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AGENDA - General Committee - 20210216Town of Aurora General Committee Meeting Agenda Date:Tuesday, February 16, 2021 Time:7 p.m. Location:Video Conference Pages 1.Procedural Notes This meeting will be held electronically as per Section 19. i) of the Town's Procedure By-law No. 6228-19, as amended, due to the COVID-19 situation. Mayor Mrakas in the Chair. 2.Approval of the Agenda 3.Declarations of Pecuniary Interest and General Nature Thereof 4.Community Presentations 5.Delegations Note: At this time, the Municipal Offices are closed. This meeting will be live streamed at https://www.youtube.com/user/Townofaurora2012/videos. Anyone wishing to provide comment on an agenda item is encouraged to visit www.aurora.ca/participation for guidelines on electronic delegation. 6.Consent Agenda 6.1.PDS21-013 - Servicing Allocation Update 1 That Report No. PDS21-013 be received for information.1. 7.Advisory Committee Meeting Minutes That the following Advisory Committee meeting minutes, items 7.1 to 7.3 inclusive, be received: 7.1.Anti-Black Racism and Anti-Racism Task Force Meeting Minutes of January 20, 2021 8 That the Anti-Black Racism and Anti-Racism Task Force meeting1. minutes of January 20, 2021, be received for information. 7.2.Environmental Advisory Committee Meeting Minutes of January 25, 2021 12 That the Environmental Advisory Committee meeting minutes of January 25, 2021, be received for information. 1. 7.3.Community Recognition Review Advisory Committee Meeting Minutes of February 1, 2021 17 That the Community Recognition Review Advisory Committee meeting minutes of February 1, 2021, be received for information. 1. 8.Consideration of Items Requiring Discussion (Regular Agenda) 8.1.OPS21-006 - Green Fleet Action Plan 21 That Report No. OPS21-006 be received; and1. That Council endorse the Green Fleet Action Plan subject to budgetary implications. 2. 8.2.OPS21-007 - Winter Roads Maintenance 42 That Report No. OPS21-007 be received; and1. That the current Winter Maintenance Service Level Standards remain unchanged; and 2. That upon the conclusion of the current winter roads maintenance contract in April of 2021 the Town enter into a new contract for the delivery of road winter maintenance for four (4) of the Town’s road plow routes; and 3. That when one (1) additional winter roads maintenance route is implemented, it be conducted in-house by the Operational Services Department; and 4. That contracted vehicles do not exceed eight (8) model years of age at any time during the life of the contract. 5. 8.3.FIN21-007 - Debt Financing for Projects with 2021 Debt Authority 52 That Report No. FIN21-007 be received; and1. That the use of a construction line of credit up to a maximum value of $8.2 million to fund the Stronach Aurora Recreation Complex (SARC) Gymnasium project during its construction be 2. approved; and That up to a maximum of $8.2 million in long-term debt authority for the refinancing of the construction line of credit in the form of a 20-year debenture be issued upon the SARC Gymnasium project’s substantial completion; and 3. That $3.375 million in long-term debt authority for the financing of the construction of the Hallmark Baseball Diamonds in the form of a 20-year debenture be issued; and 4. That Council enact the SARC Gymnasium project’s interim/long- term debt financing by-law at a future Council meeting; and 5. That Council enact the Hallmark Baseball Diamonds project’s long-term debt financing by-law at a future Council meeting; and 6. That upon finalization of the SARC Gymnasium project’s long- term financing plan, an informational report be provided to Council which outlines the details of such, including interest rates and net cost of borrowing. 7. 8.4.CS21-014 - Capital Project No. 14047 - Computer and Related Infrastructure Renewal 65 That Report No. CS21-014 be received; and1. That the condition on the approval of Capital Project No. 14047 – Computer and Related Infrastructure Renewal in the amount of $660,361 be lifted and the project proceed. 2. 8.5.CS21-015 - Corporate Technology Strategic Plan Update 74 That Report No. CS21-015 be received for information.1. 9.Notices of Motion 9.1.Councillor Gilliland; Re: Vibration Study for Intensification Projects in Aurora Promenade 172 10.New Business 11.Public Service Announcements 12.Closed Session There are no Closed Session items for this meeting. 13.Adjournment 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora General Committee Report No. PDS21 -0 13 ______________________________________________________________________ Subject: Servicing Allocation Update Prepared by: Michael Logue, Senior Policy Planner Department: Planning and Development Services Date: February 16, 2021 ______________________________________________________________________ Recommendation 1. That Report No. PDS21-013 be received for information. Executive Summary Servicing allocation capacity, assigned from York Region to Aurora for development applications, is necessary for development to proceed. Allocation is granted by Council on a ‘First Come, First Served’ basis, at draft plan or site plan approval stages, and is subject to the ‘Use It or Redistribute It’ policies of the Town’s Official Plan.  York Region has introduced interim servicing projects in Aurora due to delays in approval of the Upper York Sewage Solution (UYSS)  York Region did not allocate any new capacity to Aurora in 2019 or 2020  Estimated year-end 2020 servicing allocation balances are 5,900 persons, or 2,000 units worth  Estimated 2020 balances represent approximately a 4-to-5 year supply  Allocation remains available for all current residential applications, but substantial capacity requirements are anticipated for future development blocks  Additional servicing capacity will be required before UYSS is operational  York Region encourages stretching servicing allocation assignments through bonusing programs Page 1 of 172 February 16, 2021 2 of 7 Report No. PDS21-013 Background Servicing allocation capacity, assigned from York Region to Aurora to development applications, is necessary for development to proceed All residential development applications in Aurora require servicing allocation credits, or water and sewage capacity, in order to proceed. York Region rations servicing allocation capacity to area municipalities, due to constraints in the water/sewer system. Municipalities, in turn, assign servicing allocation to developments. Residential servicing allocation is accounted for by number of persons, which can be converted to number of units using average household sizes by structure type (single detached, semi-detached, rows, apartments). Industrial, commercial, and institutional (ICI) developments do not require servicing allocation. Allocation is granted on ‘First Come, First Served’ basis at draft plan or site plan approval, and subject to ‘Use It or Redistribute It’ policies in Aurora’s Official Plan The current 2010 Official Plan (Section 14.3, and specifically policies 14.3.2) outlines that Council is responsible for granting servicing allocation, and provides timelines for when unused servicing allocation can be revoked. As an example of this ‘Use It or Redistribute It’ approach, site plans have one year to execute an agreement, or the Town may revoke servicing allocation. Report PDS20-032 recently revoked allocation for two site plans, in June 2020. Aurora initially grants servicing allocation at the draft plan or site plan approval stages. The general approach in the Official Plan is ‘first come, first serve’; any application that is ready to proceed for approval is recommended to receive servicing allocation. York Region has introduced interim servicing projects in Aurora due to approval delays of the Upper York Sewage Solution York Region planned to resolve the servicing allocation constraints in Aurora, Newmarket, and East Gwillimbury with the Upper York Sewage Solutions project (UYSS). The proposed Water Reclamation Centre of the UYSS will be located in East Gwillimbury. Originally intended to be online and operational by now, ongoing delays in the UYSS Environmental Assessment with the Province of Ontario have now pushed back the estimated operational date to 2028. Recent information indicates that the future of the UYSS could be in question as alternative solutions will need to be explored. To address Aurora’s declining servicing allocation balances, the Region introduced interim solutions to relieve the immediate constraints in the absence of the UYSS. In Aurora, this includes upgrades to the pumping station at 242 St. John’s Sideroad at the Page 2 of 172 February 16, 2021 3 of 7 Report No. PDS21-013 terminus of Industrial Parkway North, and a new pumping station and forcemain at 14452 Yonge Street. Analysis York Region did not allocate any new capacity to Aurora in 2019 or 2020 Since the interim servicing solutions at the St. John’s Sideroad pumping station and the new Yonge Street pumping station were announced in 2018, York Region has provided one update on servicing allocation, in September 2019. The update reported year-end 2018 servicing allocation balances by municipality, but did not include any new servicing allocation for the three municipalities impacted by the delay of the UYSS (Aurora, Newmarket, and East Gwillimbury). Estimated year-end 2020 servicing allocation balances are 5,900 persons, or 2,000 units worth As part of report PDS20-006 of March 3, 2020, staff updated Aurora’s servicing allocation balances to year-end 2019 based on the Region’s year-end 2018 figures, by accounting for applications already allocated in the draft plan and site plan approvals stages (a difference from the Region-reported balances), factoring in development activity in 2019, and adjusting a small number of corrections in the 2018 figures. Estimated year-end 2020 servicing allocation balances were calculated by factoring in servicing allocation assigned over the last year, as well as the revoking of allocation from two site plan approvals, as seen in Table 1: Factoring in the four adjustments above, current servicing allocation balances are estimated at 5,900 persons, or approximately 2,000 units worth. Note, these 2020 File #Development Name Address Staff Report #Units Persons Allocation SUB-2017-03 Biglieri 132-198 Bloomington Rd PDS20-033 50 Singles 164 SUB-2018-02 Shining Hill Ph2 306-488 St. John’s Sdrd PDS20-045 90 Singles 295 140 units 459 SP-2013-05 Joe Cara 15132-15136 Yonge St PDS20-032 12 Apt's 21 SP-2006-13 Bruce Spragg 15356 Yonge St PDS20-032 5 Rows 13 17 units 34 123 425 Table 1: Town of Aurora Servicing Allocation Granted & Revoked, 2020 2 Subdivision applications with servicing allocation GRANTED 2 Site Plan applications with servicing allocation REVOKED Net Change to Aurora's Servicing Allocation Balances in 2020 Page 3 of 172 February 16, 2021 4 of 7 Report No. PDS21-013 estimates should be considered preliminary, as they have yet to confirmed by the Region, and factor in assumptions made on Regional data from two years ago. Estimated 2020 balances represent approximately a 4-to-5 year supply Using the recent background residential information and growth forecast from Appendix A of the 2019 Development Charges Background Study, prepared by Watson & Economists for the Town of Aurora, the take-up of 5,900 persons allocation available at year-end 2020, can be estimated. Using the historical 10-year average pace of development, the estimated year-end 2020 servicing balances available for the Town would represent about 4.2 years worth of allocation. Using the 10-year forecast average pace of development, estimated year-end 2020 servicing balances would represent approximately 4.8 years worth of allocation, until late 2024 or early 2025. Using two different forecast methods, the current estimated servicing allocation balances available represent 4-to-5-year supply, bringing Aurora into 2025. Allocation remains available for all current residential applications, but substantial capacity requirements are anticipated for future development blocks Sufficient servicing allocation reserves currently exist to cover all active residential development applications on Aurora’s Planning Application Status List at this point in time. This is not to say that all currently active applications are guaranteed servicing allocation, as it is always possible that future applications could proceed to draft plan approval or site plan approval sooner than some active applications. It should be noted that several active applications within the Town identify future residential development blocks. With the future proposed unit mix for these lands undetermined, they are not factored in to the calculations above. Applications which will likely require allocation moving forward include future phases of Shining Hills on St. John’s Sideroad, Aurora Bayview Southeast (Magna/Stronach lands), buildout of the Yonge Street South Secondary Plan Area (OPA #34), and any employment land conversion sites approved as part of York Region’s Municipal Comprehensive Review. Additional servicing capacity will be required before UYSS is operational The Region’s last assignment of allocation to Aurora in June 2018 was intended to last the Town until 2023, and current analysis projects this to hold true. However, this is still not enough capacity to last until the UYSS is now projected to be operational in 2028. Page 4 of 172 February 16, 2021 5 of 7 Report No. PDS21-013 The Region is planning a capacity monitoring report this year, and a capacity assignment report in 2023.The Region set aside 1,000 persons capacity to be gained from the interim servicing solutions in Aurora, to be redistributed for Centres and Corridors upon confirmation of capacity gained. By 2023, Aurora should be in line for a portion of that extra 1,000 persons (along with Newmarket and East Gwillimbury), to support development in the Aurora Promenade. York Region encourages stretching servicing allocation assignments through bonusing programs The Region’s servicing incentive programs promote sustainable residential development, while allowing local municipalities to extend the life of their servicing capacity. They include:  Servicing Incentive Program (SIP), for ground-related development  Sustainable Development Through Leadership in Energy and Environmental Design (LEED) Incentive Program, for high-rise  Developer-funded Inflow and Infiltration (I&I) Reduction Program Aurora has benefited from the developer funded programs, helping to extend the Town’s servicing capacity. The 2C Landowner Group undertook an I&I reduction program, and the Leslie-Wellington development by Treasure Hill took advantage of the SIP program. Both required tri-party agreements between the Region, developer, and Town. I&I reduction aims to reduce dilution in sanitary sewers, through measures such as repairing leaks in catchbasins and disconnecting downspouts on private property – often in older parts of Town. The Town’s development engineering standards are already high, to the point that a development in Aurora would only require a few additional water or sewage saving elements in order to qualify for the Region’s SIP program. Hypothetically, if all developments in Aurora enrolled in bonusing programs, allocation balances could grow by up to 20%, which would represent approximately an additional years’ supply based on current balances and projected rates, into 2025. Additionally, to support and incent private purpose-built rental housing, a Region-wide reserve of 4,000 persons has been established to service such developments. Any applications qualifying for this pool would not draw from the Town’s allocation reserves. Page 5 of 172 February 16, 2021 6 of 7 Report No. PDS21-013 Advisory Committee Review Not applicable. Legal Considerations None. Financial Implications There is a potential financial risk to the Town of Aurora if servicing allocation balances are allowed to fully deplete, its planned development may become impeded thus delaying or eliminating planned growth-related revenues (planning and building application fees, development charges, increasing the property tax base). Communications Considerations The Town of Aurora will use ‘Inform’ as the level of engagement for this project. There are five different levels of community engagement to consider, with each level providing the community more involvement in the decision-making process. These levels are: Inform, Consult, Involve, Collaborate and Empower. Examples of each can be found in the Community Engagement Policy. These options are based on the International Association of Public Participation (IAP2) Spectrum and assist in establishing guidelines for clearly communicating with our public and managing community engagement. In order to inform the public, this report will be posted to the Town’s website. Link to Strategic Plan This report supports the Strategic Plan objective of Investing in Sustainable Infrastructure, specifically through the action item of developing policies to ensure that growth is phased and coordinated with existing and planned infrastructure. Alternative to the Recommendation 1. That Council provide direction. Page 6 of 172 February 16, 2021 7 of 7 Report No. PDS21-013 Conclusions Council must assign servicing allocation before a development may proceed. It is granted on a ‘First Come, First Served’ basis, typically at draft plan approval or site plan approval stage. York Region granted no new allocation to Aurora in 2019 or 2020. Updating servicing allocation balances to year-end 2020, approximately 5,900 persons or 2,000 units worth are available, representing a four-to-five-year supply (late 2024/early 2025). Sufficient allocation is currently available to cover all active residential applications, but additional capacity will be required prior to the estimated in-service date for the Upper York Sewage Solutions of 2028. York Region encourages stretching servicing allocation assignments via their bonusing programs. Landowner Groups in Aurora have taken advantage of servicing bonuses through Inflow and Infiltration and the Region’s Servicing Incentive Program. Attachments None. Previous Reports PBS17-043, Inflow & Infiltration Reduction Project, November 21, 2017 PDS18-068, Servicing Allocation Update, July 17, 2018 PDS20-006, Servicing Allocation Update, March 3, 2020 PDS20-032, Revoking Servicing Allocation, June 16, 2020 Pre-submission Review Agenda Management Team review on January 28, 2021 Approvals Approved by David Waters, Director, Planning and Development Services Approved by Doug Nadorozny, Chief Administrative Officer Page 7 of 172 1 Town of Aurora Anti-Black Racism and Anti-Racism Task Force Meeting Minutes Date: Time: Location: Wednesday, January 20, 2021 7:00 p.m. Video Conference Committee Members: Noor El-Dassouki (Chair) Mark Lewis (Vice Chair) Phiona Durrant Keenan Hull Mae Khamissa Tricia Wright Councillor Harold Kim Other Attendees: Techa van Leeuwen, Director of Corporate Services Phillip Rose-Donahoe, Manager, Library Square Mat Zawada, Accessibility Advisor Eliza Bennett, Acting Manager, Corporate Communications Michael de Rond, Town Clerk _____________________________________________________________________ 1. Procedural Notes This meeting will be held electronically as per Section 19. i) of the Town's Procedure By-law No. 6228-19, as amended, due to the COVID-19 situation. The Chair called the meeting to order at 7:03 p.m. Councillor Kim shared a story regarding racism he experienced with his family during a recent outdoor recreational outing. He reminded the Task Force members that how we respond and the way in which we choose to deal with these sorts of atrocious acts reflects on everyone in the community as well as members of the Task Force. 