specific balances.We perform cut-off tests to ensure that amounts have been recorded in the proper period.We also check for deferred revenue or amounts that have been outstanding for significant periods of time and ensure they should not be written off. Portfolio investments –Confirmations are sent to the investment advisors and review of investment certificates and continuity schedules is performed. Land listed for sale –we obtain the current year listing and for any purchases or sales obtain the agreement and agree the amounts and recalculate any gains/losses. Tangible capital assets and tangible capital assets under construction –we obtain the asset registers and recalculate.We take a sample of additions and trace to the supporting documentation to ensure the amounts agree.We then compare the overall asset registers to that recorded and follow-up on any significant differences. Prepaid expenses –we obtain supporting documentation for any material items included in prepaid. Liabilities Accounts payable and accrued liabilities –we obtain supporting documentation for significant liabilities outstanding.We perform cut-off testing to ensure they have been recorded in the proper period.We test to ensure that accruals are reasonable. Deposits –we review the deposits and ensure that amounts received should not be recognized through a sample of items,following up with the specific departments. Deferred revenue –we obtain the continuity schedule.For additions we test the supporting grant funding letters,test the calculation of developer charges and the reasonability of interest.For decreases we ensure they are approved in the budget. Employee benefits liabilities –we obtain the actuarial report,and review the assumptions made and ensure they are reasonable.We then ensure that the appropriate accounting method has been applied.We follow-up with both the actuary and the Town’s Finance department on any unusual items,differences. Net long-term liabilities –we obtain third party confirmation on the balance, terms and interest rate,following up on any significant differences. Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -19 -19 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -20 -20 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -21 -21 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -22 -22 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -23 -23 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -24 -24 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -25 -25 - The Corporation of the Town of Aurora Consolidated Financial Statements For the year ended December 31,2014y of the Town ofoftheTown lidated FinancialdatedFina ended DeceendedD Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -26 -26 - The Corporation of the Town of Aurora Consolidated Financial Statements For the year ended December 31,2014 Contents Independent Auditor's Report 1 Consolidated Financial Statements Consolidated Statement of Financial Position 2 Consolidated Statement of Operations and Accumulated Surplus 3 Consolidated Statement of Change in Net Financial Assets 4 Consolidated Statement of Cash Flows 5 Notes to the Consolidated Financial Statements 6 -21 Schedule 1 -Consolidated Schedule of Segmented Disclosure 22 -23dule1-Cdule1- olidol lid inancial PositioncialPosition t of Operations andOperationsan ement of Change inementofChange ement of Cashementof d Fin y of the Town ofoftheTown lidated FinancialdatedFina ended DeceendedD Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -27 -27 - Independent Auditor's Report To the Mayor and Councillors of The Corporation of the Town of Aurora We have audited the accompanying consolidated financial statements of The Corporation of the Town of Aurora,which comprise the consolidated statement of financial position as at December 31,2014,the consolidated statements of operations and accumulated surplus,change in net financial assets and cash flows for the year then ended,and a summary of significant accounting policies and other explanatory information. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these consolidated financial statements in accordance with Canadian public sector accounting standards,and for such internal control as management determines is necessary to enable the preparation of financial statements that are free from material misstatement,whether due to fraud or error. Auditor's Responsibility Our responsibility is to express an opinion on these consolidated financial statements based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards.Those standards require that we comply with ethical requirements and plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements.The procedures selected depend on the auditor's judgment,including the assessment of the risks of material misstatement of the consolidated financial statements,whether due to fraud or error.In making those risk assessments,the auditor considers internal controls relevant to the entity's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances,but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control.An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of accounting estimates made by management,as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion,these consolidated financial statements present fairly,in all material respects,the financial position of The Corporation of the Town of Aurora as at December 31,2014 and the results of its operations and accumulated surplus,change in net financial assets,and its cash flows for the year then ended in accordance with Canadian public sector accounting standards. Chartered Professional Accountants,Licensed Public Accountants Barrie,Ontario