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Policy - AMPS Undue Hardships - 20230410 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora Administrative Monetary Penalties System - Undue Hardship Bylaw Services Contact: Manager of Bylaw Services, Corporate Services Approval Authority: Chief Administrative Officer Effective: April 10, 2023 Revised: April 10, 2023 ______________________________________________________________________________________ Purpose The Town wishes to establish a Policy to assist Screening Officers and Hearing Officers in responding to requests by persons with a Penalty Notice for relief from paying all, or part, of an Administrative Penalty, including any Administrative Fees, on the basis that they would suffer undue hardship if required to pay the penalty or fee. Ontario Regulation 333/07 made under the Municipal Act, 2001 requires a municipality establishing an Administrative Monetary Penalty System (AMPS) to have procedures that permit persons to be excused from paying all or part of the administrative penalty, including any administrative fees, if requiring them to do so would cause undue hardship. The Administrative Penalty By-law provides discretion to Screening Officers and Hearing Officer to cancel, reduce or extend time for payment of Administrative Penalties and Administrative Fees where the Officer determines it is necessary in order to reduce undue hardship. This Policy is intended to provide guidelines to Screening Officers and Hearing Officers in exercising their discretion in accordance with the By-law No. 6450- 22, as amended. It is not intended to provide criteria for establishing undue hardship in respect of other Town of Aurora programs or services. Scope This Policy applies to Screening Officers and Hearing Officers in the conduct of a Screening Review and a Hearing Review, respectively, pursuant to the Town’s Administrative Penalty By-law. Definitions Administrative Fee Any fee specified in the Administrative Penalty By-law; Administrative Penalty 2 An administrative penalty established by the Administrative Penalty By-law for a contrave ntion of a Designated By-law as defined therein; Administrative Penalty By-law The by-law passed by the Town to establish administrative penalties for parking, as amended from time to time, or any successor thereof; AMPS Administrative Monetary Penalty System; Financial Hardship A significant financial difficulty or expense and focuses on the resources and circumstances of the Person owing an Administrative Penalty or Administrative Fee, in relation to the cost or difficult of paying the Administrative Penalty or Administrative Fee; Hearing Officer Any person who is appointed by the Town of Aurora from time to time pursuant to the Screening and Hearing Officer by-law, to perform the functions of a Hearing Officer in accordance with the Screening and Hearing Officer By-law and the Administrative Penalty By-law; Hearing Decision A notice which contains the decision of a Hearing Officer, as set out in Section 6.14 of the Administrative Penalty By-law; Hearing Review The process related to review of a screening decision, as set out in section 6.0 of the Administrative Penalty By-law; Municipal Freedom of Information and Protection of Privacy Act The Municipal Freedom of Information and Protection of Privacy Act, R.S.O. 1990. c. M. 56, as amended from time to time, or any successor thereof; Penalty Notice A penalty notice as described in Section 4.0 of the Administrative Penalty By-law; Person Includes an individual or a corporation; Records Retention By-law The by-law , passed by the Town providing for the classification retention and disposition of records in the Town of Aurora, as amended from time to time, or any successor thereof; Screening Review 3 The process related to review of a Penalty Notice, as set out in section 5.0 of the Administrative Penalty By-law; Screening Decision A notice which contains the decision of a Screening Officer, as set out in Section 5.8 of the Administrative Penalty By-law; Screening Officer Any person appointed by the Town from time to time pursuant to the Screening and Hearing Officer By-law, to perform the functions of a Screening Officer in accordance with the Screening and Hearing Officer By-law and the Administrative Penalty By-law; Town The Corporation of the Town of Aurora; and Undue Hardship Financial hardship, or other extenuating circumstances based on compassionate grounds. Policy Process In accordance with the Administrative Penalty By-law, a Screening Officer or Hearing Officer: • May cancel, reduce or extend the time for payment of an Administrative Penalty and/or any Administrative Fee, where the Screening Officer or Hearing Officer is satisfied, on a balance of probabilities, that the cancellation, reduction or extension of time for payment is necessary to reduce Undue Hardship; and • Will consider and satisfy themselves at the Screening Review or Hearing Review as to the authenticity/credibility of any oral or documentary evidence provided, in respect of Undue Hardship, and will include an assessment of such evidence in their decision. Documentation to Support Financial Hardship A Person who wishes to seek relief pursuant to the Administrative Penalty By-law based on Financial Hardship should bring documentation to support their claim to the Screening Review or Hearing Review. Examples of documents that may be considered in relation to Financial Hardship include, but are not limited to: • Old Age Security; • Canada Pension; • Guaranteed Income Supplement; • Disability Pension; • Ontario Student Assistance Program; or • Any other form of social assistance 4 A Screening Officer or Hearing Officer may also consider the oral evidence provided by the Person in relation to Financial Hardship. Documentation to Support Undue Hardship A Person who wishes to seek relief pursuant to the Administrative Penalty By-law based on undue hardship should bring documentation to support their claim to the Screening Review or Hearing Review. Examples of documents that may be considered in relation to Undue Hardship include, but are not limited to: • Old Age Security; • Canada Pension; • Guaranteed Income Supplement; • Disability Pension; • Ontario Student Assistance Program; or • Any other form of social assistance A Screening Officer or Hearing Officer may also consider the oral evidence provided by the Person in relation to Undue Hardship. Records Retention All information and documentation provided in support of financial or undue hardship shall be treated in a confidential manner, in accordance with the Municipal Freedom of Information and Protection of Privacy Act. Photocopies of the documentation may be required and attached to the Screening Decision and/or Hearing Decision record and will be retained according to the Town’s Records Retention By-Law. Policy Communication • This Policy will be posted on the Town’s website and intranet. • Employees will be advised of the new Policy via distribution to the Executive Leadership Team or Corporate Management Team; and • This Policy shall form part of the orientation for all Screening Officers, Hearing Officers and AMPS enforcement and administration employees. Responsibilities Not applicable. Monitoring and Compliance In accordance with the Town of Aurora policies, collective agreement and applicable legislation and policies any employee found to be demonstrating actions / behaviours that are not consistent with the terms of this policy will result in an investigation. Any employee found to be disrespecting the terms of this policy other than under exceptional circumstances, emergencies or operational requirement is subject to possible discipline up to and including termination. CAO / Director / Managers / 5 supervisors and employees should work collaboratively to resolve issues related to this policy. Employees can escalate issues to Human Resources where difficulties continue. References • Municipal Act, 2001, S.O. 2001, c. 25 • Municipal Freedom of Information and Protection of Privacy Act, R.S.O. 1990, c. M.56 • O. Reg. 333/07: Administrative Penalties • 6450-22 Administrative Penalty Bylaw • 6451-22 Screening and Hearing Officer Bylaw • 6452-22 Amend 4574-04. T (AMPS) • AMPS Policy - Appointment of Screening and Hearing Officers • AMPS Policy - Conflict of Interest and Code of Conduct • AMPS Policy - Financial Management Policy • AMPS Policy - Preventing Political Interference • AMPS Policy - Public Complaints • Code of Conduct Policy • Council-Staff Relations Policy • Record Classification Structure Retention By-law 5815-16 Review Timeline This policy will be reviewed two years after the initial approval date.