2. Approval of the Agenda Page 8 of 172 2 Moved by Mae Khamissa Seconded by Keenan Hull That the agenda as circulated by Legislative Services be approved. Carried 3. Declarations of Pecuniary Interest and General Nature Thereof None. 4. Receipt of the Minutes 4.1 Anti-Black Racism and Anti-Racism Task Force Meeting Minutes of November 25, 2020 Moved by Councillor Kim Seconded by Mae Khamissa That the Anti-Black Racism and Anti-Racism Task Force meeting minutes of November 25, 2020, be received for information. Carried 5. Delegations None. 6. Matters for Consideration 6.1 Memorandum from Manager, Library Square; Re: Canadian Achievements Mural II Phil Rose-Donahoe, Manager of Library Square, provided a brief presentation to the Task Force. An overview of the project was given, including a description of the work plan and the various stages of the project. A sub-committee was proposed to work with the Manager of Library Square on guidelines for the project. There was discussion regarding artist selection, project budget and next steps for the project. The Task Force agreed that the sub-committee would consist of Noor El-Dassouki, Mae Khamissa, Tricia Wright, and Keenan Hull. The Manager of Library Square will report back to the Task Force at the next meeting with proposed final project guidelines. Page 9 of 172 3 Moved by Tricia Wright Seconded by Mae Khamissa 1. That the memorandum regarding Canadian Achievements Mural II be received; and 2. That the Anti-Black Racism and Anti-Racism Task Force comments regarding the Canadian Achievements Mural II be received and referred to staff for consideration and further action as appropriate; and 3. That a sub-committee consisting of Noor El-Dassouki, Mae Khamissa, Tricia Wright, and Keenan Hull be formed to assist in creating project guidelines. Carried 6.2 Memorandum from Accessibility Advisor; Re: Municipal Diversity and Inclusion Charter Mat Zawada, Accessibility Advisor, provided a brief overview of the memo. There was discussion regarding who is involved in the Municipal Diversity and Inclusion Group (MDIG) and the mandate of the group. Discussion also took place regarding the Diversity and Inclusion calendar being created to celebrate various events. Clarification was provided that the Director of Corporate Services will relay what is happening at Task Force meetings in the Town of Aurora to MDIG. Moved by Mae Khamissa Seconded by Councillor Kim 1. That the memorandum regarding Municipal Diversity and Inclusion Charter be received; and 2. That the Anti-Black Racism and Anti-Racism Task Force comments regarding Municipal Diversity and Inclusion Charter be received and referred to staff for consideration and further action as appropriate. Carried 6.3 Round Table Discussion; Re: Black History Month Eliza Bennett, Acting Manager of Communications, spoke to the Town’s preliminary plans for celebrating Black History Month in the Town of Page 10 of 172 4 Aurora. She noted a webpage would be created on the Town’s website as well as various social media posts highlighting black history in Aurora. The Task Force expressed the importance of their involvement in the formulation and execution of plans for Black History Month, and other Task Force initiatives. They further noted the significance of getting an early start on planning for Black History Month 2022 to ensure the fulsome involvement of the Task Force. The Acting Manager of Communications committed to formulating a plan for Black History Month 2021 and providing it via email to the Task Force for feedback. Moved by Mae Khamissa Seconded by Councillor Kim 1. That the Anti-Black Racism and Anti-Racism Task Force comments regarding Black History Month be received and referred to staff for consideration and action as appropriate. Carried 7. Informational Items None. 8. Adjournment Moved by Mae Khamissa Seconded by Councillor Kim That the meeting be adjourned at 8:48 p.m. Carried Page 11 of 172 1 Town of Aurora Environmental Advisory Committee Meeting Minutes Date: Time: Location: Monday, January 25, 2021 7:00 p.m. Video Conference Committee Members: Councillor Rachel Gilliland (Chair) Councillor Wendy Gaertner (Vice Chair) Margaret Baker Barry Bridgeford Colin Brown Sam Cunningham Ashley Gatto Cassagrande Ryan Hamid Sandy Hudson Crystal Robertson Other Attendees: Mayor Tom Mrakas (ex-officio) Natalie Kehle, Analyst, Energy and Climate Change Anca Mihail, Manager, Engineering Services Sara Tienkamp, Manager, Parks and Fleet Michael de Rond, Town Clerk Samantha Yew, Deputy Town Clerk Linda Bottos, Council/Committee Coordinator _____________________________________________________________________ 1. Procedural Notes This meeting was held electronically as per Section 19. i) of the Town's Procedure By-law No. 6228-19, as amended, due to the COVID-19 situation. The Town Clerk called the meeting to order at 7:02 p.m. Mayor Mrakas welcomed the members of the newly-established Environmental Advisory Committee and thanked them for volunteering and their commitment to the community. Page 12 of 172 2 Councillor Gilliland assumed the chair at 7:05 p.m. 2. Appointment of Committee Chair and Vice Chair Moved by Colin Brown Seconded by Barry Bridgeford That Councillor Rachel Gilliland be elected as Vice Chair for Year 2021 of the Environmental Advisory Committee (2018-2022 Term). Carried Moved by Colin Brown Seconded by Crystal Robertson That Councillor Wendy Gaertner be elected as Vice Chair for Year 2021 of the Environmental Advisory Committee (2018-2022 Term). Carried 3. Approval of the Agenda Moved by Barry Bridgeford Seconded by Crystal Robertson That the agenda as circulated by Legislative Services be approved. Carried 4. Declarations of Pecuniary Interest and General Nature Thereof There were no declarations of pecuniary interest under the Municipal Conflict of Interest Act, R.S.O. 1990, c. M.50. 5. Receipt of the Minutes None. 6. Delegations 6.1 Alex X, representing Greener Days; Re: Marker Recycling in Aurora Alex presented a proposal, including impacts and benefits, to divert used markers in Aurora from landfills through a free program, Crayola ColourCycle, which collects and repurposes used markers of any type. Page 13 of 172 3 Moved by Wendy Gaertner Seconded by Colin Brown That the comments of the delegation be received for information. Carried 6.2 Michael de Rond, Town Clerk; Re: Committee Orientation Mr. de Rond presented an overview of the roles and responsibilities of an advisory committee, committee members, the chair, and staff. He noted the importance of an advisory committee as a tool for civic engagement and highlighted various aspects of procedure, including the Town’s Procedure By-law and the Code of Conduct for Local Boards. Moved by Crystal Robertson Seconded by Ashley Gatto Cassagrande That the comments of the delegation be received for information. Carried 7. Matters for Consideration 7.1 Memorandum from Energy and Climate Change Analyst; Re: Town of Aurora Community Energy Plan Susan Hall, Partner and Project Lead, LURA Consulting, and Caitlin Rodger, ICLEI Canada, presented an overview of the Town's draft Community Energy Plan (CEP) including climate change impacts, energy costs, the need for a CEP, development process, energy use and greenhouse gas (GHG) emissions, strategies to reduce energy consumption and GHG emissions, impacts, and plan implementation. Megan Meaney, ICLEI Canada, was also in attendance to answer questions. The Committee expressed support for the proposed plan and inquired about available funding resources to implement the plan. The consultants/staff provided clarification regarding potential funding opportunities, which would be further identified as projects move forward to Council. The Committee discussed and inquired about several issues including voluntary deep retrofits for existing homes, the impacts of embedded emissions and the net energy benefit, the potential for hydrogen fuel cells as an alternative to lithium batteries, green roofs, natural infrastructure implementation, federal targets vs Town targets, and Page 14 of 172 4 green options and standards for new construction. The consultants/staff provided clarification, reviewed the focus of the plan and next steps, and noted that a deeper analysis would be undertaken to address some of the issues as each project moves forward. Moved by Margaret Baker Seconded by Barry Bridgeford 1. That the memorandum regarding Town of Aurora Community Energy Plan be received; and 2. That the Environmental Advisory Committee comments regarding the Community Energy Plan be received and referred to staff for consideration and further action as appropriate. Carried 7.2 Memorandum from Manager, Parks and Fleet; Re: Greening the Fleet - Green Fleet Action Plan Staff presented an overview of the memorandum and draft Green Fleet Action Plan including background on the fleet management strategy, alignment with the Region's fleet goal, percentage of total GHG emissions by mode, key objectives in implementing the action plan, actions and impacts, and measures of success. The Committee expressed support for the proposed action plan and inquired about the fleet age, life cycles, replacement policy, and inclusion of electric and hybrid vehicles. Staff provided a response noting that all technologies would be considered, including hydrogen vehicles, as long as cost effectiveness and service delivery standards can be maintained. The Committee inquired about incorporating GPS to better understand fleet efficiencies, and staff advised that use of the Telematics information/GPS system would be expanded to include all fleet vehicles. The Committee further inquired about whether any green or environmental factors are considered in the procurement of fleet, and staff confirmed the Town follows green procurement practices that can be adjusted for fleet, although there are financial challenges until green fleet vehicles become more commercially available and prices decrease. Moved by Barry Bridgeford Seconded by Crystal Robertson Page 15 of 172 5 1. That the memorandum regarding Greening the Fleet - Green Fleet Action Plan be received; and 2. That the Environmental Advisory Committee comments regarding Greening the Fleet - Green Fleet Action Plan be received and referred to staff for consideration and further action as appropriate. Carried 7.3 Round Table Discussion; Re: Private Tree Protection By-law No. 5850-16 Moved by Barry Bridgeford Seconded by Crystal Robertson 1. That the Round Table Discussion regarding Private Tree Protection By- law Number 5850-16 be deferred to the February 24, 2021 meeting of the Environmental Advisory Committee. Motion to defer Carried 8. Informational Items None. 9. Adjournment Moved by Barry Bridgeford Seconded by Colin Brown That the meeting be adjourned at 9:02 p.m. Carried Page 16 of 172 1 Town of Aurora Community Recognition Review Advisory Committee Meeting Minutes Date: Time: Location: Monday, February 1, 2021 2:00 p.m. Video Conference Committee Members: Erin Cerenzia (Chair) Brian North (Vice Chair) Diane Buchanan Paul Martin Elaine Martini Jo-anne Spitzer Mayor Tom Mrakas (arrived at 2:10 p.m.) Other Attendees: Shelley Ware, Supervisor, Special Events Ishita Soneji, Council/Committee Coordinator _____________________________________________________________________ 1. Procedural Notes This meeting was held electronically as per Section 19. i) of the Town's Procedure By-law No. 6228-19, as amended, due to the COVID-19 situation. The Council/Committee Coordinator called the meeting to order at 2 p.m. Erin Cerenzia assumed the Chair at 2:06 p.m. 2. Appointment of Committee Chair and Vice Chair Moved by Diane Buchanan Seconded by Elaine Martini That Erin Cerenzia be elected as Chair for Year 2021 of the Community Recognition Review Advisory Committee (2018-2022 Term). Carried Page 17 of 172 2 Moved by Erin Cerenzia Seconded by Jo-anne Spitzer That a Brian North be elected as Vice Chair for Year 2021 of the Community Recognition Review Advisory Committee (2018-2022 Term). Carried 3. Approval of the Agenda Moved by Brian North Seconded by Diane Buchanan That the agenda as circulated by Legislative Services, be approved. Carried 4. Declarations of Pecuniary Interest and General Nature Thereof There were no declarations of pecuniary interest under the Municipal Conflict of Interest Act, R.S.O. 1990, c. M.50. 5. Receipt of the Minutes 5.1 Community Recognition Review Advisory Committee Meeting Minutes of November 4, 2019 Moved by Elaine Martini Seconded by Jo-anne Spitzer That the Community Recognition Review Advisory Committee Meeting Minutes of November 4, 2019, be received for information. Carried 6. Delegations None. 7. Matters for Consideration 7.1 Round Table Discussion; Re: 2021 Awards Event - Award Categories and Descriptions Page 18 of 172 3 Staff provided a brief overview of the award categories and descriptions and the nomination form, noting that the form and categories are the same as 2020 and sought the Committee's input for any suggestions and improvements. The Committee was in agreement with the proposed award categories and form and noted that no changes were required. Moved by Brian North Seconded by Jo-anne Spitzer 1. That the Community Recognition Review Advisory Committee comments regarding the 2021 Awards Event - Award Categories and Descriptions be received and referred to staff for consideration and action as appropriate. Carried 7.2 Round Table Discussion; Re: 2021 Awards Event - Event Logistics Staff provided an overview of the proposed 2021 awards event logistics and sought the Committee's input regarding the 2021 ceremony date and trophy design upgrades and possible alternatives. The Committee and staff discussed about the possible ceremony dates, required timelines for planning the event, and the logistics of a virtual and socially distanced in- person ceremony. The Committee proposed that the ceremony be held on May 31, 2021, either virtually or in-person depending on the permitted gathering restrictions and guidelines at that time. The Committee and staff discussed about possible alternatives to the physical award and upgrading the trophy design. The Committee was in agreement with the current design and noted no changes were required. The Committee and staff further discussed about the allocated budget for the overall event and the possibility of collecting additional donations and in-kind sponsorships for the event. The Committee and staff agreed to conduct working group meetings to further discuss the awards ceremony logistics in detail. It was noted that the working group meetings will be held on February 18, 2021 and March 4, 2021 respectively. Moved by Diane Buchanan Seconded by Paul Martin Page 19 of 172 4 1. That the Community Recognition Review Advisory Committee comments regarding the 2021 Awards Event - Event Logistics be received and referred to staff for consideration and action as appropriate. Carried 8. Informational Items None. 9. Adjournment Moved by Diane Buchanan Seconded by Brian North That the meeting be adjourned at 2:46 p.m. Carried Page 20 of 172 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora General Committee Report No. OPS21 -006 _______________________________________________________________________________________ Subject: Green Fleet Action Plan Prepared by: Sara Tienkamp, Manager of Parks and Fleet Department: Operational Services Date: February 16, 2021 _______________________________________________________________________________________ Recommendation 1. That Report No. OPS21-006 be received; and 2. That Council endorse the Green Fleet Action Plan subject to budgetary implications. Executive Summary The purpose of this report is to provide Council with an overview of Fleet Services, Green Fleet Action Plan (GFAP), developed to support green initiatives and reduction of greenhouse gas emissions (GHG) in the Corporation:  Federal and Provincial governments investing $590M in electric vehicle technology and production.  Electric vehicle technology in early development for majority of Fleet vehicles.  Several green initiatives currently underway and being utilized by Fleet Division to reduce greenhouse gas emissions.  Capital infrastructure requirements to charge electric and hybrid vehicles considered for both the Community and operational needs.  