June 23,2015 1 g the elieve that telieveth dit opinion.opinion. Opinionpinion In our opiniInouropini positionposition and acand acccc useduse all presall the p or error.erro n on thesethese consolidatconso ce with Canadian gewithCanadian with ethical requhethicalreqirem er the financial statemfinancialst procedures to obtaincedurestoobtai ements.ts.The proceduTheprocedu ks of material misstatmaterialmis making those risk assemakingthoserisk nd fair presentationdfairpresenta propriate inropriate the ntity's inteity's the presentation opresentation unting standauntingstanda ration oationo e CoeCorporation of therporationo n as at December 31asatDecemb ge in net financial aseinfinancia ting policinges and oesan Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -28 -28 - The Corporation of the Town of Aurora Consolidated Statement of Financial Position December 31 2014 2013 (Dollar amounts presented in '000's)Restated (note 2) Financial assets Cash (note 3)$ 8,106 $ 9,002 Taxes receivable 6,163 7,003 User fees receivable 3,344 3,361 Accounts receivable 6,281 6,440 Portfolio investments (note 5)68,444 62,725 Land listed for sale (note 6)9,500 9,273 101,838 97,804 Liabilities Accounts payable and accrued liabilities 14,290 11,849 Deposits (note 7)4,024 5,148 Deferred revenue (note 8)13,210 14,587 Employee benefits liabilities (note 9)963 818 Net long-term liabilities (note 10)4,286 5,928 36,773 38,330 Net financial assets 65,065 59,474 Non-financial assets Tangible capital assets (note 23)395,727 378,381 Prepaid expenses 86 71 395,813 378,452 Accumulated surplus (note 11)$ 460,878 $ 437,926 Contingencies and contractual obligations (notes 17 and 18) Approved by Council Mayor Chief Administrative Officer The accompanying notes are an integral part of these consolidated financial statements 2 at ontingencies andngenciesan ApproveApprove plusplu (n sets (note 23)(note 23) 1 2013013 RestatedRestated (note 2)(note 2) 106 $ 9,002$ 9,002 6,16363 7,0 3,34444 6,2816,281 68,44468,444 9,5009,50 101,810 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -29 -29 - The Corporation of the Town of Aurora Consolidated Statement of Operations and Accumulated Surplus Budget For the year ended December 31 2014 2014 2013 (Dollar amounts presented in '000's)Restated (note 2) (note 4) Revenue Taxation (note 12)$ 39,493 $ 35,249 $ 33,719 User fees 26,184 38,522 27,017 Grants (note 13)2,472 2,493 520 Loss on disposal of tangible capital assets -(63)(96) Assumed infrastructure assets -8,618 1,439 Other (note 14)9,426 9,676 7,810 77,575 94,495 70,409 Expenses General government 12,130 12,078 11,677 Protection to person and property 12,346 12,254 10,875 Transportation services 8,030 8,236 7,652 Environmental services 20,105 20,176 18,714 Leisure and cultural services 17,030 16,883 16,485 Planning and development 2,289 1,916 1,912 71,930 71,543 67,315 Annual surplus 5,645 22,952 3,094 Accumulated surplus,beginning of year,as previously stated 437,926 437,926 428,195 Prior period adjustment (note 2)--6,637 Accumulated surplus,beginning of year,as restated 437,926 437,926 434,832 Accumulated surplus,end of year $ 443,571 $ 460,878 $ 437,926 The accompanying notes are an integral part of these consolidated financial statements 3 nning of yeagofyr,as previousasprevio (note 2)e 2) us,s,beginning of yeaginningofyr end of yeardofy 12,130,130 12,34612,346 8,0308,030 20,1020,10 7 te 2 $ 33,71933,719 27,01727,017 93 520520 (6363)) 8,6188,618 9,6769,676 94,4954,49 1 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -30 -30 - The Corporation of the Town of Aurora Consolidated Statement of Change in Net Financial Assets Budget For the year ended December 31 2014 2014 2013 (Dollar amounts presented in '000's)Restated (note 2) (note 4) Annual surplus $ 5,645 $ 22,952 $ 3,094 Amortization of tangible capital assets 10,907 10,907 10,524 Net proceeds on disposal of tangible capital assets -54 174 Loss on disposal of tangible capital assets -63 96 Acquisition of tangible capital assets (19,752)(19,752)(7,894) Assumed infrastructure assets -(8,618)(1,439) Land listed for sale --(122) Change in prepaid expenses -(15)58 Change in net financial assets (3,200)5,591 4,491 Net financial assets,beginning of year 59,474 59,474 54,983 Net financial assets,end of year $ 56,274 $ 65,065 $ 59,474 The accompanying notes are an integral part of these consolidated financial statements 4 $$ (3,200),200) 59,47459,47 tate (note 2)e 2) $ 3,0943,094 907 10,52410,524 5454 6363 ((19,75219,752)) ((8,6188,6 ) - (1 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -31 -31 - The Corporation of the Town of Aurora Consolidated Statement of Cash Flows For the year ended December 31 2014 2013 (dollar amounts presented in '000's)Restated (note 2) Operating transactions Annual surplus $ 22,952 $ 3,094 Non-cash charges to operations: Amortization of tangible capital assets 10,907 10,524 Loss on disposal of tangible capital assets 63 96 Assumed infrastructure assets (8,618)(1,439) Changes in non-cash operating working capital: Taxes receivable 840 (1,154) User fees receivable 17 (487) Accounts receivable 159 1,787 Land listed for sale (227)(1,373) Accounts payable and accrued liabilities 2,441 2,585 Deposits (1,124)1,206 Deferred revenue (1,377)(4,996) Employee benefits liabilities 145 2 Prepaid expenses (15)58 Total Operating Transactions 26,163 9,903 Capital transactions Acquisition of tangible capital assets (19,752)(7,894) Net proceeds on disposal of tangible capital assets 54 174 Total Capital Transactions (19,698)(7,720) Investing transactions Decrease /(Increase)in portfolio investments (5,719)4,773 Financing transactions Principal repayment on long-term liabilities (1,642)(1,579) Increase /(Decrease)in cash (896)5,377 Cash,beginning of year 9,002 3,625 Cash,end of year $ 8,106 $ 9,002 The accompanying notes are an integral part of these consolidated financial statements 5 / h,,beginningbeginn Cash,sh,end of yeendo ease)iease ts gible capital assetscapitalasse e)in portfolio invesnportfolioin onsons nt on long-telon ash 3,094094 10,52410,524 3 9696 618)(1,439(1,439 84040 ( 1717 15959 ((22722) 2,4412 ((1,12 (1 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -32 -32 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 1.Summary of Significant Accounting Policies The Corporation of the Town of Aurora (the "Town")is a municipality in the Province of Ontario.The Town conducts its operations guided by the provisions of provincial statutes such as the Municipal Act,Municipal Affairs Act and related legislation. Management's Responsibility The consolidated financial statements of the Town are the responsibility of management. They have been prepared in accordance with Canadian public sector accounting standards established by the Public Sector Accounting Board ("PSAB")of The Chartered Professional Accountants of Canada. Basis of Consolidation The consolidated financial statements reflect the assets,liabilities,revenue,expenditures and fund balances of the Town and comprise all of the organizations that are accountable for the administration of their financial affairs and resources to the Town and are owned or controlled by the Town.These boards include: The Aurora Public Library Board All inter-organizational and inter-fund transactions and balances are eliminated. Basis of Accounting Revenue and expenses are reported on the accrual basis of accounting whereby revenue is recognized as it is earned and measurable;and expenses are recognized in the period that goods and services are acquired,a liability is incurred,or transfers are due. Cash Cash and cash equivalents are comprised of cash on hand,cash held in financial institutions and temporary investments with maturities of 90 days or less. Government Transfers Government transfers,which include legislative grants,are recognized in the consolidated financial statements in the period in which the events giving rise to the transfers occur, providing the transfers are authorized,any eligibility criteria have been met,and reasonable estimates of the amounts can be made,except to the extent possible that the transfer stipulations give rise to an obligation that meets the definition of a liability. Transfers are recognized as deferred revenue when transfer stipulations give rise to a liability.Transfer revenue is recognized in the consolidated statement of operations as the stipulated liabilities are settled. Tangible Capital Assets Tangible capital assets are recorded at cost,less accumulated amortization.Cost includes all costs directly attributable to acquisition or construction of the tangible capital asset including transportation costs,installation costs,design and engineering fees,legal fees and site preparation costs.Contributed tangible capital assets are recorded at fair value at the time of the donation,with a corresponding amount recorded as revenue.Amortization is recorded on a straight-line basis over the estimated life of the tangible capital asset using the following rates. 6 vern GovernmentGovernment financial stafinancialsta providingprovidi reasonareasona transtrans TrT i TransT irs lude:de: -fund transactions adtransactio are reported on thearereportedon arned and measurabedandmeasura are acquired,a liabacquired,a uivalents arelen stmentstme assets,liabilassets,liab of the organoftheorgan resourceresourc Province ofinceof ncial statuteslstatutes onsibility of managetyofman sector accounting sectoraccounti of The Chartered PofTheCharte Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -33 -33 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 1.Summary of Significant Accounting Policies (continued) Tangible Capital Assets (continued) Buildings 10 -50 years Vehicles 7 -15 years Other Machinery and Equipment 7 -15 years Library Collection 7 years Computer Equipment 4 -10 years Parks Facilities (excluding Buildings)5 -80 years Transportation Infrastructure Roads 20 -36 years Bridges and Other Structures 30 -40 years Environmental Infrastructure Sanitary Pumping Stations 20 -50 years Underground and Other Networks 15 -100 years One half of the annual amortization is charged in the year of acquisition and in the year of disposal. Non-pension Post-employment Benefits,Compensated Absences &Termination Benefits The Town accrues its obligations under employee benefit plans as the employees render the services necessary to earn employee future benefits.The Town has adopted the following valuation methods and assumptions: a) Actuarial cost method: Accrued benefit obligations are computed using the projected benefit method prorated on service,as defined in PSAB 3250 and PSAB 3255.The objective under this method is to expense each member's benefit under the plan taking into consideration projections of benefit costs to and during retirement.Under this method an equal portion of total estimated future benefit is attributed to each year of service. b) Accounting policies: Actuarial gains and losses are amortized on a linear basis over the expected average remaining service life ("EARSL")(expected remaining payment period in respect of the retiring allowance)of members expected to receive benefits under the plan, with amortization commencing in the period following the determination of the gain or loss.Obligations are attributed to the period beginning on the member's date of hire and ending on the expected date of termination,death or retirement, depending on the benefit value. c) Workplace Safety and Insurance Board (WSIB): The costs related to WSIB benefits are recognized immediately in the period in which the event occured. 