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Agenda - Finance Advisory Committee - 20240611Town of Aurora Finance Advisory Committee Meeting Agenda Date:Tuesday, June 11, 2024 Time:5:45 p.m. Location:Holland Room, Aurora Town Hall Meetings are available to the public in person and via live stream on the Town’s YouTube channel. To participate, please visit aurora.ca/participation. Pages 1.Call to Order 2.Land Acknowledgement 3.Approval of the Agenda 4.Declarations of Pecuniary Interest and General Nature Thereof 5.Receipt of the Minutes 5.1 Finance Advisory Committee Meeting Minutes of May 14, 2024 1 That the Finance Advisory Committee Meeting Minutes of May 14, 2024, be received for information. 1. 6.Delegations 7.Matters for Consideration 7.1 Memorandum from Financial Management Advisor; Re: Budget Review Aurora Public Library 5 That the memorandum regarding the Budget Review of the Aurora Public Library be received; and 1. That the Finance Advisory Committee comments regarding the Budget Review of the Aurora Public Library be received and referred to staff for consideration and further action as appropriate. 2. 7.2 Memorandum from Financial Management Advisor; Re: Community Partner Reserve Fund Policy 22 That the memorandum regarding Community Partners Reserves Management Policy be received; and 1. That the Finance Advisory Committee comments regarding Community Partners Reserve Management Policy be received and referred to staff for consideration and further action as appropriate. 2. 8.New Business 9.Adjournment Town of Aurora Finance Advisory Committee Meeting Minutes Date: Time: Location: Tuesday, May 14, 2024 5:45 p.m. Holland Room, Aurora Town Hall Committee Members: Mayor Tom Mrakas (Chair) Councillor Michael Thompson Councillor Ron Weese Other Attendees: Doug Nadorozny, Chief Administrative Officer Rachel Wainwright-van Kessel, Director, Finance Jason Gaertner, Manager, Financial Management Sandeep Dhillon, Advisor, Financial Management Emily Freitas, Council/Committee Coordinator _____________________________________________________________________ 1. Call to Order The Chair called the meeting to order at 5:46 p.m. 2. Land Acknowledgement The Committee acknowledged that the meeting took place on Anishinaabe lands, the traditional and treaty territory of the Chippewas of Georgina Island, recognizing the many other Nations whose presence here continues to this day, the special relationship the Chippewas have with the lands and waters of this territory, and that Aurora has shared responsibility for the stewardship of these lands and waters. It was noted that Aurora is part of the treaty lands of the Mississaugas and Chippewas, recognized through Treaty #13 and the Williams Treaties of 1923. Page 1 of 29 Finance Advisory Committee Meeting Minutes Tuesday, May 14, 2024 2 3. Approval of the Agenda Moved by Ron Weese Seconded by Councillor Thompson That the agenda as circulated by Legislative Services be approved. Carried 4. Declarations of Pecuniary Interest and General Nature Thereof There were no declarations of pecuniary interest under the Municipal Conflict of Interest Act, R.S.O. 1990, c. M.50. 5. Receipt of the Minutes 5.1 Finance Advisory Committee Meeting Minutes of April 9, 2024 Moved by Councillor Thompson Seconded by Ron Weese 1. That the Finance Advisory Committee Meeting Minutes of April 9, 2024, be received for information. Carried 6. Delegations None. 7. Matters for Consideration 7.1 Memorandum from Financial Management Advisor; Re: Water and Wastewater Rate Study Update Staff provided a presentation on its Water and Wastewater Rate Study, presenting an overview of the current rate structure and proposed rate structure, including; the existing customer base, residential and commercial consumption patterns, challenges of existing rate structures such as inactive customers and revenue dependency upon the level of Page 2 of 29 Finance Advisory Committee Meeting Minutes Tuesday, May 14, 2024 3 water consumption each year. Staff’s proposed multiple rate structures that strived to promote greater fairness to all residents and businesses, to encourage water conservation and reduce the Town’s reliance upon a volumetric driver. The Committee and Staff discussed the proposed rate structures which included various fixed and/or variable rate options; including staff’s recommended rate structure option which consisted of a fixed rate plus two tier variable rate. In its discussion, the committee examined annual water consumption by customer type, as well as the benefits and risks associated with weather patterns experienced. The committee requested staff undertake a further sensitivity analysis of its proposed two-tier