Priority action items to be adopted and implemented over 2021-2022 to further reduce emissions in effort to meet 2026 target of 50% reduction of Fleet GHG Page 21 of 172 February 16, 2021 2 of 9 Report No. OPS21-006 Background In January 2019, Council endorsed the Fleet Management Strategy, a comprehensive study which delivered a set of recommendations designed to streamline asset management practices and create a more efficient Fleet Management approach. One of the objectives of the study included investigating Greening of the Fleet and reducing the carbon footprint. The strategy identified the following recommendation. • Green the Fleet: Develop a long-term Green Fleet Plan with an internal sponsor and support, along with defined targets, timelines, responsibilities, costs, and tracking measures. Two (2) additional environmental focused Town documents identify the need for a Green Fleet Plan as part of their objectives and align with the Fleet Management Strategy. • Corporate Environmental Action Plan 2018 (CEAP); outlines how the Town intends to protect and enhance its natural environment and to promote environmental sustainability, integrity, and conservation of resources. • Energy Conservation and Management Plan Update 2019-2023 (ECDM Plan); provides a roadmap for energy management, determining priorities, technologies and projects to achieve corporate energy and GHG goals. In creating the Green Fleet Action Plan (GFAP), staff reviewed the Town’s environmental plans, including the newly introduced, Community Energy Plan, ensuring recommendations were captured relating to Fleet and all documents work in concert with one another. Town staff also consulted with Regional counterparts on their Corporate Fleet Electrification Plan aligning with targets and objectives from all documents reviewed. The Plan outlines five (5) key objectives with action items, impacts and priorities. It is intended to be a living document that will be reviewed every five (5) years with updates to access progress, technological advancements, and future opportunities. Analysis Federal and Provincial governments investing $590M in electric vehicle technology and production. Through the support and investment of the government, Ford Canada’s, Oakville Assembly Complex is being set up to manufacture electric vehicles. Ford also Page 22 of 172 February 16, 2021 3 of 9 Report No. OPS21-006 announced plans to present a lineup of 40 new electrified vehicles by 2022. Similarly, investment in the Windsor Assembly Plant will enable at least one new electric vehicle (EV) model by 2025. The federal government has committed to working with auto manufacturers to attract future “large scale” investments in zero emissions technologies. In addition, the energy industry has committed to setting up charging station infrastructure across Canada to support the emerging EV technology. Electric vehicle technology in early development for majority of Fleet vehicles. Currently, light, medium, and heavy-duty vehicles are not manufactured as the technology has not advanced to support these classes of vehicles. Light duty electric trucks are starting to hit the market with a few models being introduced in 2021-22. EV pickup trucks offer high towing values, solid payload ratings, as well as versatility but come with high price tags presently. Over the next few years this class of truck will be market tested, commercial options proven, and selection of EV pickups will be large enough to suit most budgets. The larger classes of trucks/equipment are multiple years from mass market production. Early indications from manufacturers suggest these commercial vehicles and equipment will likely not be completely battery electric initially, and rather hybrids models. Several green initiatives currently underway and being utilized by Fleet Division to reduce greenhouse gas emissions. In 2020, the Fleet Division began adopting some of the action items within the GFAP starting with changing over to “green” shop products. Specifically, the parts cleaner solution was changed over to an aqueous based solvent utilized in the degreasing and cleaning of parts by the mechanical staff. Many other products were also switched over to environmentally friendly options, ranging from lubricants to wash fluids. The year also saw the procurement of three (3) hybrid SUV vehicles as part of the 2019/2020 capital budget process. The Fleet Division collaborated with the By -law Services, Roads and Parks Divisions to determine if an opportunity for right-sizing of any of their Fleet vehicles existed. It was determined that trucks were not necessarily required for Supervisors and that an opportunity for electric vehicles/hybrids existed. These vehicles will arrive in 2021and will allow Fleet and users to test the technology in the workplace, while exploring the potential of rightsizing and converting to vehicles with lower emission options. Page 23 of 172 February 16, 2021 4 of 9 Report No. OPS21-006 The Engineering Division introduced an Anti-idling Policy in June 2020 to assist with the overall reduction of GHG in the community. The Fleet Division has created an Anti-idling Policy as part of the GFAP for staff and contractors that outlines responsibilities and provides exemptions where applicable and necessary for specific vehicles and tasks allowing staff to continue to provide service delivery. Fleet also began exploring alterative low carbon fuel options, specifically biodiesel. Biodiesel is typically made by chemically reacting lipids (e.g., vegetable oil, soybean oil, animal fat) with alcohol producing fatty acid esters. Blends of biodiesel and conventional hydrocarbon-based diesel fuel are products most distributed for use in the retail diesel fuel marketplace, with 5 -100% biodiesel. Blends of 20% biodiesel and lower can be used in diesel equipment with no, or only minor modifications, although certain manufacturers do not extend warranty coverage if equipment is damaged by these blends. Through discussions with our vehicle manufacturers, evaluating warranties and in speaking with other municipalities currently utilizing biodiesel, it was determined Aurora could switch over to B5 (5% biodiesel) blend for all diesel reliant vehicles and equipment. Due to of its lubricating properties, it is believed that biodiesel may reduce the overall maintenance costs for vehicles. Replacing of fuel filters is more frequent but, it is predicted that this fuel will extend the life of fleet equipment. This transition will not increase fuel budget as cost/litre is equal to standard diesel and will not require any modifications to vehicles or additional infrastructure. When warranties do expire on engines and the vehicle hits mid-lifecycle, staff will consider modifying the vehicles to accept higher biodiesel grades; however, this would require a secondary fuel tank to accommodate the fuel type. As of March 2021, Fleet will transition to purchasing B5 biodiesel for all vehicles and equipment with diesel engines. Capital infrastructure requirements to charge electric and hybrid vehicles considered for both the Community and operational needs. Engineering Division staff are investigating the expansion of its publicly accessible EV charging stations with a user fee system at Town facilities. Natural Resources Canada (NRCAN) funding is available for small municipalities through a service agreement with the Ivy Charging Network's (owned by Ontario Power Generation and Hydro One) “Charging-as-a-service” program. Four (4), Level Two (2) EV publicly accessible chargers are being investigated for the Joint Operations Centre (JOC), using the user- fee system. Fleet Division vehicles could access these chargers using a key card. The two (2) existing EV chargers at Town Hall and the Aurora Community Centre will be removed under this expansion scenario, as they are not on a network and cannot be set Page 24 of 172 February 16, 2021 5 of 9 Report No. OPS21-006 up on a user fee. These two EV chargers will be relocated to the JOC yard for Fleet only use and will be utilized initially by the new hybrid SUV’s. Battery electric or hybrid vehicles can charge using Level 1 (110 volt) or Level 2 (220 volt) chargers. Level 1 takes 10-15 hours to charge, depending on vehicle and Level 2 take 4-8 hours. Level 2 is the standard that will be required to support the operational needs in the future. As such, staff are taking into consideration future infrastructure requirements within the operational yard for EV technology. Conduit and wiring for the new cold storage building will allow for future expansion to support electrical panels/wiring and chargers. Priority action items to be adopted and implemented over 2021-2022 to further reduce emissions in effort to meet 2026 target of 50% reduction of Fleet GHG. The outfitting of the remainder of the Fleet (By-law Services and Parks Division vehicles/equipment) with GPS units will be a priority. The data that can be gained by analyzing the telematic information collected through GPS is essential to understanding opportunities for efficiencies. To set up the remainder of the Fleet with hardware and upgrade some existing vehicles for compatibility approximately $25-30,000 in funding will be required. Ongoing yearly monitoring fees and parts/service will require an additional estimated $ 20-25,000 operationally, once outfitted. These costs will be requested through Capital and Operational Budget review for 2022. Once GPS has been installed, the data to assist in route optimization can be reviewed in detail for efficiencies. While many tasks have set routes (snow plowing, parks garbage collection) an audit will provide for a detailed analysis of Vehicle Kilometers Travelled (VKT) and highlight improvements, to be implemented. The system will also allow By- law Services to dispatch officers effectively. An area where some potential improvement can be made is within the Animal Services vehicles. These vehicles travel the greatest number of kilometres within Fleet. The Animal Services program that has been set up with Newmarket and Georgina, has Aurora serve as the home base for these vehicles, whereas the service areas are outside Aurora. By-law is in the process of outfitting a vehicle to be a complete mobile office and if this proves to be a viable business option, there may be opportunity to reduce VKT by stationing these vehicles in the districts they serve, therefore reducing emissions. It is not only vehicles; Fleet is looking at for efficiencies but many small handheld power tools which also contribute to GHG’s. Manufacturers of gas-powered string trimmers, chainsaws, blowers, and hedge trimmers all have commercial grade equipment on the market. Tests of these products in the field are proving they are equal to fuel powered units in performance and noise reduction, making them preferred by workers as there is Page 25 of 172 February 16, 2021 6 of 9 Report No. OPS21-006 no exhaust and minimal noise emitted. Staff will demo and consider purchases in this area of equipment. Further the conversion to LED lights, automatic engine shut off technology, anti idling policy and improved driver training program will assist in achieving further reductions in GHG emissions. Advisory Committee Review Staff presented the following report and Green Fleet Action Plan to the Environmental Advisory Committee at the January 25, 2021 meeting. The committee was in support of the of the plan to reduce GHG’s and objectives outlined to achieve the corporate goals. Committee members inquired about green procurement practices that assessed the lifecycle cost of goods and services (fleet vehicles). Specifically, whether the full costs of the good are considered, including capital cost, operational costs and disposal costs as high energy efficient models tend to be the most cost-effective option especially as the cost of fuel is increasing rapidly. Staff explained that governments are moving towards this type of procurement practice, and Fleet staff will work with the Energy and Climate Change Analyst and Procurement Division on ways to consider lifecycle cost into procurement of new fleet vehicles, while still meeting technical needs. Legal Considerations None. Financial Implications Capital Funding The short term (2022 to 2026) capital budget implications of the proposed GFAP are estimated to be $105,000 -110,000. This includes funding for GPS hardware to outfit the Parks and Bylaw vehicles. In addition, potential exists to convert to hybrid models for a limited number of vehicles currently in the Capital Repair & Replacement 10-year plan. Based on manufacturers pricing hybrid vehicles will require and additional 20% funding to be included in capital requests for Council consideration upon endorsement of the GFAP. Page 26 of 172 February 16, 2021 7 of 9 Report No. OPS21-006 Table 1 Estimated Incremental Capital Funding Requirements $000s GPS outfit of Park Operations vehicles $25.0 to 30.0 Incremental cost of 4 Hybrid SUV's 40.0 to 50.0 Incremental cost of Hybrid Ice Surfacer Fuel Tank to support Biodiesel – 15.0 to 20.0 25.0 to 30.0 Total $105,000 to 130,000 Currently the financial implications of greening the Town’s larger fleet and equipment is difficult to assess as the technology on a commercial scale is not available. Staff will explore the financial feasibility of the further greening of its fleet as new larger EV vehicle alternatives become available. Operational Funding An estimated $35,000 to 40,000 in incremental annual operating costs are anticipated from the implementation of the GFAP in support of the required GHG reduction targets over the next five years. These costs primarily support the above noted additional GPS monitoring of the Town’s vehicles and training of both mechanical staff on the new technology and of the operational divisions as smart drivers. A summary of these estimated incremental operating costs is presented under Table 2. Should Council endorse the GFAP, these requirements will be presented to Council for its consideration and approval as part of a future operating budget. Table 2 Estimated Incremental Operating Funding Requirements $000s GPS Licensing/Monitoring $20.0 to 25.0 Staff Training 15.0 Total $35 to 40.0 The Town will strive to minimize the impact of these noted incremental costs on the tax levy through maximizing its use of all available alternative sources of funding that are available in support of green initiatives such as this. Page 27 of 172 February 16, 2021 8 of 9 Report No. OPS21-006 Communications Considerations The Town will promote the Green Fleet initiatives through the Council highlights, as well as through the Town’s pre-planned communications for the new anti-idling campaign that will run in 2021. Link to Strategic Plan This project supports the Strategic Plan Goal of Supporting an Exceptional Quality of Life for all by improving transportation, mobility and connectivity. This project maintains a well-managed and fiscally responsible Municipality. Alternative(s) to the Recommendation 1. That Council provide direction. Conclusions This report seeks Council’s endorsement of the Green Fleet Action Plan. The Plan has clearly defined a strategy and framework to achieve targets by implementing measures based on research, baseline data and industry best practices. Emissions will be tracked on a five (5) year basis to allow for updated and new actions to be evaluated and adopted against emerging technologies and new vehicle enhancements, as part of this living document. By reducing demand overall through programs like anti-idling, providing driver training and applying maintenance programs that support safety and efficiency, operational improvement will occur. In addition, applying efficient use of resources such as purchasing vehicles with considerably greater fuel efficiency and exploring alternative fuel vehicles, Aurora will shift its fleet operations towards a more sustainable model with reduced emissions. Together, these actions will help Aurora achieve its targets in a responsible fiscal manner while considering the continued growth in the community and ongoing need to expand its fleet to meet service standard demand. Attachments Attachment #1 – Green Fleet Action Plan, January 2021 Page 28 of 172 February 16, 2021 9 of 9 Report No. OPS21-006 Previous Reports None. Pre-submission Review Agenda Management Team review on January 28, 2021 Approvals Approved by Allan Downey, Director of Operations Approved by Doug Nadorozny, Chief Administrative Officer Page 29 of 172 Green Fleet Action Plan [Document subtitle] Tienkamp, Sara [COMPANY NAME] [Company address] Attachment 1 Page 30 of 172 Background In 2019, the Fleet Division completed a Fleet Management Strategy, a comprehensive study which delivered a set of recommendations designed to streamline asset management practices and create a more efficient Fleet Management approach. Included in the strategy were baselines for existing vehicles, fuel efficiency, fuel use and emissions. This data, coupled with recommendations for green fleet initiatives, provided a platform for the Fleet Division to build a Green Fleet Plan. The Energy Conservation and Management Plan Update 2019-2023 (ECDM Plan) set a goal for fleet vehicles of improving average fuel efficiency to 23L/100km and reducing Greenhouse Gas (GHG) Emissions by 50% (245 mtCO2e) by 2023, compared to 2018 levels. The ECDM Plan did not capture all the 2018 fleet fuel data due to fuel dispensing equipment issues. As a result of the data discrepancy, the Green Fleet Action Plan (GFAP) is setting a more accurate and realistic reduction target of 50% reduction by 2028, rather than by 2023, based on a complete year’s data. In 2018, fleet accounted for 15% of the total Corporate GHG emissions. To reduce GHG emissions, the Fleet Division is aligning with York Region’s goal of electrifying the corporate fleet to produce zero emissions by 2051. The goal produces challenges that will need to be addressed through proper planning and innovation. Facilities 84% Fleet 15% Water/Wastewater <1% 2018 Corporate Greenhouse Gas Facilities Fleet Water/Wastewater Page 31 of 172 Aurora’s GFAP focuses on shifting towards “green” operations, including strategies to purchase vehicles that have lower emissions, green maintenance products and options to reduce fuel consumption. This plan is intended to be a living document that will be reviewed every five (5) years with updates to access progress, technological advancements, and future opportunities. Where do Fleet Services Green House Gas Emissions Come From? The Town of Aurora owns and operates 120+ vehicles and relies on its Fleet to maintain/ensure roads are safe, keep parks beautiful and clean, manage water and sewer, provide By-law enforcement, and supports many other services in the community. These vehicles are essential; however, the Town recognizes that Fleet Operations generates GHG emissions and, to manage the impact of these emissions, the Town is implementing a sustainable Green Fleet Management Plan. 53 8 4 34 1 0 10 20 30 40 50 60 Equipment Heavy Duty Trucks Medium Duty Trucks Light Duty (Pick-up, Van, SUV, Trucks under 10,000 lbs. Light Duty Cars Percentage of Fleet Assests by Mode (2019) Percentage of Fleet Assests by Mode Page 32 of 172 Key Objectives in Implementing a Green Fleet Plan The key opportunity in developing the Green Fleet Plan is to achieve long-term GHG emissions targets, fundamental goals have been developed with associated action items. 