7 o b) Accob) Acco ActuActu r hod anhod rvice. chargedged in t t Benefits,Compennefits,Comp ations under employsunderem rn employee futurernemployee d assumptions:ssumption cost method:method: d benefit obligatiobenefitoblig ed on service,asdonservice, hod is to eis on projenp ual 10 -50 years10-50 years 7 -15 years7-15 years 7 -15 y7- 4 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -34 -34 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 1.Summary of Significant Accounting Policies (continued) Pension agreements The Town makes contributions to the Ontario Municipal Employees'Retirement System ("OMERS"),a multi-employer public sector pension fund,based on the principles of a defined benefit plan,which specifies the amount of the retirement benefit to be received by the employees on the basis of predefined retirement age,length of eligible service and rates of remuneration over a fixed period of time. Because OMERS is a multi-employer pension plan,any pension plan surpluses or deficits are a joint responsibility of all participating Ontario municipalities and their employees.As a result,the Town does not recognize any share of the OMERS pension surplus or deficit. Accordingly,contributions made during the year are expensed. Deposits The Town receives deposits on building permits and site plan applications that ensure restitution of any potential damage caused by the developer.These deposits are held in trust until the work has been completed,at which point in time,the deposit is returned. Deferred Revenue Deferred revenue represents user charges and fees which have been collected,but for which the related services have yet to be performed.These amounts will be recognized as revenue in the fiscal year the services are performed. The Town receives development charges under the authority of provincial legislation and Town by-laws.These funds,by their nature,are restricted in their use and,until applied to specific capital works,are recorded as deferred revenue (formerly obligatory reserve funds). Use of Estimates The preparation of financial statements in accordance with Canadian public sector accounting standards requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities at the date of the financial statements,and the reported amounts of revenues and expenses during the reporting period.The principal estimates used in the preparation of these financial statements are the post-employment benefits liabilities,the estimated useful lives of tangible capital assets and valuation of tangible capital assets.Actual results could differ from management's best estimates as additional information becomes available in the future. Assumed Infrastructure Assets Subdivision streets,lighting,sidewalks,drainage and other infrastructure are required to be provided by subdivision developers.Upon completion they are assumed by the Town and recorded at fair value at the date of assumption.The Town is not involved in the construction and does not budget for either the contributions from the developer or the capital expenditure. 8 pr ccountingccount the reportedthereported the reportedthereported estimatesestimat benefitbenefit tangtan ad ationatio nd ed byy ,at whichwhi user charges anuserchargesand f have yet to be peveyettoberfo the services are peservicesare development chargelopmentcharg ese funds,by their nnds,by their n works,are recordworks,are re en ts and sitesandsite develdevel nt rement SystemtSystem e principles of arinciplesofa nefit to be receivedtobereceived of eligible service aeligibleservi plan surpluses or deplansurpluseso ities aniesd their empdtheir MERS pension surpRSpension Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -35 -35 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 1.Summary of Significant Accounting Policies (continued) Revenue Recognition Revenues are recognized as follows: a) Taxation revenue is recognized as revenue when it is authorized and the taxable event occurs.Related penalties and interest are recognized as revenue in the year that they are earned. b) User fees are reported on an accrual basis. c)Grants -Conditional grant revenue is recognized to the extent the conditions imposed on it have been fulfilled. -Unconditional grant revenue is recognized when monies are receivable. d)Investment income earned on surplus funds is reported as revenue in the period earned. Investment income earned on deferred revenue amounts such as development charges and parkland allowances,is added to the associated funds and forms part of the respective deferred revenue balance. Investment income earned on the Town's reserve fund balances is added to the associated funds and forms part of the respective period ending reserve fund balance.Reserve fund balances in a credit position are similarly charged interest. e)Development related fees and charges are recognized over the period of services or when required expenses occur if applicable. 