variable rates to minimize their impact on water users. Moved by Councillor Thompson Seconded by Ron Weese 1. That the memorandum regarding Water and Wastewater Rate study be received; and 2. That the Finance Advisory Committee comments regarding water and wastewater rate study be received and referred to staff for consideration and further action as appropriate. Carried 7.2 Memorandum from Financial Management Manager; Re: Budget Review of the Finance Department and Corporate Accounts The Committee discussed the budget review of the Finance Department and Corporate Accounts and the increasing cost of maintenance and support for IT and alternatives to mitigate the cost. Staff highlighted, investing strategically in IT, the software costs and subscription fees including Microsoft Licensing, and how more online services are being provided through the website for residents as a result. The Committee also discussed with Staff transfers from reserves and debt management, the operating surplus, and revenue captured. Moved by Councillor Thompson Seconded by Ron Weese Page 3 of 29 Finance Advisory Committee Meeting Minutes Tuesday, May 14, 2024 4 1. That the memorandum regarding the Budget Review of the Finance Department and Corporate Accounts be received; and 2. That the Finance Advisory Committee comments regarding the Budget Review of the Finance Department and Corporate Accounts be received and referred to staff for consideration and further action as appropriate. Carried 8. New Business None. 9. Adjournment Moved by Ron Weese Seconded by Councillor Thompson That the meeting be adjourned at 6:18 p.m. Carried Page 4 of 29 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora Memorandum Finance Re: Memo-Budget Review Aurora Public Library To: Finance Advisory Committee From: Tracy Evans, Advisor, Financial Management Date: June 11, 2024 Recommendation 1. That the memorandum regarding the Budget Review of the Aurora Public Library be received; and 2. That the Finance Advisory Committee comments regarding the Budget Review of the Aurora Public Library be received and referred to staff for consideration and further action as appropriate. Background As per its budget process document, the Finance Advisory Committee is required to undertake a detailed review of each department and community service partner’s core operating budgets prior to the conclusion of the Council term. These detailed reviews allow for a more strategic review of the Town’s draft operating budgets by the Budget Committee. During the course of these detailed reviews any arising budget concern areas can be explored and addressed as part of a future Town budget process. Attachments Attachment 1 – APL FAC Memo June 11, 2024 Attachment 2 – APL Financial Line By Line Detail Attachment 3 – 2022 Audited Financial Statements-FAC-LB Page 5 of 29 Attachment 1Page 6 of 29 AURORA PUBLIC LIBRARY OPERATING LINE BY LINE 2021 ACTUAL 2022 ACTUAL 2023 ACTUAL 2024 BUDGET 2025 BUDGET 2026 BUDGET SALARIES 2,071,197 2,409,222 2,273,605 2,567,028 2,626,068 2,687,916 BENEFITS 621,957 530,887 564,625 664,972 683,932 701,084 2,693,154 2,940,109 2,838,230 3,232,000 3,310,000 3,389,000 COLLECTIONS -DIGITAL 220,997 261,009 360,971 190,000 190,000 190,000 COLLECTION - PHYSICAL 191,056 180,222 180,021 160,000 160,000 160,000 COLLECTION - PERIODICALS 14,902 13,032 15,084 10,000 10,000 10,000 426,955 454,264 556,076 360,000 360,000 360,000 PROCESSING SUPPLIES 27,700 19,092 4,205 2,000 2,000 2,000 CATALOGUING SERVICES 28,310 25,079 25,878 27,000 27,000 27,000 ILLO 50 20 399 1,000 1,000 1,000 56,060 44,191 30,482 30,000 30,000 30,000 COMPUTER SUPPLIES 11,011 7,461 3,179 8,000 8,000 8,000 INTERNET 11,781 16,251 10,569 12,000 12,000 12,000 EQUIPMENT REPAIRS 4,853 1,442 1,143 0 0 0 SOFTWARE MTNCE/SUPPORT 182,928 144,972 198,251 190,000 195,000 200,000 210,574 170,127 213,142 210,000 215,000 220,000 PROGRAM SUPPLIES 29,619 26,518 28,127 25,000 25,000 25,000 RECEPTIONS 931 2,000 2,000 2,000 PRINTING 9,712 12,229 12,961 15,000 15,000 15,000 PUBLIC RELATIONS 7,458 8,661 8,143 8,000 8,000 8,000 17,170 20,889 22,035 25,000 25,000 25,000 OFFICE SUPPLIES 270 5,614 4,607 4,000 4,000 4,000 EQUIPMENT & FURNISHINGS 6,385 1,352 4,113 2,000 2,000 2,000 TELEPHONE LINES 17,517 16,034 16,274 12,000 12,000 12,000 EQUIPMENT RENTALS 10,978 19,266 15,680 15,000 15,000 15,000 ADVERTISING 297 297 410 1,000 1,000 1,000 POSTAGE -586 -1,012 -1,090 1,000 1,000 1,000 PRINTING 0 518 1,000 1,000 1,000 COURIER 4,164 3,931 6,758 4,000 4,000 4,000 39,026 45,482 47,270 40,000 40,000 40,000 HEALTH & SAFETY PROGRAM 8,977 1,082 831 1,000 1,000 1,000 COURSES & SEMINARS 8,964 10,722 8,417 10,000 10,000 10,000 BOARD TRAINING & DEVELOPMENT 1,601 