1. Reduce demand and analyze data to maximize performance and efficient resource use. 2. Improve maintenance and management practices. 3. Convert to alternative and renewable low carbon fuels. 4. Continue to provide efficient, cost-effective services with focus on Green Technologies. 5. Education and Outreach Initiatives. 1. Reduce demand and analyze data to maximize performance and efficient resource use. Vehicle data can provide significant insight into the Fleet and how it functions as a whole and individually. This information can contribute and help focus efforts on environmental and cost saving benefits. The primary source of this data can be obtained through the GPS Software and can provide information on driver behaviour, idling time, route optimization, fuel use and 37 14 33 16 <1 0 5 10 15 20 25 30 35 40 Light Duty Equipment Medium Vehicles Heavy Vehicles Car Percentage of Total GHG by Mode (2019) Percentage of Total GHG Emissions by Mode (2019) Page 33 of 172 trends relating to the mechanics and function of the vehicles, all of which can reduce GHG emissions. Action Impact Develop and Implement Anti- Idling Policy. Reduce idling in the Fleet and support the community Anti-Idling Policy introduced in June 2020. Reduce Vehicle Kilometres Traveled (VKT). Consolidate and eliminate trips through route optimization e.g., plow routes, waste collection, turf maintenance and By-law vehicle deployment to calls. Maximize Telematics Information GPS system. Utilize telematic information provided through GPS system to assist in route planning, idle time tracking, driver information, and fuel usage patterns. Upgrade Roads vehicles and newly outfit Parks and By-law vehicles with GPS hardware. All Fleet vehicles will be tracked with GPS providing valuable data to manage the Fleet and make educated decisions. Share Data with User Groups. Actual use data of current vehicles will assist in evaluating for right-sizing and electric vehicle opportunities. Continue to replace vehicles with best in class fuel efficient vehicles with focus on light duty trucks. New models are more fuel efficient, produce lower emissions and are good options while the manufactures develop viable hybrid/electric vehicles required to provide service. Overall GHG reduction, by upgrading alone, through capital renewal can produce 4-5% decrease. Continue to replace emergency lights with LED’s and auxiliary batteries. Supports anti-idling program. Page 34 of 172 2. Improve maintenance and management practices. Basic preventative maintenance is essential to optimizing fuel and emissions performance. For example: • Engine malfunction can go undetected and could over fuel the system, resulting in the release of unburned hydrocarbons into the air. While it would be eventually detected during a Drive Clean test, until such time the vehicle would accelerate the rates of GHG, air contaminants and fuel waste. • A poorly tuned engine, whether you're driving a vehicle down the road or letting it idle, uses up to 15% more fuel than a well-tuned vehicle. Emerging and chronic problems can be detected through routine and improved preventative maintenance programs which can save money and downtime. Accurate maintenance files on vehicles assist Fleet Managers in tracking costs for labour, parts, budgeting, and lifecycles. In addition, such records identify abnormalities, excessive fuel/oil use and tire wear. Action Impact Ongoing preventative maintenance program improvement. Ensures safety and efficient vehicle performance for worker safety and best vehicle performance. Extract data and monitor automated fuel management and dispensing system. The fuel system has many functions that were not being maximized. Detailed training on system use has allowed staff to understand its full capabilities, including tracking use, security and report access. Integrate GHG measurement tools with Fleet Management software. Assures monitoring and reporting on Fleet emissions performance. Monitoring and reporting on: • Vehicle Kilometres Travelled (VKT) annually Supports right-sizing and downsizing of existing assets. Fuel costs are maximized when higher capital green fleet vehicles are assigned to users with the highest VKT eg: By-law Services. Improved Asset/ Fleet Management systems. Financial sustainability of fleet, improved asset management, maintenance schedules and active data use for fuel savings. Continue to use and to implement eco-friendly shop practices. Continuing to explore new ways of being and working green in Fleet will assist in meeting objectives, and provide for a safer/cleaner work environment for staff. Monitoring and reporting on the GFAP. Annual reporting on green initiatives, achievements targets and sharing data in support of CEAP and ECDM Plan reporting requirements on an annual basis. Page 35 of 172 3. Convert/explore alternative and renewable low carbon fuels. GHG emissions can be reduced by using low-carbon fuels, such as alternate and renewable fuels. Low-carbon fuels should be used when/where available and wherever operationally practical. Low-carbon fuel switching away from fossil fuels will have the greatest impact on vehicle GHG emissions. There are opportunities to utilize lower carbon fuels currently in the Fleet without large infrastructure investment. As electric vehicle technologies, specifically for light to heavy duty trucks/equipment and fuels advancements are made, Fleet will evaluate for large scale fleet implementation and financial impacts. Action Impact Adopt Biodiesel 5 (B5) blend in diesel fuel. Can produce a GHG reduction of approximately 5% or 20 tonnes. Cost neutral as there is no increase from regular diesel, currently utilized To be implemented in March 2021. Biodiesel blends higher that 5% may require a separate tank if Fleet choses to utilize them, incurring capital costs. Page 36 of 172 Action Impact Ontario announced increasing biofuel blend in regular gasoline 10-15% by 2030. Impact on Fleet vehicles utilizing gasoline and will impact GHG reduction when fuel blend available. Monitor the advancements in biodiesel and consider switching to a higher biodiesel. GHG benefit of biodiesel is in the full lifecycle of the fuel, with estimated savings of 18% for Biodiesel 20 (B20); however, manufactures warranties do not support higher grades currently without modifications to engines/filters. Region to trial higher biodiesel blends based on seasonality of light, medium and heavy-duty vehicles. Monitor data and consider implementation based on results from trials. Continue to evaluate fuel options and evolving electric vehicle technologies that align with long term GHG emission targets. Significant decrease or net zero results as technological advancements made in emission reduction. Page 37 of 172 4. Continue to provide efficient, cost-effective services with focus on Green Technologies. Service delivery to residents is the priority of all Fleet dependant divisions and providing vehicles and equipment for user groups with an effective means to deliver these services remains the primary driver of the Fleet Division. A focus on the procurement of green technologies should not come at the expense of service delivery and will require some planning to ensure a smooth transition. Planning for these changes will be integral to the success of the overall GHG reduction plans. Infrastructure to support the fuel types and energy options is critical e.g., ensuring an electric vehicle can charge at the end of the day is integral. In addition, as more municipalities and companies turn their focus to GHG reduction, procurement of green vehicle demand will increase, and timely purchasing could be difficult. Developing a procurement approach to green vehicle acquisition and infrastructure requirements will require collaboration from various departments/stakeholders. Action Impact Purchase hybrid models when possible e.g., SUV’s. Can provide up to 5% reductions in emissions. In 2020, three (3) Hybrid SUV’s were purchased, one (1) for By-law (additional new vehicle), one (1) for the Parks Division and the Roads Division (replacement for trucks). Explore battery technology for small equipment/handheld tools Battery options available for commercial use of chainsaws, blowers, string trimmers etc. Zero emissions and low noise decibels for increase staff safety and pollution. Monitor and assess emerging electric/hybrid technologies and alternative fuels for medium/heavy duty trucks as market is ready. Potential for significant reductions to net zero GHG emissions from vehicles. Identify upcoming vehicle replacements where hybrids or electric vehicles could be considered. Ensure capital replacement budgets are accurate and infrastructure for charging stations are accounted for. Evaluate technologies based on lifecycle costs, including fuel economy. Develop and launch a vehicle selection criterion for all vehicle classes with focus on green technologies. Work collaboratively with users to ensure all technologies considered and impact of “green” decision making is understood and aligns with Corporate objectives. Review all products and cleaners in Fleet garage, and purchase green/environmentally-friendly options where available. Wide variety of greener options available with minimal cost increase and effect on operational budgets. Parts cleaner changed over to aqueous product in 2020. Pursue Grant funding and incentive opportunities to reduce new capital and replacement budget Grants available for many green initiatives that can offset financial impacts. Page 38 of 172 Action Impact pressure for fleet vehicles and related acquisitions. In collaboration with the Procurement Division, Energy & Climate Change Analyst and Fleet Stakeholders, identify vehicle options and specifications that meet operational needs and GHG reduction targets. Enhanced business practices to have an increased environmental focus specific to Fleet, meeting operational needs by considering the total lifecycle costs (capital, operational, disposal as high energy efficient models tend to be the most cost effective) into procurement of new fleet vehicles. 5. Education and Outreach Initiatives. Increased dialogue and engagement of all stakeholders on Corporate GHG emission reduction targets and GFAP goals will be vital to achieving success. Operational Fleet Best Practices include the reduction of unnecessary trips, elimination or re-purposing of underutilized vehicles and employee training. Education of staff will be an important component in addressing Fleet driver behaviour and how they can positively or negatively impact the objectives. Action Outcome Educate Fleet stakeholders on the GFAP objectives and targets. Creates an awareness of Corporate objectives and allows users to understand the goals and how they are integral to the success of the action items. Working with Communications Division on education. Share education initiatives and successes corporately. Training of mechanical staff on hybrid and electric vehicles. Ensure staff are up-to-date on new technology maintenance and procedures required. Include staff training budget line to the Fleet Division Operational budget. Assist in delivering training to staff for safety, on the job knowledge of vehicles/equipment, continuing education and demonstrate commitment to improvement for the individuals and Corporation. Analyze data and outputs from GPS software. Utilize telematic information provided through GPS system to identify quick acceleration, hard Page 39 of 172 Action Outcome braking, idle time to assist in education of staff and ongoing coaching. Anti-idling Policy. Awareness of reducing idling toward goal of GHG reduction. Driver training for new drivers and continuing education program for current employees. Driver behavior, including idling accounts for five (5) to 33% of fuel use – smart drivers can help reduce fuel use. Identify stakeholders with new vehicle & replacements in next five (5) years. Allows for conversations around right-sizing, green options, and accurate budget forecasting. Actively work to support the ECDM Plan. Support the ECDM Steering Committee, Energy and Climate Analyst in achieving goals and providing supporting data. Green Fleet Success Measures There are many Green Fleet success stories, but plans are not always successful. When Green Fleet plans have unrealistic or unachievable targets, insufficient planning, or lack of support from one or more levels of the organization they may not be sustainable. Common attributes that lead to successful plan implementation success include: 1. A corporate culture that encourages environmental leadership. 2. An internal champion. 3. Commitment to Greening the Feet - from the ground floor operational level up to the most senior level of the organization. 4. Carefully managed risk - and a willingness to experiment. 5. A strong communications team to share successes. 6. Commitment, policy, clearly defined timelines, responsibilities. 7. Procurement policies to assist in acquiring best in class options based on total lifecycle costs. 8. Prepared Green Feet plans based and practicality that are living documents and evolve with innovation. 9. Reliable and consistent fleet operating data. 10. Measurable and achievable goals. Page 40 of 172 Taking the Lead Towards Cleaner Air in Aurora Aurora’s Fleet Division recognizes that efficient Fleet Operations are essential to delivering Town services and that there are opportunities to improve the sustainability of these operations. Remaining focused on continuous improvement by applying progressive, practical measures the reduce GHG emissions and lower fuel consumption. With the Green Fleet Action Plan, the Fleet Division has set a target to reduce its GHG emissions by 50% by 2026, and it has clearly defined a strategy and framework to achieve this target by implementing measures based on research, baseline data and industry best practices. Aurora will monitor its fuel use and emissions on an annual basis and report out on Green Fleet actions. Emissions will be tracked on a five (5) year basis to allow for updated and new actions to be evaluated and adopted against emerging technologies and new vehicle enhancements, as part of this living document. By reducing demand overall through programs like anti-idling, providing driver training and applying maintenance programs that support safety and efficiency, operational improvement will occur. In addition, applying efficient use of resources such as purchasing vehicles with considerably greater fuel efficiency and exploring alternative fuel vehicles, Aurora will shift its fleet operations towards a more sustainable model with reduced emissions. Together, these actions will help Aurora achieve its targets in a responsible fiscal manner while considering the continued growth in the community and ongoing need to expand its fleet to meet service standard demand. Green Fleet Success Page 41 of 172 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora General Committee Report No. OPS21 -007 _______________________________________________________________________________________ Subject: Winter Roads Maintenance Prepared by: Jim Tree, Manager of Roads & Water (Acting) Department: Operational Services Date: February 16, 2021 _______________________________________________________________________________________ Recommendation 1. That Report No. OPS21-007 be received; and 2. That the current Winter Maintenance Service Level Standards remain unchanged; and 3. That upon the conclusion of the current winter roads maintenance contract in April of 2021 the Town enter into a new contract for the delivery of road winter maintenance for four (4) of the Town’s road plow routes; and 4. That when one (1) additional winter roads maintenance route is implemented it be conducted in-house by the Operational Services Department; and 5. That contracted vehicles do not exceed eight (8) model years of age at any time during the life of the contract. Executive Summary As follow-up to Report OPS10-004 Winter Maintenance Report No.2, this report will focus several pertinent areas of the winter roads maintenance operation related to current service levels, provision of contract service and other potential changes that may be considered in how these services are to be delivered with the following topics being discussed:  Winter Roads Maintenance Contract set to expire as of April 15, 2021.  Currently there are eleven (11) road plow routes which will increase to twelve (12) routes to meet current service level within the next five (5) years. Page 42 of 172 February 16, 2021 2 of 10 Report No. OPS21-007  Winter Roads Maintenance Operation continues to meet and often exceed current prescribed levels of service.  Staff recommend continuing to supplement Winter Roads Maintenance Operation with an external contracted service provider on four (4) of the eleven (11) routes.  Road de-icing material cost continue to rise while Operational Services continue to strive for reduction in application of de-icing materials.  