9 eferredferre es,is addedadd nue balance.balance. ed on the Town'sontheTow forms part of theformspartf und balances in a crbalancesin elated fees and charatedfeesand ed expenses occur ifxpensesoccuri zed whendwhe unds is reportendsisrepor venuenu ed and the taxablendthetaxable as revenue in the yeevenueintheye e extent the conextentthe onies a Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -36 -36 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 2. Restatement of Prior Period Tangible Capital Asset Value Review: The Town's transition to its GIS system necessitated a review of its linear assets.A review of these asset types was commenced in 2013 and concluded in the fall of 2014.At December 31,2013,it was estimated based upon the results to date that these assets were collectively overstated by $24,400 as of December 31,2012.In addition,it was discovered that the Town's inventory of water and sewer connections,valued at a historical cost of $16,375,were missing from its reported tangible capital asset cost as of December 31, 2012.Finally,over the course of the Town's 2013 audit process it was discovered that its tangible capital assets under construction were understated by $127 as of December 31, 2012.Consequently,a prior period adjustment reducing the historical cost of the Town's tangible capital assets by a net total of $7,898 was recorded in the December 31,2013 consolidated financial statements.As a result of this adjustment to historical cost,it was necessary to record a prior period adjustment reducing accumulated amortization by a net total of $6,328.These adjustments resulted in a decrease in the net book value of tangible capital assets of $1,570. Upon the conclusion of the review of the Town's linear asseets in the fall of 2014 it was determined that the historical cost of these assets as at December 31,2012 was understated by $6,388.In addition,it was determined that the Town's inventory of water and sewer connections as at December 31,2012 was overstated by $1,287.Finally,over the course of the review,it was discovered that the historical cost of underground infrastructure assets was understated by $7,826 as at December 31,2012.Consequently,it was deemed necessary that a prior period adjustment increasing the historical cost of the Town's tangible capital assets by a net total of $12,927 be recorded.As a result of this adjustment to historical cost,it was necessary to record a prior period adjustment increasing accumulated amortization by a net total of $6,562.These adjustments resulted in an increase in the net book value of tangible capital assets of $6,365. The net effect of all of the above noted prior period adjustments is as follows: 2013 Statement of Financial Position: Increase in tangible capital assets $6,365 Increase in accumulated surplus $6,365 Statement of Operations: Increase in accumulated surplus,beginning of year $6,637 Increase in expenses Transportation services 195 Environmental services 77 Total increase in expenses 272 Decrease in annual surplus $(272) Increase in accumulated surplus,end of year $6,365 10 ement of Fimento crease in tangibasetangib Increase in accreasein StatemeStateme IncreaIncr In the TownTow's st ofof these assesea on,it was dewasdetermint ecember 31,mber 31,2012 w20 it was discoveredtwasdisco understated by $7,82rstatedby$ that a prior periodthatapriorpe tal assets by a netassetsbyne storical cost,it walcost,it w mulated amortizatiomulatedamortiz in the net book valnthenetbook all of the aboft reco his adjustmadjust ducing accumuducingaccum decrease indecreasein sets.A reviewAreview fall of 2014.Atof2014.At at these assets wereeseassetswere tion,it was discove,it was di ed at a historical cahistoric et cost as of DecemcostasofDe cess it was discovercessitwasdis ed by $127 as of Ddby$127 a he historical coehistoric d in the Ddinth t to h Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -37 -37 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 3. Cash The Town's bank accounts are held at one chartered bank.The bank accounts earn interest at composite prime rate minus 1.75%.As at December 31,2014,the rate is 1.25%(2013 - 1.25%). The Town has an overdraft credit facility agreement with TD Bank,to be used for day to day operations.The maximum credit limit is $1,000 with interest calculated using the composite prime rate minus 0.25%.As at December 31,2014,the rate is 2.75%(2013 - 2.75%)and the outstanding balance is $Nil (2013 -$Nil). 4. Budget Reconciliation The Budget for 2014 adopted by Council on March 18,2014 was prepared on a basis not consistent with that used to report actual results (Canadian public sector accounting standards).The budget was prepared on a modified accrual basis,while Canadian public sector accounting standards now require financial statements to be prepared on a full accrual basis.Accordingly,the budget expensed all tangible capital expenditures rather than including amortization expense.As a result,the budget figures presented in the statements of operations and change in net financial assets represent the 2014 budget adopted by Council with adjustments as follows: Revenue Expense Net Council approved budget: Operating -Town &Library $ 53,470 $ 53,470 $ - Operating -water/sewer 16,767 16,767 - Capital (for multiple years)9,530 9,530 - Total Council approved budget 79,767 79,767 - Less:Multiple years capital (9,530) (9,530)- debt principal payments1 - (1,637) 1,637 Plus:2014 Non-TCA capital - 790 (790) budget change 450 450 - 2014 outside source for capital projects 3,080 - 3,080 transfers to/from other funds2 (4,900) (8,817) 3,917 transfers from deferred revenue 8,708 - 8,708 amortization expense3 - 10,907 (10,907) Adjusted budget per the consolidated statement of operations $ 77,575 $ 71,930 $ 5,645 1 "Debt principal payments"are considered a repayment of a long-term liability and are not considered an expense under accrual accounting -only the related interest portion remains a valid expense under accrual accounting. 2 "Transfers to/from other funds"represents transfer to/from reserves for expenditures and is not considered a revenue source under accrual accounting. 3 Under accrual accounting,costs related to the acquisition of "Tangible Capital Assets"are recorded on the balance sheet -only the amortization of existing Tangible Capital Assets is included as an expense. 