0 894 500 500 500 MILEAGE 361 264 3,432 2,000 2,000 2,000 VEHICLE 1,392 1,392 1,500 1,500 1,500 19,904 13,460 14,966 15,000 15,000 15,000 CONSULTING 1,832 0 5,000 5,000 5,000 AUDIT FEES 3,236 5,171 4,104 5,000 5,000 5,000 GENERAL LEGAL 16,326 3,661 4,698 5,000 5,000 5,000 MAINTENANCE CONTRACTS 710 370 488 1,000 1,000 1,000 MEMBERSHIPS 3,965 4,337 8,646 4,000 4,000 4,000 BUSINESS PLAN INITIATIVES 35,387 0 12,439 5,000 5,000 5,000 CONTINGENCY 7,599 712 1,338 2,000 2,000 2,000 RECEPTIONS 669 2,900 4,493 3,000 3,000 3,000 67,892 18,982 36,206 30,000 30,000 30,000 CONT'N TO RESERVE 130,000 180,000 200,000 220,000 220,000 220,000 TOTAL EXPENDITURES 3,690,354 3,914,022 3,986,534 4,187,000 4,270,000 4,354,000 REVENUES PROCTORING FEES 71 MEMBERSHIP FEES 360 3,210 SERVICE CHARGES 25 232 510 500 500 500 LOST & DAMAGED FEES 2,326 3,583 4,482 4,000 4,000 4,000 PRINTING FEES 541 4,500 7,007 9,500 9,500 9,500 PILOT 345 2,995 PROVINCIAL OPERATING GRANT 44,138 44,138 45,422 44,000 44,000 44,000 OTHER GRANTS 1,284 1,284 0 1,000 1,000 1,000 DONATIONS 335 485 1,142 INVESTMENT INCOME 288 658 1,340 1,000 1,000 1,000 BOOK SALES 2,705 3,174 3,000 3,000 3,000 FINES 426 1,762 1,463 2,000 2,000 2,000 RESERVES 16,320 20,427 14,512 TOTAL REVENUES 65,683 80,479 85,328 65,000 65,000 65,000 MUNICIPAL REVENUE 3,624,671 3,833,543 3,901,206 4,122,000 4,205,000 4,289,000 TOTAL REVENUE 3,690,354 3,914,022 3,986,534 4,187,000 4,270,000 4,354,000 Attachment #2Page 7 of 29 Attachment 3Page 8 of 29 Page 9 of 29 Page 10 of 29 Page 11 of 29 Page 12 of 29 Page 13 of 29 Page 14 of 29 Page 15 of 29 Page 16 of 29 Page 17 of 29 Page 18 of 29 Page 19 of 29 Page 20 of 29 Page 21 of 29 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora Memorandum Finance Re: Community Partner Reserve Fund Policy To: Finance Advisory Committee From: Sandeep Dhillon, Senior Advisor, Financial Management Date: June 11, 2024 Recommendation 1. That the memorandum regarding Community Partners Reserves Management Policy be received; and 2. That the Finance Advisory Committee comments regarding Community Partners Reserve Management Policy be received and referred to staff for consideration and further action as appropriate. Background Reserves are one of the most important tools available to Aurora’s Community Partners for achieving financial sustainability. Reserves play a key role to manage the unexpected economic impacts to their operating budget when required. Reserves are meant to pay for emergencies when expected income falls or when unexpected expenses occur. Currently, Town’s Community Partner’s manage their own reserves. However, a need to establish Reserve Management Policy for the Town’s Community partners was identified during the 2024 budget approval process. This memo provides an overview of the newly developed reserve management policy for the Town’s Community Partners. Page 22 of 29 Community Partner Reserve Management Policy June 11, 2024 Page 2 of 3 Analysis Community Partners Reserve Management Policy outlines the guidelines and controls for the creation and management of reserves The purpose of the reserve management policy is to establish financial guidelines and appropriate controls for the administration and management of reserves for the Town of Aurora. This policy provides regulations and guidelines on the objectives, standards of care, reporting requirements and responsibilities for the creation and management of reserves. The objectives of the reserves management policy are stated below:  Classification of type of reserves maintained by Community Partner  Guidelines associated with the creation of reserves  Recommended guidelines for the management of reserves such as: o Contributions to/withdrawal from reserves o Temporary interfund lending between reserves o Closing of reserves o Management of annual surplus/deficit  Roles and responsibilities of Town staff, Community Partner and Council members  Reporting and adherence to the guidelines of the reserve policy Community Partners should set aside enough operating reserves to fund no more than six months of regular operations Any net operating budget surplus should be contributed to operating reserve until operating reserve balance reaches the recommended target balance equivalent to cost of its operations for a period of six months. Once the recommended reserve ceiling has been met, any excess proceeds over and above this amount should be applied against the community partner’s identified operating requisition amount from the Town for the following year. An exception to this would be if the Community Partner has future unfunded asset management obligations. Page 23 of 29 Community Partner Reserve Management Policy June 