Snow Angels, volunteer driveway shoveling program introduced Town of Aurora residents. Background Council was presented with two (2) previous staff reports in January and February of 2019. Much of the information contained in these previous reports remains relevant and may be of contextual value in considering the information contained in this report. As previously noted our winter road maintenance operation has generally improved over recent years and Staff remain confident in that the current operation is sufficiently staffed and equipped to meet the needs of our community. In addition, the Operational Services Department is consistently meeting and in many instances exceeding all service level standards. With the expiry of the current external service provider’s contract in April 2021, the information contained in this report is both timely and presents an opportunity to review, revise and or reaffirm our current winter roads maintenance service levels. Analysis Winter roads maintenance contract will expire on April 15, 2021. The Town entered into a contract on September 9, 2014 with Fermar Paving Limited for winter roads maintenance which will expire on April 15th 2021. Bringing this report forward well in advance of the 2021/2022 winter season will provide staff with sufficient time to conduct the lengthy procurement process. It will also allow for any changes to the service levels depending on the decisions of Council on the recommendations outlined in this report. Page 43 of 172 February 16, 2021 3 of 10 Report No. OPS21-007 Currently there are eleven (11) road plow routes which will increase to twelve (12) routes to meet current service level within the next five (5) years. The Town currently maintains a total of 222.8 km of roads within the municipal boundaries, with a fleet of seven (7) municipal vehicles and four (4) contracted vehicles to cover eleven (11) routes. It is expected that over the next five (5) years, one (1) additional vehicle and route will need to be added bringing the total number of kilometres to 242.1 and road plow routes to twelve (12). It should be noted that these routes and equipment are based on existing growth projections and, depending on further intensification or re-classification of lands, additional resources may need to be deployed. Staff recommends that at the time of implementation of the 12th route, that it become an in-house responsibility and that funds be allocated in the Capital and Operating budgets as required. Winter Roads Maintenance Operation continues to meet and often exceed current prescribed levels of service.  The Town approved Service Levels for road plowing are well within the (MMS) standards for Primary arterial roads where it states, “All Primary roads (e.g., Henderson Drive, Industrial Parkway, Murray Drive, Hollidge Blvd. etc.) are anticipated to be plowed following 8cm of accumulations achieving bare pavement within sixteen hours following the end of the storm.” These service levels are often exceeded depending on the winter event.  WINTER ROAD MAINTENANCE STANDARDS FOR PLOWING SECONDARY ROADS: The Town approved Service Levels for road plowing are well within the (MMS) for Secondary side streets where it states, “All Secondary roads (e.g., Cedar Crescent, Laurentide Avenue, Temperance Street etc.) are anticipated to be plowed following 10cm of accumulations within 24 hours following the end of the storm.” The current Town standard for these side streets is plowing following 8cm accumulation within a 16 hour window. These service levels are often exceeded depending on the winter event. All other roads:  WINTER ROAD MAINTENANCE STANDARDS FOR PLOWING YONGE STREET: Yonge Street is the Town’s single highest maintenance classification in both the Page 44 of 172 February 16, 2021 4 of 10 Report No. OPS21-007 Town’s Standard and the (MMS). Yonge Street is anticipated to be plowed following accumulations of 5cm of snow achieving bare pavement within six (6) hours following the end of the storm. This standard is consistent with both the Town and MMS and again is frequently exceeded.  WINTER ROAD MAINTENANCE STANDARDS FOR ICE CONTROL TREATMENT: Town established service levels for the treatment of ice formation on roadways are consistent with Provincial Minimum Maintenance standards for both Primary and Secondary roads in that Primary roads will be treated within twelve hours and Secondary roads within sixteen hours. Yonge Street is anticipated within four (4) hours of ice formation on the roadway which is also consistent with the Provincial Standards. The Town meets and very often exceeds these service levels. Based on the MMS and the Town’s own Standard Level of Service, it can be concluded that our road plowing operation currently and for the foreseeable future is well within, and in most cases, above the industry standards. As such, staff does not recommend any increase or decrease in the current level of service as the residents and business owners in Aurora have come to expect the current level of service. Staff recommend continuing to supplement Winter Roads Maintenance Operation with an external contracted service provider on four (4) of the eleven (11) routes. It has been our past practice to supplement the Town’s Winter Roads Maintenance Operation with a smaller component of contracted equipment. We currently have four (4) trucks under contract and the performance of this contractor overall has been satisfactory. Staff recommend that we continue to contract out for the same number of trucks to be placed on the same routes. These contracted services provide us with a good balance in terms of their flexibility in operational hours and our ability to maintain full control over the operation. Based on the past performance of this contracted service and the costs to provide the service there is no apparent value to be gained changing direction in the arrangement. One item of interest and perhaps an influencing factor on the contractors pricing was the requirement to provide late model vehicles for the duration of our contract such that no vehicle could be older than five (5) model years at any time during the life of the contract. Staff believe that this likely had the effect of adding costs to the contract which is simply passed on from the contractor in their hourly rates. Page 45 of 172 February 16, 2021 5 of 10 Report No. OPS21-007 Staff believe it is the contractor’s responsibility to ensure that their equipment is sound, fully operable and road worthy at all times during the contract, regardless of the age of the equipment. Further, the contractor is to provide backup equipment in the event of a breakdown or failure and they have done so on several occasions. There may be value in permitting the use of marginally more aged equipment with a considerable amount of viable life remaining. This is not unlike the Town’s own equipment where our vehicles are well maintained and remain in the fleet for up to ten (10) years. To this end, the current contractor has submitted a proposal with an option to extend the contract using the existing equipment which reflects potential financial savings should Council wish to extend this contract. This information has been included in the financial section of this report, notwithstanding the financial savings, staff did not recommend this option as Council may wish to consider the merits of extending the contract or direct staff to re-tender the service on the open market. Road de-icing material cost continue to rise while Operational Services continue to strive for reduction in application of de-icing materials. Road de-icing material is the most important tool in winter road maintenance and safety. Unfortunately, there are very few viable or affordable alternatives to sodium chloride or common rock salt. Notwithstanding this, there is one (1) alternative by the trade name “Thawrox” which is still based primarily on sodium chloride; however, this product is pre-treated with additives in the manufacturing process that speed the activation of the material once applied to pavement. The material is also more effective at lower ambient temperatures by as much at 3 degrees Celsius lower. While it is recognized that “Thawrox” comes at a modestly higher cost than common rock salt (rock salt is $87.18/ton, Thawrox is $104.15/ton) it is also much more efficient and, as such, the benefits and performance of the material, which is applied at lower rates than common rock salt, far outweigh the increased cost. Staff continues to seek reductions in the application of all de-icing materials and to this end the Town was awarded an Environmental Stewardship Award in 2019 by Lake Simcoe Region Conservation Authority (LSRCA) for a significant reduction in the application of road salt. Through close monitoring and equipment adjustment, staff were able to reduce the year-over-year quantity of road salt applied, going from a high of to 170 kg/lane km prior to 2018. In 2018/2019 we went to using 100% Thawrox and reduced our application rates to 100 kg/lane km, a significant reduction that continues to this day. Page 46 of 172 February 16, 2021 6 of 10 Report No. OPS21-007 Staff are very conscious of the environmental impacts associated with the accumulative impacts that sodium chloride poses to our environment and, in particular, the Lake Simcoe water shed. As such, we will continue to utilize all road de-icing products responsibly in our efforts to balance further reductions without compromising road safety. Snow Angels, volunteer driveway shoveling program introduced Town of Aurora residents. The matter of windrow clearing, and the impacts and difficulties posed to residents are created by snowplow windrows was noted in Staff report OPS18-001. Staff are very much aware of the inconvenience and hardship that windrows present to some of our residents. The Roads Division staff continually monitor the road plowing operation and have altered plowing methods in many known “hot spots” throughout the municipality where, due to road geometry, some residents receive more than their fair share of windrow snow. These locations have all been documented on our plow routes and our drivers are aware of these hot spots, such that more care is taken to avoid depositing excessive windrows. Staff continue to add to the list of hot spots and to engage with our residents where there have been problems. In addition, the Road Supervisor and patrollers monitor the snow clearing operation and where we have found a very abnormally large windrow anomaly, staff will return with a smaller vehicle and clear the windrow. This is not anything close to a windrow clearing program; however, it is considered a “one-off” level of customer service where and when necessary. Staff continue to seek alternative solutions for those residents that require assistance with snow removal. As such, staff became aware of a new program that was believed to have originated in London, Ontario called “Snow Angels”. This program is basically an online nonprofit platform where residents who are seeking assistance and others looking to volunteer their services can connect. While this program remains completely at arm’s length from the Town, it has become very popular and successful in a number of Municipalities including in Barrie, Ontario. The Communications Department was very instrumental in working with the Snow Angels platform administrators in introducing this program to Aurora residents. A recent review of the Snow Angels website showed there were a number of Aurora residents already engaged in the program. The Town will continue to promote this service with hopes for increased participation. Page 47 of 172 February 16, 2021 7 of 10 Report No. OPS21-007 Advisory Committee Review Not applicable. Legal Considerations The Town, as a municipality, is legislatively mandated to maintain its roadways and sidewalks in a reasonable state of repair. The Town cannot abrogate this responsibility and may be liable to any person that sustains damages in case of default in that obligation. The MMS serve as a defense to claims against the municipality, provided that the municipality can show that the standards have been met. Although failure to meet the standards may not automatically deem a municipality as being liable, it would generally be difficult to avoid liability in a case where the failure to meet the MMS had contributed to an incident. Consequently, should the Town conduct maintenance that falls below the MMS standard, it is expected that it would lead to an increase in claims and financial liabilities against the Town, including an increase in insurance costs. The recommendations brought forward by this report aim to maintain the service standards at a level that would continue to meet or exceed the MMS. Financial Implications Staff recommend that the Town continue to contract out four of its total of eleven snow plow routes upon the conclusion of its present road winter maintenance contract. Presently, the Town is budgeting approximately $325,000 in its operating budget for this contract which is based upon its current annual contract costs. Should Council approve staff’s recommended increase to the maximum allowed contracted vehicle age to eight (8) model years at any time during the life of the contract, the estimated annual contract cost is likely to reduce. Also, Council’s approval in principle is being sought for the provision of road winter maintenance services through an in-house format to the Town’s newest snow plow route which is expected to arise within the next five years. The current estimated incremental cost of this proposal is $325,000 in initial capital investments and an on- going annual operating cost of approximately $90,000. As noted previously, at a future date staff will bring forward to Council for its review and approval its recommended road pre-treatment levels of service as well as its estimated incremental costs. Upon Council endorsement of the recommended service levels, all identified incremental costs will be included in the upcoming 2022 operating budget for consideration. Page 48 of 172 February 16, 2021 8 of 10 Report No. OPS21-007 Communications Considerations Any changes to service levels will be posted to the Town of Aurora website and shared with the community through the Notice Board, social media and News and Notices. Should there be areas that are more heavily impacted than others, directed and targeted communications will also be prepared. In addition, there may be a need for internal communication related to changes in service levels as determined by Council. Finally, communication on service levels will occur on an ongoing basis to raise awareness of the relationship between costs and services. Link to Strategic Plan This project supports the Strategic Plan Goal of Supporting an Exceptional Quality of Life for all by improving transportation, mobility and connectivity. This project establishes a program that enhances the accessibility and safety of vehicular and pedestrian traffic during the winter season. Alternative(s) to the Recommendation 1. Council could consider recommending any one or all of the alternative service levels or service provision methods contained in the following Table 2 Winter Road Maintenance Operations/Alternatives and have staff report back on these options/alternatives. Table 2: Winter Road Maintenance Operational Options/Alternatives Option Description Staff recommendation Comments 1 Do not re-tender for four (4) contracted road maintenance vehicles and conduct all roads maintenance in-house. No Converting to a completely in- house operation will come a significant Capital and Operational cost in excess of $1,000,000 in Capital cost and $325,000 annual operational budget. 2 Contract out for one (1) additional winter roads maintenance vehicle for the next plow route within five (5) years. No In-house staff contribute higher value and quality work with a vested interest in the operation. More direct control over the roads operation. Page 49 of 172 February 16, 2021 9 of 10 Report No. OPS21-007 Option Description Staff recommendation Comments 3 Continue to limit contract vehicle and equipment maximum age not to exceed five (5) years of age at any time during the contract. No Staff believe there is value to permitting vehicles up to eight (8) years of age to perform the work of the contract. Based on the remedies and provisions in the contract, there is minimal risk to the Corporation in terms of work interruptions. 4 Continue to contract for four (4) plow vehicles and extend the current contractor’s contract for up to seven (7) years. No Contractor proposes to reduce the current annual costs of $330,000 by 10% for the first three years of the contract, then further reduce by 13% for the following two (2) years then by 16% for the remaining two (2) years Total savings of $300,974.00 over the 7 year contract extension period. Council to waive Procurement By-law. Conclusions The provision of winter maintenance services is complex and is often unique to each municipality. These services have been provided to the Town of Aurora in various scenarios in response to several factors. Staff recommend that Council consider and approve recommendations one (1) through five (5). Attachments None. Previous Reports IES2017-37 Winter Maintenance 2017/18 Report, September 5, 2017 OPS18-012 Winter Maintenance 2017/2018 Report, June 5, 2018 OPS18-001 Winter Maintenance Report No.1 Revised Provincial Minimum Maintenance Standards (MMS) and Windrow Clearing Program, January 15, 2019 and February 12, 2019 Page 50 of 172 February 16, 2021 10 of 10 Report No. OPS21-007 Pre-submission Review Agenda Management Team review on January 28, 2021 Approvals Approved by Allan D. Downey, Director of Operations Approved by Doug Nadorozny, Chief Administrative Officer Page 51 of 172 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora General Committee Report No. FIN21 -007 _______________________________________________________________________________________ Subject: Debt Financing for Projects with 2021 Debt Authority Prepared by: Jason Gaertner, Manager Financial Management Department: Finance Date: February 16, 2021 _______________________________________________________________________________________ Recommendation 1. That Report No. FIN21-007 be received; and 2. That the use of a construction line of credit up to a maximum value of $8.2 million to fund the Stronach Aurora Recreation Complex (SARC) Gymnasium project during its construction be approved; and 3. That up to a maximum of $8.2 million in long-term debt authority for the refinancing of the construction line of credit in the form of a 20-year debenture be issued upon the SARC Gymnasium project’s substantial completion; and 4. That $3.375 million in long-term debt authority for the financing of the construction of the Hallmark Baseball Diamonds in the form of a 20-year debenture be issued; and 5. That Council enact the SARC Gymnasium project’s interim/long-term debt financing by-law at a future Council meeting; and 6. That Council enact the Hallmark Baseball Diamonds project’s long-term debt financing by-law at a future Council meeting; and 7. That upon finalization of the SARC Gymnasium project’s long-term financing plan, an informational report be provided to Council which outlines the details of such, including interest rates and net cost of borrowing. Executive Summary Council approved a total of $11.580 million in debt authority for two capital projects as part of the Town’s 2021 capital budget. This report seeks Council approval of the final Page 52 of 172 February 16, 2021 2 of 7 Report No. FIN21-007 debt financing strategies and their resultant debt bylaw in support of the previously approved 2021 debt authority for the Hallmark Baseball Diamonds and Stronach Aurora Recreation Complex Gymnasium capital projects.  