11 20 budgebud 2014 ou2014ou transfeansfe transtra amam AdjuAdju cipci n-TCAn-T an fin expenspense As aa resultre ge in nennt financifinan nts as follows:follows: aryary wer e years)ars) pproved budgetprovedbudget capitalapit ayme 18,2014201 ults (Canadia(Canad ified accrualfiedaccrual al statemalstatem ll tantan rn interesterest .25%(2013 -%(2013 - be used for day tousedfordayto calculated usinglculatedusi he rate is 2.75%(20eis2.75% as prep u Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -38 -38 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 5. Portfolio Investments Portfolio investments are comprised of fixed income securities that are primarily federal, provincial and municipal government bonds,debentures and promissory notes and bearer deposits that mature after more than 90 days.Portfolio investments are valued at the lower of cost or market value. Portfolio investments of $68,444 (2013 -$62,725)have a market value of $75,253 (2013 - $68,466). 6. Land Listed for Sale The Town owns two parcels of land,which are surplus to the Town's needs and were listed for sale in 2010. In 2014,the servicing of the above noted two parcels of land was completed with a total of $227 being invested net of all recoveries. Subsequent to the year end,a portion of one of these parcels was sold.The details of this transaction can be found in note 19. 7. Deposits Beginning Ending Balance 2014 2014 Balance 2014 Inflows Outflows 2014 Refundable Damage Deposits $ 5,148 3,049 (4,173)$ 4,024 12 of oneone of theofthe BeginnBeginn Bala age DepositsageDep s to th rcels of land wcelsofland ly federal,federal, es and bearerndbearer ed at the lowerthelowe lue of $75,253 (2013of$75,253 (2 own's neeown's Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -39 -39 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 8.Deferred Revenue Beginning Balance 2014 2014 Inflows 2014 Outflows Ending Balance 2014 Development charges $ (12,317)10,505 (7,087)$(8,899) Parkland purposes 12,581 1,931 (4)14,508 Building Code Act,1992 203 458 (258)403 Federal Gas Tax 2,290 1,582 (1,586)2,286 Revenue Deferral -General 1,122 2,754 (1,682)2,194 3,879 17,230 (10,617)10,492 Deferred Revenue transferred to capital but unexpensed at the end of the year 10,708 4,162 (12,152)2,718 $ 14,587 21,392 (22,769)$ 13,210 During 2009,an appeal was made to the Ontario Municipal Board (OMB)regarding the Town's Development Charges Bylaw at that time.A settlement of this outstanding appeal was reached in 2012 resulting in the establishment of a related estimated settlement accrual.This settlement amount was fully paid out to all applicable parties in 2014. 9.Employee Benefits Liabilities 2014 2013 Post-employment benefits $ 638 $ 619 Accrued sick leave 183 199 821 818 WSIB benefits 142 - $ 963 $ 818 13 crued WSIB benefWSIBf mentmen leavel 7 to the Ontario MtheOntario aw at that tthatime.Am g in the establtheestablishmi ount was fully paiduntwasfully LiabilitiesLiabilities efit 4,1624,162 21,3921,39 Endingding Balancealance 20142014 ,087)$$((8,8998,899 (4)(4)14,5 (258)258) (1,586)(1,586) (1,682)(1,682) (10,617)10,6 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -40 -40 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 9.Employee Benefits Liabilities (Continued) Post-employment benefits Post-employment benefits are health and dental benefits that are provided to early retirees and employees currently on a long term disability.The Town recognizes these post- employment costs as they are earned during the employee's tenure of service.The accrued benefit obligations for the Town's post-employment benefits and accrued sick leave liabilities as at December 31,2014 are as follows: 2014 2013 Accrued benefit obligation,beginning of year $ 1,318 $ 898 Add: Benefit expense 63 50 Interest cost 60 42 Actuarial losses -424 Less: Benefits paid for the period (156)(96) Accrued benefit obligation,end of year 1,285 1,318 Unamortized actuarial losses (464)(500) Accrued benefit liability $ 821 $ 818 The accrued benefit obligations for the Town's post-employment benefits liability and accrued sick leave as at December 31,2014 are based on actuarial valuations for accounting purposes as at December 31,2013 with projections to December 31,2016. These actuarial valuations were based on assumptions about future events.The economic assumptions used in these valuations are management's best estimates of expected rates of: 2014 2013 Expected future inflation rates 2.0%2.0% Discount on accrued benefit obligations 4.75%4.75% Health care costs escalation 5.67%4.00% Dental costs escalation 4.0%4.0% The amount of benefits paid by the Town during the year was $38 (2013 -$50). Workplace Safety and Insurance Board (WSIB)benefits The Town is a Schedule 2 employer under the Workplace Safety and Insurance Act and,as such,assumes responsibility for financing its workplace safety and insurance costs.The accrued WSIB benefit obligations for the Town's WSIB benefits liability as at December 31, 2014 are based on actuarial valuations for accounting purposes as at December 31,2013 with projections to December 31,2016.These actuarial valuations were based on assumptions about future events. 14 ExE DiscoD HealthHealt Den TheThe ed fu obligations for thebligationsfor as at DecemberatDecember ses as at DecembeatDecembe valuations were bavaluationswere sed in these valuatedintheseva to early retireesearlyretirees gnizes these post-es these post- service.The accruevice.The accrue nd accrued sick laccruedsi 201420 1,3 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -41 -41 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 10. Net Long-term Liabilities 2014 2013 Debenture,bearing interest at rates varying from 3.1% to 4.1%,maturing in September 2015.Principal is repayable in annual installments,and interest is payable in semi-annual installments.