11, 2024 Page 3 of 3 Audited financial statements must be provided by community partners with revenue exceeding $250,000 Community Partners with annual revenue exceeding $250,000 must provide audited Financial Statements and those where it is required by legislation. Those not required to provide audited statement may be subject to further reviews by Town staff. Attachments Attachment 1 – Community Partner Reserve Management Policy Page 24 of 29 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora Community Partner Reserve Management Policy Contact: Senior Financial Management Advisor, Finance Approval Authority: Council Effective: July 2, 2024 Revised: July 3, 2027 ______________________________________________________________________________________ Community Partner Reserve Management Policy Purpose The purpose of the Community Partners Reserve Management Policy is to establish financial guidelines and appropriate controls for the administration of Town of Aurora Community Partner reserves. This policy provides regulations and guidelines for appropriate reserve balances that ensure financial stability, reporting requirements and for the management of any excess reserve balance of the Town’s community partners reserves. Scope The scope of this policy applies to Town’s community partners which receive a budget allocation (i.e. excludes community grants and other grant opportunities as they have their own process) from Town with the exception to the Central York Fire Services and Aurora Public Library as this relationship is already governed by an existing comprehensive agreement with The Town of Aurora. Definitions Annual Surplus: The excess of revenues over expenses in a given year. Community Partners: Aurora’s community partners which are provided Operating Budget funding, include: • Aurora Business Improvement Area • Aurora Cultural Centre • Aurora Historical Society • Aurora Sport Hall of Fame • Aurora Economic Development Corporation Page 25 of 29 2 Reserve Funds: Funds that have been set aside for a future event either pursuant to a by-law of the municipality, a decision by a community partner board, a contractual obligation, or a requirement of provincial legislation. Reserve funds are either “discretionary” being those set aside by Council or a community partner board of its own volition or “statutory” or “obligatory” being those required to be set aside by Council or a community partner board by virtue of a requirement of provincial or federal statute. Operating Stabilization/Contingency Reserve: Operating Stabilization/contingency Reserve are funds set aside to pay for the temporary revenue shortfalls or unforeseen expenditures caused by significant fluctuations in the economy and provide contingency funds for a range of contingent or unknown liabilities. Capital Reserve Fund: Funds set aside in support of community partner capital expenditure needs such as capital asset rehabilitation and replacement. Policy Reserves play a vital role in maintaining financial sustainability for the Town’s community partner’s financial health. Reserves also play a key role in the management of unexpected economic impacts to Community Partner operating budget when required. Reserves are meant to pay for emergencies when expected income falls or when unexpected expenses occur. By taking a long-term view of reserves, community partners are able to determine their necessary annual reserve contributions to ensure future asset management capital plan needs are met, while minimizing the annual operating impact. The policy outlines the following guidelines and appropriate controls for the administration of Community Partners reserves such as: Types of Reserves Operating Reserves Operating reserves are funds intended to keep Community Partners monthly operations going (payment of overhead like payroll, program costs, and other normal monthly expenses) in an instance of a revenue shortfall or other emergency challenge. As a best practice, Community Partners should set aside enough operating reserves to fund no more than six months of regular operations. Operating reserves may take other forms as well serving more specific purposes such as holding other dedicated revenues collected by a community partner for specific intent. Capital Reserves Capital reserves are funds set aside to pay for the future capital needs of a Community Partner for physical assets, such as a vehicle or buildings etc. Page 26 of 29 3 Community Partners should assess their unique needs and plan for both expected and unexpected replacement costs. This strategic financial stewardship brings stability and decreases stress on both Community Partner’s and Town of Aurora. A