A construction line of credit offers the greatest cash flow flexibility at a minimal cost to the Town  Upon substantial completion of the SARC Gymnasium, the Town will require a long-term debenture for up to a maximum of $8.2 million with a repayment period of 20 years  A $3.375 million long term debenture with a repayment period of 20 years is required in support of the Hallmark Baseball Diamonds construction Background On December 15, 2020 in support of the Town’s 2021 Capital Budget, Council approved a total of $11.580 million in debt authority. This debt authority included $8.2 million in support of the Stronach Aurora Recreation Complex (SARC) Gymnasium and $3.375 million for the Hallmark Baseball Diamonds capital projects. Council also authorized the Treasurer to proceed with the next steps in the acquisition of this approved debt authority. Debt is required for the Hallmark Ball Diamonds as the Development Charge reserve balance for outdoor recreation is presently in a negative position. Also, the current Development Charge Study includes part of the cost of a baseball diamond in this study time frame, the rest is considered a post period benefit. This means future development, beyond 2024, will benefit and pay for this project in their fees; consequently, debt authority was approved for this project. The construction of the gymnasium at the Stronach Aurora Recreation Complex represents a significant investment for the Town and will benefit future residents by providing new facility space. Due to the size and planned duration of this investment, debt authority was approved by Council. Page 53 of 172 February 16, 2021 3 of 7 Report No. FIN21-007 Analysis A construction line of credit offers the greatest cash flow flexibility at a minimal cost to the Town A construction line of credit offers the Town maximum flexibility in its management of what will be significant cash outflows over the extended duration of the Stronach Aurora Recreation Complex Gymnasium’s construction within the context of continuing COVID-19 impacts as well as the new construction lien act requirements that this project will be subject to. Also, in consideration that some of this project’s funding will be collected over the duration of its construction, it is most advantageous to the Town to delay its commitment to longer term financing until after construction is substantially complete. A construction line of credit is the ideal financing tool for the Town in this scenario as it offers short-term financing over the duration of a construction project at a minimal cost. As of January 28, 2021, a municipal construction line of credit could be obtained through the Ontario Infrastructure & Lands Corporation with a financing rate of 0.62% which was the lowest rate available at that time. A construction line of credit is secured with a variable interest rate updated monthly. The Town is required to pay only the accrued interest owing each month as a minimum payment. However, the Town is able to pay higher amounts of its balance owing at any time. The agreement with Ontario Infrastructure requires that this debt be further secured by the Town’s upper tier municipality, York Region, and upon project substantial completion any remaining balances must be fully paid off through a cash payment or conversion to long-term financing. It is recommended that the Town proceed with the establishment of an Ontario Infrastructure construction line of credit in support of the SARC Gymnasium project. A construction line of credit is not recommended for the Hallmark Baseball Diamonds project in consideration of its anticipated shorter duration for completion and the balance of its principal funding source being outdoor recreation development charges. Upon substantial completion of the SARC Gymnasium, the Town will require a long-term debenture for up to a maximum of $8.2 million with a repayment period of 20 years The Town will not have collected all of its planned funding, consisting solely of indoor recreation development charges, to be allocated toward the SARC Gymnasium project Page 54 of 172 February 16, 2021 4 of 7 Report No. FIN21-007 by its substantial completion. A long-term debenture for its outstanding construction line of credit balance will be required. It is anticipated that the Town will require long- term financing for the majority of this project’s total $8.2M estimated cost. It is projected that the Town may fully collect this project’s planned development charge revenue over the course of the next 10 to 15 years, dependent upon the Town’s actual growth over this period. The Town is able to access the following financing tools for its long-term financing needs: 1. York Region: fixed rate, closed, 20-year debenture financing. 2. Ontario Infrastructure & Lands Corporation: fixed rate, closed, debenture with financing guaranteed by York Region up to a maximum 20-year term. Should the Town proceed with an Ontario Infrastructure debenture, as per legislation this debenture must be secured by the Town’s upper Tier municipality, York Region. Consequently, subsequent to Aurora Council’s approval of its debt bylaw, York Region Council must approve its own equivalent debt bylaw. Debentures operate very much the same as a closed, fixed rate home mortgage, where payments are fixed, and no additional or balloon payments are permitted. Bank loan financing is not permitted under the Municipal Act and regulations. Staff recommend that 20 years is a reasonable refinancing period as it will allow sufficient time for the Town to collect all of its planned development charge revenues from future development, as well as provide sufficient room for possible delays in planned growth. Also of note, the cost of borrowing is quite low; at present a 20-year debenture can be obtained through Ontario Infrastructure at an annual rate of 2.12 percent. As the SARC Gymnasium project is to be solely funded by indoor recreation development charges of which the Town has not collected, these revenues do not form part of its present investment portfolio, consequently there is no advantage to delaying the conversion of any remaining construction line of credit balance to long-term debt upon substantial completion. Staff recommend that the Town proceed with an Ontario Infrastructure 20-year debenture for any remaining line of credit balance upon substantial completion of this project. Page 55 of 172 February 16, 2021 5 of 7 Report No. FIN21-007 A $3.375 million long term debenture with a repayment period of 20 years is required in support of the Hallmark Baseball Diamonds construction Similar to the SARC Gymnasium, the Hallmark Baseball Diamonds capital project’s primary funding source being outdoor recreation development charges will not immediately be available for allocation toward this project’s costs. The full collection of these revenues are not anticipated until the next 10 to 15 years thus necessitating a requirement for long-term debt financing. The Hallmark Baseball Diamonds capital project’s financial tools for its long-term financing needs are the same as those for the SARC Gymnasium project. For similar reasons to those offered for the SARC Gymnasium’s long-term financing and in consideration that any additional development charges collected over the duration of this project’s completion are expected to be minimal, staff recommend that the Town immediately proceed with an Ontario Infrastructure 20-year debenture. Advisory Committee Review None Legal Considerations Subsection 401(3) and section 403 of the Municipal Act requires that all long-term financing for lower-tier municipalities be acquired through their upper-tier municipality. Likewise, a lower-tier municipality may only access a construction line of credit through its upper-tier municipality. In this case, the Town must access staff’s recommended Ontario Infrastructure construction line of credit (interim financing) and debenture (long- term financing) through The Regional Municipality of York. The Town and the Region must pass a by-law authorizing both the project’s interim and long-term financing prior to proceeding with a formal application for financing to Ontario Infrastructure. If successful in its financing application, the Town and the Region will have to enter into a financing agreement(s) with Ontario Infrastructure, which will be reviewed by Legal Services. Financial Implications As noted previously, with low annual interest cost of approximately 0.62 percent a construction line of credit would be a very useful tool to the Town in its management of the significant cash outflows that are expected over the duration of the Stronach Aurora Page 56 of 172 February 16, 2021 6 of 7 Report No. FIN21-007 Recreation Complex Gymnasium’s construction. A construction line of credit would not be advantageous to the Town in the case of its Hallmark Baseball Diamonds project. The total required long-term financing is estimated to be $11.575 million for the SARC Gymnasium and Hallmark Baseball Diamonds projects. It is recommended that this long-term financing take the form of two Ontario Infrastructure 20-year debentures with principals of $8.2 million and $3.375 million. Ontario Infrastructure has consistently offered the lowest available debenture interest rate. When all of the Town’s outstanding long-term debt, including its estimated debt arising from Library Square and these two projects are considered, the Town continues to have sufficient room within its calculated annual repayment limit of $20,761,000. With all of the above noted debt included, the Town’s total annual debt carrying costs are estimated to be $2,822,300 representing 14 percent of its allowed maximum. As per the Town’s current best practice, debt will only be considered in instances where a clear funding source is available for its repayment. In the case both debentures will be fully repaid through outdoor recreation and indoor recreation development charges. Communications Considerations The Town of Aurora will use ‘Inform’ as the level of engagement for this project. There are five different levels of community engagement to consider, with each level providing the community more involvement in the decision-making process. These levels are: Inform, Consult, Involve, Collaborate and Empower. Examples of each can be found in the Community Engagement Policy. These options are based on the International Association of Public Participation (IAP2) Spectrum and assist in establishing guidelines for clearly communicating with our public and managing community engagement. In order to inform, this report with be posted to the Town’s website and will be included in the special council highlights. Link to Strategic Plan Reporting to Council and the public on the Town’s 2021 approved debt authority financing strategy supports the Strategic Plan principles of transparency and accountability. Alternative(s) to the Recommendation 1. Council provide direction Page 57 of 172 February 16, 2021 7 of 7 Report No. FIN21-007 Conclusions As part of its 2021 capital budget approval, Council approved a total of $11.575 million in debt authority relating to two growth & new capital projects. In consideration of the underlying details of these two projects, staff recommend that both projects be funded through two Ontario Infrastructure and Lands 20-year debentures. Furthermore, in consideration of its size and expected duration for completion staff recommend that the Town address the SARC Gymnasium capital project’s short-term financing needs through an Ontario Infrastructure construction line of credit. Attachments Attachment #1: SARC Gymnasium and Hallmark Baseball Diamonds capital project interim/long term debt financing bylaw Previous Reports FIN20-030, Final 2021 Budget Approval Pre-submission Review Agenda Management Team review on January 28, 2021 Approvals Approved by Rachel Wainwright-van Kessel, CPA, CMA, Director, Finance/Treasurer Approved by Doug Nadorozny, Chief Administrative Officer Page 58 of 172 Attachment #1 The Corporation of the Town of Aurora By-law Number XXXX-21 Being a By-Law to authorize the submission of an application to Ontario Infrastructure and Lands Corporation (“OILC”) for financing certain ongoing capital works of The Corporation of the Town of Aurora (the “Lower-tier Municipality”); to authorize temporary borrowing from OILC to meet expenditures in connection with such capital works; and to authorize long-term borrowing for such capital works through the issue of debentures by the Regional Municipality of York (the “Upper-tier Municipality”) to OILC. Whereas the Municipal Act,2001, S.O. 2001, c. 25, as amended (the “Act”) provides that a municipal power shall be exercised by by-law unless the municipality is specifically authorized to do otherwise; And whereas the Council of the Lower-tier Municipality has passed the by-law(s) enumerated in column (1) of Schedule “A” attached hereto and forming part of this By- law (“Schedule “A”) authorizing the capital work(s) described in column (2) of Schedule “A” (the “Capital Works)”) in the amount of the respective estimated expenditure set out in column (3) of Schedule “A”, subject in each case to approval by OILC of the financing for such Capital Works requested by the Lower-tier Municipality in the Application as hereinafter defined; And whereas before the Council of the Lower-tier Municipality approved the Capital Works in accordance with section 4 of Ontario Regulation 403/02 (the “Regulation”), the Council of the Lower-tier Municipality had its Treasurer calculate an updated limit in respect of its then most recent annual debt and financial obligation limit received from the Ministry of Municipal Affairs and Housing (as so updated, the “Updated Limit”), and, on the basis of the authorized estimated expenditure for the Capital Work or each Capital Work, as the case may be, as set out in column (3) of Schedule “A” (the “Authorized Expenditure” for any such Capital Work), the Treasurer calculated the estimated annual amount payable in respect of the Capital Work or each Capital Work, as the case may be, and determined that the estimated annual amount payable in respect of the Capital Work or each Capital Work, as the case may be, did not cause the Lower-tier Municipality to exceed the Updated Limit, and accordingly the approval of the Local Planning Appeal Tribunal pursuant to the Regulation, was not required before any such Capital Work was authorized by the Council of the Lower tier Municipality; And whereas subsection 405(1) of the Act provides, amongst other things, that a municipality may authorize temporary borrowing to meet expenditures made in connection with a work to be financed in whole or in part by the issue of debentures if, the municipality is a lower-tier municipality in a regional municipality and it has approved the work and the upper-tier municipality has approved the issue of debentures for the work; And whereas subsection 401(1) of the Act provides that a municipality may incur a debt for municipal purposes, whether by borrowing money or in any other way, and may issue debentures and prescribed financial instruments and enter prescribed financial agreements for or in relation to the debt; Page 59 of 172 By-law Number XXXX-21 Page 2 of 6 And whereas subsection 401(3) of the Act provides that a lower-tier municipality in a regional municipality does not have the power to issue debentures and accordingly the Lower-tier Municipality intends that the Upper-tier Municipality will issue debentures in respect of the Capital Work(s) and will request that the Upper-tier Municipality do so; And whereas subsection 403(1) of the Act provides that a by-law of an upper-tier municipality authorizing the issuing of debentures for the purposes or joint purposes of one or more of its lower-tier municipalities may require those lower-tier municipalities to make payments in each year to the upper-tier municipality in the amounts and on the dates specified in the by-law; And whereas the Act also provides that a municipality shall authorize long-term borrowing by the issue of debentures or through another municipality under section 403 or 404 of the Act and subsection 403(7) of the Act provides that all debentures issued under a by-law passed by an upper-tier municipality under section 403 are direct, joint and several obligations of the upper-tier municipality and its lower-tier municipalities; And whereas OILC has invited Ontario municipalities desirous of obtaining temporary and long-term debt financing in order to meet capital expenditures incurred on or after the year that is five years prior to the year of an application in connection with eligible capital work(s) to make application to OILC for such financing by completing and submitting an application in the form provided by OILC; And whereas the Lower-tier Municipality requested the Upper-tier Municipality to issue debentures for the Capital Works and in this connection the Upper-tier Municipality and the Lower-tier Municipality completed and submitted or is in the process of submitting an application to OILC, as the case may be (the “Application”) to request financing for the Capital Works by way of long-term borrowing pursuant to section 403 of the Act through the issue of debentures by the Upper-tier Municipality to OILC and by way of temporary borrowing by the Lower-tier from OILC pending the issue of such debentures; And whereas OILC has accepted and has approved or will notify the Lower-tier Municipality only if it accepts and approves the Application, as the case may be; And whereas the Upper-tier Municipality has approved the issue of debentures for the Capital Works to OILC in the maximum aggregate principal amount of $11,575,000 (the “Debentures”); and OILC has indicated that pending the issue of the Debentures it will provide financing by way of temporary advances to the Lower-tier Municipality in respect of the Capital Works; And whereas the Lower-tier Municipality will enter into a financing agreement with OILC pursuant to the terms of which OILC will provide temporary advances to the Lower-tier Municipality in respect of the Capital Works; Now therefore the Council of The Corporation of the Town of Aurora hereby enacts as follows: 1. The Council of the Lower-tier Municipality hereby confirms, ratifies and approves the execution by the Treasurer of the Application and the submission by such authorized official of the Application, duly executed by such authorized official, to OILC, in cooperation with the Upper-tier Municipality, for the financing of the Capital Works by way of temporary borrowing from OILC, pending the issue of Debentures, in the maximum aggregate principal amount of $11,575,000, Page 60 of 172 By-law Number XXXX-21 Page 3 of 6 substantially in the form of Schedule “B” hereto and forming part of this By-law, with such changes thereon as such authorized official may hereafter approve, such execution and delivery to be conclusive evidence of such approval. 