$ 1,502 $ 2,946 Debenture,bearing interest at 4.37%,maturing in September 2025.Principal and interest is repayable in semi-annual installments of $160.2,776 2,968 Capital leases,bearing interest at 3.80%,maturing in July 2016.Principal and interest is repayable in quarterly installments.8 14 $ 4,286 $ 5,928 Principal repayments for each of the next five years and thereafter are as follows: 2015 $ 1,709 2016 213 2017 220 2018 229 2019 239 Thereafter 1,676 $ 4,286 The interest expense related to the above long-term debt was $230 (2013 -$294). The debentures were issued by The Regional Municipality of York in the name of the Town to fund the construction of a recreation complex.The long-term liabilities have been approved by municipal and regional by-law.The annual principal and interest payments required to service these liabilities are within the annual debt repayment limit prescribed by the Ministry of Municipal Affairs and Housing. 15 The debenThedeb to fund thetofundthe approved byapprovedby requiredrequire by thebythe xpexp s next five years antfiveyears $$ fter relat 20132013 1,50202 $ 2,$ 2,7762,77 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -42 -42 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 11.Accumulated Surplus Accumulated surplus is comprised of the following: 2014 2013 Restated (note 2) Non Financial Surpluses General revenue $ 5,356 $ 8,771 Land listed for sale 9,500 9,273 Invested in tangible capital assets 395,727 378,381 Less:financed by long-term liabilities (4,286)(5,928) Total non-financial surpluses 406,297 390,497 Reserves set aside by Council for Infrastructure Infrastructure Sustainability -Water Rate Funded 3,902 1,084 Infrastructure Sustainability -Tax Rate Funded 9,809 7,698 13,711 8,782 Reserve funds,set aside for specific purposes by Council 5,282 3,860 Proceeds of sale of Aurora Hydro 35,588 34,787 Total reserves and reserve funds 54,581 47,429 Accumulated surplus $ 460,878 $ 437,926 12. Net Taxation 2014 2013 Total taxes levied by the Town $ 108,421 $ 105,666 Less: Taxes levied on behalf of the Boards of Education 30,957 30,500 Taxes levied on behalf of the Region of York 42,215 41,447 $ 35,249 $ 33,719 13.Grants Revenue 2014 2013 Federal $ 2,068 $ 248 Provincial 111 23 Other 314 249 $ 2,493 $ 520 16 otal taxeotalta Less:Less: Taxes levTaxeslev TaxesTaxe vied Fun ic purposes by CourposesbyC dro e fundsnds us ndedded dd 20132013 RestatedRestated (noteote 5,3565,356 $$ 9,5009,500 395,72795,727 (4,2864,28 ) 406,240 Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -43 -43 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 14.Other Revenue 2014 2013 Penalties and interest on taxes $ 987 $ 1,003 Fines 239 220 Licenses,permits and fees 3,313 2,205 Interest income 3,275 3,593 Other 1,862 789 $ 9,676 $ 7,810 15. Pension Agreements OMERS provides pension services to more than 451,115 active and retired members and their approximately 974 employers.Each year an independent actuary determines the funding status of OMERS Primary Pension Plan (the Plan)by comparing the actuarial value of invested assets to the estimated present value of all pension benefits that members have earned to date.The most recent actuarial valuation of the Plan was conducted at December 31,2014.The results of this valuation disclosed total actuarial liabilities of $76,924 million in respect of benefits accrued for service with actuarial assets at that date of $69,846 million indicating an actuarial deficit of $7,078 million.Because OMERS is a multi-employer plan,any pension plan surpluses or deficits are a joint responsibility of Ontario municipal organizations and their employees.As a result,the town does not recognize any share of the OMERS pension surplus or deficit. Contributions in 2014 ranged from 9.0%to 14.6%depending on the level of earnings.As a result,$1,841 (2013 -$1,809)was contributed to OMERS for current year services. 16.Insurance Coverage The Town is self-insured for insurance claims up to $10 for any individual claim and for any number of claims arising out of a single occurrence. Claim costs during the year amounted to $69 (2013 -$46). The Town has made provisions for reserves for self-insurance claims under $10 to be used for those claims that exceed the sum provided for in the annual budget.These reserves are reported on the Consolidated Statement of Financial Activities under reserves set aside by Council.In 2013,the Insurance stand alone reserve was collapsed into the Town's general Tax Rate Stabilization Reserve;this reserve will be similarly accessible for this purpose. The balance of the Tax Rate Stabilization Reserve as of December 31,2014 was $2,691. 17 To umber oumber Claim costs dClaimcostsd The TownTheTow for thofortho reporep C self-insel ms value ctuariaarial vl this valuasvaluationtion fits accrued focruedfor servr n actuarial detuarialdeficit ofi nsion plan surplusesionplansurp ations and their emnsandthei he OMERS pension suheOMERSpen 4 ranged from 9.0%nged from 9.0 013 -$1,809)was co$1,809)wa e d 51,115 activ15act an independeanindepend e Plan)by coPlan)by co all penllpen tio 2013013 1,0031,003 220220 3 2,2052,205 275 3,593593 1,86262 7 9,6769,676 $$ nd Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -44 -44 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 17. Contingencies The Town is subject to various legal claims arising in the normal course of its operations. The ultimate outcome of these claims cannot be determined at this time;therefore,no amounts have been recorded in these financial statements.The Town's management believe that the ultimate disposition of these matters will not have a material adverse effect on its financial position. 