community partner’s need for a capital reserve will be determined by the nature and extent of their capital asset holdings. Establishing Reserves A new reserve should only be established if it cannot be accommodated within an existing community partner reserve and/or all other possible alternatives have already been considered. All community partner reserves need to be approved by their respective board. The Town should be notified of all existing and new reserve creations. The reserve notification should include the reserve name, the board’s resolution to create the reserve, and include a financial plan which identifies the target funding level (if applicable), funding sources and projected disbursements (when practicable) to meet planned future obligations, and other relevant information where applicable. In consideration of the administrative workload the Community Partners will strive to minimize the number of reserves. Closing Reserves Should a community partner close a reserve, the Town should be notified of this decision. The notification should include the name of the reserve closed, the board’s resolution, the reason for closure, as well as how any remaining reserve balance was dissolved. Inter-fund lending Community partner temporary inter-fund lending between reserves is permitted to temporarily finance capital expenditures or operating cash flow deficiencies to avoid external temporary borrowing costs. However, the following conditions must be met: • Borrowing will not adversely affect the intended purpose of the reserve; • A plan to repay the reserve within a reasonable timeframe, based on the nature of the loan and ability to repay is required; Contributions to/withdrawals from Reserves All contributions to and/or withdrawals from reserves shall be approved by each applicable community partner board. A record of all reserve transfers should be maintained by each community partner. If applicable, community partners should include any planned contributions to reserves as part of their annual operating budget. Page 27 of 29 4 Annual Surplus/Deficit The primary funding source of an operating reserve is net operating budget surpluses. Should a community partner have an established operating reserve, any net operating budget surplus should be contributed to this reserve until such point its balance reaches the recommended target balance equivalent to cost of its operations for a period of six months. Once the recommended reserve ceiling has been met, any excess proceeds over and above this amount should be applied against the community partner’s identified operating requisition amount from the town for the following year. An exception to this would be if the Community Partner has future unfunded asset management obligations. However, a record of this board decision should be maintained. The Library Board’s surplus will continue to be governed by the Town’s surplus/deficit management by-law. Responsibilities Council Council shall: • Receive an update of all community partner board reserve decisions and offer feedback • Reserve the right to overrule a community partner board reserve creation or reserve management strategy. Community Partners • Overall responsibility for the management of reserves. • Accurate reporting of reserve balances to the Council and Town of Aurora Director of Finance through the budget process. • To comply with the guidelines outlined in the Community Partners Reserve Management policy for the management of reserves. • Each year as part of annual budget presentation provide a reserve continuity summary to Council that clearly outlines all reserve activity for the past year. Monitoring and Compliance The implementation of the Community Partners Reserve Management Policy should be monitored through: • Annual updates as part of the budget to Council of each community partner’s reserve structure; as well as annual updates on each reserve’s activity over the course of the past year. • Annual Financial Statements: Community Partners with annual revenue exceeding $250,000 must provide audited Financial Statements and those where Page 28 of 29 5 it is required by legislation. Those not required to provide audited statement may be subject to further reviews by Town staff. • As part of FAC reviews of community partner financial health, the FAC will have the opportunity to discuss in detail established board reserve strategies, and other best practices as they align with this policy and its regulations. • Staff will monitor community partner compliance with this policy on an ongoing basis. References • Fiscal Strategy Review Timeline This policy will be reviewed 2 years after the initial approval date. Page 29 of 29