2. The Mayor and the Treasurer are hereby authorized to negotiate and enter into, execute and deliver for and on behalf of the Lower-tier Municipality a financing agreement (a “Financing Agreement”) with OILC that provides for temporary borrowing from OILC under the authority of this By-law in respect of the Capital Work(s) on such terms and conditions as such authorized officials may approve, such execution and delivery to be conclusive evidence of such approval. 3. The Mayor and/or Treasurer are hereby authorized, pending the substantial completion of the Capital Work or of each Capital Work, as the case may be, or as otherwise agreed with OILC, to make temporary borrowings pursuant to section 405 of the Act in respect of the Capital Work or of each Capital Work, as the case may be, on the terms and conditions provided in the Financing Agreement which Financing Agreement provides that the information contained in the Record, as defined in the Financing Agreement, in respect of such temporary borrowings shall be deemed final, conclusive and binding on the Lower-tier Municipality, and on such other terms and conditions as such authorized officials may agree; and the Treasurer is authorized to sign such certifications as OILC may require in connection with such borrowings in respect of the Capital Works; provided that the amount of borrowings allocated to the Capital Work or to each Capital Work, as the case may be, does not exceed the Authorized Expenditure for such Capital Work and does not exceed the related loan amount set out in column (4) of Schedule “A” in respect of such Capital Work. 4. In accordance with the provisions of section 25 of the Ontario Infrastructure and Lands Corporation Act, 2011, S.O. 2011, c. 9, Sched. 32, as amended from time to time hereafter, the Lower-tier Municipality is hereby authorized to agree in writing with OILC that the Minister of Finance is entitled, without notice to the Lower-tier Municipality, to deduct from money appropriated by the Legislative Assembly of Ontario for payment to the Lower-tier Municipality, amounts not exceeding the amounts that the Lower-tier Municipality fails to pay to OILC on account of any unpaid indebtedness of the Lower-tier Municipality to OILC under any outstanding temporary borrowing and/or the Debentures, as the case may be (the “Obligations”) and to pay such amounts to OILC from the Consolidated Revenue Fund. 5. For the purposes of meeting the Obligations, the Lower-tier Municipality shall provide for raising in each year as part of the general lower-tier levy the amounts of principal and interest payable in each year under any outstanding temporary borrowing and/or any Debenture outstanding pursuant to the Financing Agreement, to the extent that the amounts have not been provided for by any other available source including other taxes or fees or charges imposed on persons or property by a by-law of any municipality. 6. (a) The Treasurer is hereby authorized to execute and deliver the Application, the Mayor and the Treasurer are hereby authorized to enter into, execute and deliver the Financing Agreement, one or more of the Clerk and the Treasurer are hereby authorized to generally do all things and to execute all other documents and papers in the name of the Lower- Page 61 of 172 By-law Number XXXX-21 Page 4 of 6 tier Municipality in order to perform the Obligations of the Lower-tier Municipality under the Financing Agreement and to request and receive any temporary borrowing, and the Treasurer is authorized to affix the Lower-tier Municipality’s municipal seal to any such documents and papers. (b) The money realized in respect of any temporary borrowing for the Capital Works and the Debentures, including any premium, and any earnings derived from the investment of that money after providing for the expenses related to any such temporary borrowing and to the issue of the Debentures by the Upper-tier Municipality, if any, shall be apportioned and applied to the respective Capital Works and to no other purpose except as permitted by the Act. Enacted by Town of Aurora Council this 23rd day of February, 2021. __________________________________ Tom Mrakas, Mayor __________________________________ Michael de Rond, Town Clerk Page 62 of 172 By-law Number XXXX-21 Page 5 of 6 Schedule “A” (New Capital Works) (1) (2) (3) (4) Capital Work Number Description of Capital Work Estimated Expenditure Loan Amount 72410 Stronach Aurora Recreation Complex (SARC) Gymnasium $8,200,000 $8,200,000 73287 Hallmark Baseball Diamonds $3,750,000 $3,375,000 Page 63 of 172 By-law Number XXXX-21 Page 6 of 6 Schedule “B” (OILC Finance Application) Page 64 of 172 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora General Committee Report No. CS21 -014 _______________________________________________________________________________________ Subject: Capital Project No. 14047 – Computer and Related Infrastructure Renewal Prepared by: Michael Mulvenna, Manager of IT Services Department: Corporate Services Date: February 16, 2021 _______________________________________________________________________________________ Recommendation 1. That Report No. CS21-014 be received; and 2. That the condition on the approval of Capital Project No. 14047 – Computer and Related Infrastructure Renewal in the amount of $660,361 be lifted and the project proceed. Executive Summary This report provides Council with additional information regarding Capital Project No. 14047 for Computer and Related Infrastructure Renewal and is seeking Council’s approval for the 2021 Capital budget.  The Computer and Related Infrastructure Capital Project is an ongoing annual project required to fund the replacement of technology equipment to meet business needs and client expectations.  A review of the Town’s technology inventory indicates several systems and equipment are at end of life creating service delivery risk if not replaced.  A revitalized IT Governance Model, as identified in the Technology Strategic Plan, is currently in progress and will establish Corporate Standards for all Technology including the refresh cycle for laptops and desktops.  This Capital Project will fund our new Telephony System, Network switches, ArcServe backup appliance, and refresh laptops purchased in 2015 and 2016. Page 65 of 172 February 16, 2021 2 of 7 Report No. CS21-014 Background As part of its 2021 capital budget review on November 21, 2020, the Budget Committee conditionally approved Capital Project 14047 – Computer and Related Infrastructure Renewal pending a report back with additional information regarding how the funds will be allocated and also requesting additional information related to the change in lifecycle refresh of desktops and laptops from 6-7 years to 3-4 years. Analysis The Computer and Related Infrastructure Capital Project is an ongoing annual project required to fund the replacement of technology equipment to meet business needs and client expectations Repair and Replacement Capital Project 14047 was established in 2010 as an annual project to ensure ongoing funding of the evergreening of technology equipment including desktops, laptops, servers, switches and other network appliances. The Technology Strategic Plan identifies Infrastructure initiatives to support the modernization of our technology environment including asset lifecycle management and upgrades to our telephone system to support Access Aurora Call Centre. The Strategic Plan also notes the 10-year capital plan is currently under-funded to meet industry standard lifecycle refresh of 3 to 4 years for laptops and desktops. For 2021 the laptops and desktops scheduled for evergreening were purchased and deployed in 2015 and 2016 and therefore scheduled in alignment with the existing lifecycle of 6 to7 years. As technology is relied upon to create modernized work environment the replacement of these computers is much needed for efficient and effective service delivery. A review of the Town’s technology inventory indicates several systems and equipment are at end of life creating service deliver risks if not replaced In addition to the replacement of 2015 and 2016 computers there are switches, servers and other network appliances that are at end of life and not performing well. If any of these fail the Town is at risk of service disruption for both internal and external customers and a possible loss of data. Further, in 2020 a capital project was approved to retain a consultant to perform a telephony needs analysis and make recommendations based on current telephony trends. The Town’s current phone system was purchased over 15 years ago and no longer supported by the manufacturer. Page 66 of 172 February 16, 2021 3 of 7 Report No. CS21-014 Limited support has been extended with the current vendor under a “best effort” support agreement. The consultant has completed their analysis and an RFP is being prepared for the procurement of a new system. Access Aurora relies heavily on Call Centre technology to efficiently manage incoming calls. The replacement of our phone system will be funded through Capital Project 14047 as it is a replacement of our current telephone system. A revitalized IT Governance Model as identified in The Technology Strategic Plan is currently in progress and will establish Corporate Standards for all Technology including the refresh cycle for laptops and desktops. A number of Governance initiatives are identified in the Technology Strategic Plan. The Town is currently working with the Perry Group to establish an IT Governance Committee (ITGC), create Corporate IT Standards and refresh and institute new IT policies. Part of this work will include a review of our evergreening lifecycle to meet business needs. Some functions and positions may rely more on technology and therefore a validation of technology replacement may be included in the standards that will be approved by the ITGC. As mentioned previously industry standard lifecycle for laptops, desktops and other devices is 3 to 4 years as there are direct and indirect costs associated with maintaining older computers. The business benefits and value associated with the industry standard include;  Direct IT Costs – lower help desk support costs to maintain the hardware and lower security management costs  Productivity Costs – End Users spend less time troubleshooting issues with old devices and gain valuable productivity from stronger system performance and increased mobility. Part of the review of our evergreening lifecycle will include a financial analysis of leasing versus purchasing computers. Leasing terms for computers are typically 3 years and therefore may align with a renewed evergreening lifecycle. This work will be done in consultation with our Finance team as leasing would be considered an operating costs versus a capital cost. This Capital Project will fund our new Telephony System, Network switches, ArcServe backup appliance, and refresh laptops purchased in 2015 and 2016. Page 67 of 172 February 16, 2021 4 of 7 Report No. CS21-014 Telephony System The current telephone system is over 15 years old, provides outdated functionality for both single users and Access Aurora Call Centre and is at end of life. The new phone system will provide a cloud-based solution which will provide a comprehensive unified communications strategy and a Call Centre module. This new system will also interface directly with Microsoft Teams to provide full audio and video meeting functionality. We have identified the need for staff to have modern flexible tools such as soft phones, follow-me-anywhere ability, integration with MS Teams, Call Centre support and reporting, robust auto-attendant capability, work groups and hunt groups, and 911 service. Risks – Current phone system is at end of life and no longer supported by the manufacturer (Avaya). We currently have a “best efforts” maintenance agreement with our telephony vendor (Connex). If the system fails, it could be hours or days before service is restored. Ethernet Switch – WAN The wide area network (WAN) is what provides network capability between all the Town buildings like Town Hall, JOC, Community Centres, and Library Square. The current switches are about 10 years old and at end of life. The technology does not align with current networking best practices. This upgrade will provide better WAN network performance, robust network redundancy, and enhance our cybersecurity footprint. Risks – Current switches are no longer supported by the manufacturer (Extreme). This introduces great risk to the Town in event of hardware failure. Some buildings, such as the community centres, will lose connectivity to the Town data centres and the internet. Ethernet Switch – LAN The local area network (LAN) is what provides network connectivity in a single building. All clients use the LAN to access servers, data, and the internet. The current switches in Town Hall are about 10 years old and at end of life. They also do not provide “power over ethernet” (PoE) which is necessary for many devices (such as desk phones and WiFi access points). This upgrade will provide new technology, faster network performance, PoE capability, and enhance our cybersecurity footprint. Page 68 of 172 February 16, 2021 5 of 7 Report No. CS21-014 Risks – Current switches are no longer supported by the manufacturer (Extreme). This introduces great risk to the Town in event of hardware failure. All users within a building may lose their access to all systems. ArcServe Backup Appliance ArcServe is the hardware/software solution we use to backup all our servers and data every evening. The growth of our data over time makes it necessary to upgrade our backup appliance to one that has a larger capacity. This new appliance will provide for both the current and future data backup needs. Risks – If this appliance is not upgraded, we will not be able to perform our scheduled backups. In the event of a disaster, we will not be able to recover our data. Computer Refresh This project will refresh laptops and desktops that were originally purchased by the Town in 2015 and 2016. We would like to decrease the refresh cycle from 5-6 years down to 3-4 years to align with industry standard improving performance and increasing productivity. The review of the refresh cycle will be part of the IT Governance Committee workplan for this coming year. This refresh will provide new technology to our workforce to ensure they can perform their computer-based tasks as quickly and efficiently as possible. New technology provides better performance for the end user and the newest version of the operating system (O/S), which in our case is Windows 10. It will also allow the installation of enhanced antimalware software to further strengthen our cybersecurity footprint. Risks – Not regularly refreshing technology will offer end users old, slow, sometimes out of date technology. Old technology increases our support costs to keep these machines running both in real dollars spent to repair and increased time taken by the IT Service Desk. Older systems will not run “Next Gen” antimalware software. Advisory Committee Review N/A Legal Considerations None. Page 69 of 172 February 16, 2021 6 of 7 Report No. CS21-014 Financial Implications Information Technology Services is planning to spend a total of $590,000 of its total available 2021 capital budget authority of $660,361 for this project. The remaining unused budget authority of $70,361 will be used as a contingency for these planned expenditures; should any unused budget authority remain at the end of the year; it will be applied toward the Town’s 2022 requirements in this regard. The below table presents a summary of the 2021 capital plans for this project. Communications Considerations N/A PROPOSED SPENDING - 14047 COMPUTER & RELATED INFRASTRUCTURE RENEWAL Item Estimated Cost Aligns With New Telephone System $160,000 IT Strategic Plan Cloud Strategy *BC/DR Strategy Ethernet Switch Upgrade - WAN 90,000 IT Strategic Plan BC/DR Strategy Ethernet Switch Upgrade - LAN 60,000 IT Strategic Plan BC/DR Strategy ArcServe Backup Appliance 25,000 IT Strategic Plan BC/DR Strategy Computers 2015 123,400 IT Strategic Plan Mobility Strategy BC/DR Strategy Computers 2016 131,600 IT Strategic Plan Mobility Strategy BC/DR Strategy Total $590,000 Proposed 2021 Budget $660,361 396,361 (remaining from 2020) + 264,000 (2021 budget) Delta (Contingency)$70,361 (*BC/DR = Business Continuity & Disaster Recovery) Page 70 of 172 February 16, 2021 7 of 7 Report No. CS21-014 Link to Strategic Plan The Computer and Infrastructure Renewal Capital Project is directly linked to the Community Pillar and more specifically Objective 2: Invest in sustainable infrastructure with a goal to maintain and expand infrastructure to support forecasted population growth through technology. Alternative(s) to the Recommendation 1. Council not approve Capital Project No. 14047 – Computer and Related Infrastructure Renewal. This will put the Town at risk as a review of current inventory identifies some equipment is at end of life and could possibly fail. Not approving will also create additional funding requests in future years. Conclusions For reason outlined in this report it is extremely important that we continue to fund the Computer and Related Infrastructure evergreening Capital Project to enable our workforce to be efficient and effective which aligns with the our Mission “To deliver exceptional services that make people proud to call Aurora home” Attachments Attachment #1 – Capital Project 14047 Computer and Related Infrastructure Renewal Previous Reports N/A Pre-submission Review Agenda Management Team review on January 28, 2021 Approvals Approved by Techa van Leeuwen, Director, Corporate Services Approved by Doug Nadorozny, Chief Administrative Officer Page 71 of 172 Town of Aurora Capital Projects Project Department Version Year 14047 Computer & Related Infrastructure Renewal (2021 Budget Conditionally Approved) Corporate Services Final Approved Budget 2021 TARGET START DATE AND END DATE: Use format Q4 2017 - Q1 2018 Ongoing project. 