18.Contractual Obligations The Town committed contractual obligations on major capital projects of approximately $27,166 during 2014,which have various contract completion dates. Effective January 1,2002,the Town entered into an agreement with the Town of Newmarket with respect to the provision of Fire and Emergency services.Under the Agreement,the Town of Newmarket assumed responsibility for the combined Central York Fire Services.The cost of these services is shared between the two municipalities on the basis of a pre-defined cost sharing formula.The Town's share of costs for the year was $8,809 (2013 -$8,227). 19.Subsequent Events Subsequent to year end,the Town drew upon a pre-approved contractor's line of credit in the amount of $4,710 in relation to its Joint Operations Centre construction. In addition,subsequent to year end,the Town sold a parcel of land on June 1,2015 for a sale price of $522.This parcel of land had been listed for sale at December 31,2014 and is disclosed in note 6. 20.Segment Information The Town is a diversified municipal government institution that provides a wide range of services to its citizens.Distinguishable functional segments have been separately disclosed in the Consolidated Schedule of Segment Disclosure.The nature of the segments and the activities they encompass are as follows: Taxation Revenue The Town's primary source of funding for its operations is achieved through property taxes levied against property owners. Governance &Corporate Support This functional segment includes The Mayor's office and Council,CAO Office,Legislative Services,Legal,Communication,Information Technology and Financial Services,and all other support services. Fire &Emergency Services Central York Fire Services provides fire and emergency services to the residents of Aurora and Newmarket.The cost the Town paid for these services is described in Note 18. 18 Segment InfSegment The TownTheTown servicesservices in theinthe actact s sha mula.la.TheT d,the Town drew utheTowndrew 10 in relation to itsrelationtoits sequent to year endsequenttoyear 522.This parcel o22.This parc 6.6 eti nto an aganag Fire and EmeFireandEm sponsibilityponsibility betwebetwe wn operations.rations. therefore,noefore,no agement believementbelieve verse effect on itseeffectonits pital projects ofitalproject dates.dates. men Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -45 -45 - The Corporation of the Town of Aurora Notes to the Consolidated Financial Statements December 31,2014 (Dollar amounts presented in '000's) 20.Segment Information (continued) Building,Bylaw &Licensing Services The Town issues a variety of licenses and permits.This segment ensures an acceptable quality of building construction and maintenance of properties through enforcement of construction codes,building standards and by-laws for the protection of occupants.It enforces all zoning by-laws and the processing of building permit applications. Roads &Related Services This segment represents the reconstruction,repair,maintenance works and winter control services provided to the Town's roads,sidewalks,street lighting,walkways and bridges. Environmental Services This segment represents the water/sewer services and waste management services provided by the Public Works Department. Community Programs &Events This segment represents the services that the Parks &Recreation Services Department provided through community programs and special events. Parks &Facilities This segment maintains numerous recreation facilities,as well as indoor community space for booking and community use.It also maintains parks and playgrounds,open spaces and a vast trail system. Public Library Services This segment of library services covers the Library Board and The Town's library expenses. The funding from the Town to the Library Board is eliminated before the segment amount is determined. Planning &Development This functional segment manages the Town's urban development through the development application process.It also oversees community economic development,environmental concerns,heritage matters,local neighbourhoods,and the Town's Official Plan. 21.Comparative Amounts Certain comparative figures in these consolidated financial statements have been reclassified to conform to the presentation adopted for the current year. 22. Tangible Capital Assets Under Construction Tangible capital assets under construction and other capital work in progress by the Town having a value of $18,540 (2013 -$8,069)have not been amortized.Amortization of these assets will commence when these noted assets are put into service.This value excludes any developer constructed assets which have yet to be assumed. 19 .ComparativeComparative Certain cCertain reclassireclass 22 spec ecreation facationfacilitieilit t also maintamaintains parin services covers theservicescover Town to the LibrarywntotheLibra elopmentelopment l segment managesegmentman ess.It alsoIt mattersmatt was Parks &ReParks&Re events.vents. an acceptablecceptable enforcement oforcementof n of occupants.Itoccupants.It cations.ns. ce works and wintereworksandw ng,walkways and brng,walkways a managementmanagem Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -46 -46 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -47 -47 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -48 -48 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -49 -49 - Audit Committee Meeting Agenda Tuesday,June 23,2015 Item 1 Page -50 -50 -