2021 Budget Authority Conditionally approved. Staff to submit report to council. Provide a brief overview of the project and include the key goals, objectives and performance measures. To undertake the annual replacement cycle purchases of IT equipment for the Town of Aurora. Funding for this initiative is required annually. Provide the reasons the project should be approved and what will be the impact of the project to service levels. In order to maintain an acceptable fleet of computer equipment servicing the needs and requirements of the Town business, the evergreening of this equipment is necessary. To improve mobility options for staff we are increasing our deployment of replacement equipment to support laptop/tablet use for 2020. In addition this year we have a series of end of life network equipment due for replacement to support our current infrastructure. Explain the benefits of the project which could include Citizen/Client, compliance, financial, internal, learning & growth or utility benefits. Previously, the desktop and laptop evergreening cycle was a 6-7 year cycle, which needs to change to 3-4 years to reflect industry standards which will improve technology workplace modernization initiatives. Server replacement schedules reflect on average a ten year cycle. Replacement cycle changes, have resulted in an uneven expenditure over the next several years.Based on current IT inventories there are computers, laptops and servers/network infrastructure elements critical to our ongoing business operations that need to be replaced in 2020. Financial Information Budget 10-Year Plan Previously Approved Budget Capital Budget Authority Budget Change Actuals to Dec 31/2019 2020 Forecast 2021 2022 2023-2030 Expenditures Estimated Expenditures EQUIPMENT - OTHER 1,402,145 542,2272,062,505 263,885 225,475 1,458,662 660,360 859,918 CONSULTING 35,000 35,001 1 35,001 1,437,145 542,2272,097,506 263,885 225,475 1,458,662660,361 894,919 1,437,145 542,2272,097,506 263,885 225,475660,361 1,458,662Expenditures Total 894,919 Funding Infrastructure Sustainability Reserves MUNICIPAL CAPITAL 50,000 COMPUTER RELATED EQUIP R&R 542,227 263,885 225,475 1,458,662 844,919 542,227 263,885 225,475 1,458,662 894,919 542,227 263,885 225,475 1,458,662Funding Total 894,919 Attachment 1 Page 72 of 172 Town of Aurora Capital Projects Project Department Version Year 14047 Computer & Related Infrastructure Renewal (2021 Budget Conditionally Approved) Corporate Services Final Approved Budget 2021 Please provide an explanation of what the outcomes would be if the project was not approved. If this project isn't approved we will be delaying the necessary work for technology workplace modernization and needed infrastructure replacement. This makes subsequent year replacements heavier as a result. Page 73 of 172 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora General Committee Report No. CS21 -015 _______________________________________________________________________________________ Subject: Corporate Technology Strategic Plan Update Prepared by: Michael Mulvenna, Manager Information Technology Department: Corporate Services Date: February 16, 2021 _______________________________________________________________________________________ Recommendation 1. That Report No. CS21-015 be received for information. Executive Summary The purpose of this report is to provide an update to Council with the progress the Town has made in the implementation of the Technology Strategic Plan (TSP). The TSP is a five-year plan with 2020 being its initial year. Many facets of the plan have been successfully started or completed in its inaugural year.  A new technology delivery model is being established - built around partnership, and founded upon collaboration, co-operation, and coordination.  A revitalized IT Governance Model has been adopted to transparently align, coordinate, and prioritize ALL work in the technology domain (technology, solutions, data and integration, and web and digital)  The current approach to information security is under review to ensure there is an appropriate balance of usability with risk management.  A series of improvements to IT service delivery is underway providing end users with quality and consistency of services.  Key business solutions are being implemented that will expand the use of existing major software platforms, will leverage our investment, and provide more digital services to our residents. Page 74 of 172 February 16, 2021 2 of 11 Report No. CS21-015 Background In November of 2019 Council approved the Corporate Technology Strategic Plan prepared and presented by Perry Group Consulting Ltd. The Strategic Plan is a comprehensive document that identified the need for transformational change for the Town to provide high quality customer service, operational efficiency, and staff productivity. The TSP is a five-year plan and is based around five core areas of focus: 1) Offering great, digital services for customers that allow them to interact with the Town using their laptop, tablet, or smartphone. 2) Digitizing and simplifying the Town’s business processes to support process efficiency and underpin digital customer service. 3) Providing mobile tools for the Town’s mobile workforce. 4) Providing staff with a modern workplace environment - modern and secure tools that help teams collaborate and be productive. 5) Becoming a data-driven organization – an organization that uses data from its digitized processes to analyse and optimize efficiency and cost-effectiveness. The five-year plan includes three distinct phases. Phase 1 - New IT: First, before anything else can be achieved, the Town must reset the technology management model and establish a more collaborative environment. A centralized IT organization has been established which has enabled all technology resources to contribute to a successful implementation of the Strategic Plan. Phase 2 - Process Digitization and Mobilization: Next, the Town must focus on digitization of its core business processes (HR, Planning, Permitting, Asset and Work Management, Finance) taking the opportunity to streamline and simplify aging paper- based processes. This phase will run from 2020 – 2024. Phase 3 - Optimization through Data and Digital Services: Then, building upon the digitization of processes, the Town can focus on offering new digital services and using the data from process digitization to become a data-driven organization. This phase will run from 2022 – 2024. Analysis Overall, the IT department has made good progress in year one of implementing the Technology Strategic Plan. One unforeseen disrupter has been COVID-19. It has Page 75 of 172 February 16, 2021 3 of 11 Report No. CS21-015 caused some projects to be delayed while it has caused others to be fast-tracked and implemented in the first year. The plan may have originally called for these projects to be completed in years two through five. A new technology delivery model is being established - built around partnership, and founded upon collaboration, co-operation, and coordination. Realigning and reorganizing the IT team was the first step in this strategy. A new IT Manager was hired with many years experience as an IT professional. Next the department was realigned from a decentralized to a centralized model. Four GIS workers were moved from Engineering and Planning to the IT Team. Then the department was reorganized into three groups – IT Infrastructure & Service Desk, IT Business Solutions, and IT Project Services. Three new Supervisors were hired to lead each of these areas. One was an internal promotion, the other two were sourced outside of the Town. The new realignment will focus the team to provide essential services to all divisions. A new role was created in the IT Business Solutions team being a Business Solutions Analyst. The TSP recommended adding three people to this role over the next three years. As the internal promotion created a vacancy we were able to re-purpose that position to a Business Solutions Analyst as it was identified as a significant gap in the organizations technology domain. We have recruited the first Business Solution Analyst to the team. The new revitalized, refocused team has already had a positive impact on technology delivery. Another important initiative is working with all Divisions and ensuring their voices are heard and their technology needs are being serviced. To ensure open lines of communication and collaboration, the IT management team (IT Manager and three IT Supervisors) will meet semi-annually with all divisions. The first set of meetings will be more operationally focused to ensure that present state is providing the technology services each division requires. The second set of meetings will be more strategically focused to ensure future needs are being identified, prioritized, budgeted for, and implemented. Internally we are calling this the IT Divisional Tour. This type of initiative has not been done in the past and will build new partnerships between IT and the rest of the Town. The IT team will also be able to provide a more proactive consultative approach to providing its services, rather than a reactionary one. To ensure that we are providing all divisions with good service, we will be conducting a customer satisfaction survey that will be deployed in Q1 of 2021. This survey will be done electronically and will provide a baseline of how well we are performing. From the survey data, we will be able to formulate a plan to close any identified gaps and provide excellent service. Page 76 of 172 February 16, 2021 4 of 11 Report No. CS21-015 There will be an onus on Directors and Managers to become more tech savvy so they can lead business transformation powered by technology for their respective business units. To assist them with this a digital education program will be launched in Q1/Q2 to provide them with the required knowledge and background to enable this. This program will be facilitated by The Perry Group. The IT Team has also been working with the Library Square Project team since the early planning stages. IT Governance of the entire project as well as technology design and delivery has already been initiated. A revitalized IT Governance Model has been adopted to transparently align, coordinate, and prioritize ALL work in the technology domain (technology, solutions, data and integration, and web and digital) IT Governance provides a framework and a set of processes to enable the efficient and effective utilization of all IT resources. By adhering to the governance process, an organization can increase monetary and strategic benefits. The IT Management team has initiated several projects to provide this framework. They include:  An IT Governance Committee (ITGC) is being established to provide oversight to the Town’s strategic technology road map. The terms of reference for the committee have already been developed. This committee will start meeting very soon.  Technology standards, both hardware and software, are being developed. These standards are important to the Town as they provide a direct reference to technologies for any new inquiries. These standards also provide the IT Team with a finite list of supported technologies to improve efficiency.  A formal change management process is being developed. The goal here is to provide a comprehensive set of processes to ensure change is introduced to the environment in a controlled manner. This will include a formal approval process, a communication plan to alert all stakeholders to the planned change, a centralize log to ensure all changes are properly documented, establishing a testing environment, and ensuring a back out plan is ready should the need arise.  In conjunction with the Town PMO, we will be establishing standard IT Project Management Practices. This will include project intake, prioritization, resourcing, as well as formal PM processes.  Establishing and publishing standard IT Policies. We will be publishing a set of written IT Policies which will provide all Town personnel with guidance to assist them in acceptable use of all Town technology as well as aid them in technology decision making. Draft policies for Acceptable Use of Technology, Information Page 77 of 172 February 16, 2021 5 of 11 Report No. CS21-015 Security, and Privacy have already been developed. This will be one of the first priorities for the newly formed ITGC to review. The IT Team has also centralized the asset management process by placing all IT assets into the TrackIT tracking system. Previously, only laptop & desktop computers, monitors, and other peripherals were tracked with this tool. The current approach to information security is under review to ensure there is an appropriate balance of usability with risk management. The IT department is committed to provide a solid “defence in depth” strategy to ensure all data assets of the Town are well protected from those whose goal is to steal or exploit. We also want to provide easy but secure access to resources for Town employees who work outside of our buildings or who work mostly from home due to the pandemic. We expect some of our workforce will continue to work from home and this will prepare us for the future. In early 2020 the Town engaged an outside cybersecurity consulting company to perform a present state cybersecurity audit. The scope of this audit was to review all security devices, security software, and security procedures currently employed to ensure we were aligned with best practices. Their analysis was done by a combination of onsite and offsite testing. A report was produced and submitted to the Town that highlighted any gaps in our security. The report further prioritized the found gaps as either Critical, High, Medium, or Low. To date all Critical and High findings have been addressed. We are currently in the process of writing an RFP for a cybersecurity partner. The first phase of the engagement will be for the successful vendor to perform a full cybersecurity posture assessment. Do we have the right tools, hardware, software, and procedures in place to provide a good defence in depth strategy? This assessment will provide a prioritized list of gaps in our security posture. We can then work at addressing each of these gaps and put the proper technology in place. We will also look to outsource the monitoring and incident response to the successful vendor. They will be able to provide 7x24x365 support for any security incidents. The strategy outlined above will provide both the solid defence in depth platform the Town requires coupled with the outsourcing of critical tasks to a vendor that are cybersecurity experts. Page 78 of 172 February 16, 2021 6 of 11 Report No. CS21-015 A series of improvements to IT service delivery is underway providing end users with quality and consistency of services. One of the five core areas of focus was providing mobile tools for the Town’s mobile workforce. Like building a house, the first step is to build a good foundation. We accomplished this by providing a large increase in our internet service to handle the anticipated larger data requirements. In fact, the speed of our internet service was increased nine-fold. The next step was to provide an easy method for all the remote users to connect. We implemented a Microsoft solution known as RDWeb. From the user’s perspective all that is required is for them to enter the web address, and then their login credentials. After that they are connected and ready to work. The IT Team then implemented, trained, and rolled out Zoom as the new standard for online meetings. This solution provides an easy-to-use platform for audio, video, chat, and webinars. Once the pandemic began and most workers were sent home to work, there arose a need for electronic signatures to handle all internal paperwork. The Team implemented, trained, and rolled out DocuSign as our standard for electronic signatures. This solution has had a positive impact as it has digitally transformed the Town in how it prepares, signs, acts on, and manages documents. Council meetings also required the need to meet virtually due to the pandemic. Initially all meetings were done using the new Zoom software. Live streaming and archiving/recording all council meetings were also implemented using Zoom. In the late summer and early fall, when the COVID-19 infection rate began to fall, Council requested a hybrid type solution be implemented. In collaboration with Legislative Services, the two teams were able to deliver a solution that allowed all Council attendees to either physically attend the meeting at Town Hall or continue to participate virtually via Zoom. Another highlighted area of the TSP was to provide our end users with a modernized digital workplace environment. Several projects have been completed to support this endeavor. Launching the Microsoft Office M365 (formally O365) cloud-based software platform was initiated. Two phases of this project were completed in 2020. The first phase was the setup and launch of our M365 tenant. This included coupling our user logins with the cloud infrastructure. The second phase was migrating our email servers to the Page 79 of 172 February 16, 2021 7 of 11 Report No. CS21-015 cloud and updating everyone’s Microsoft Office software suite to the newest version. We also moved all our smart phones and tablets to a new management platform called Intune. This eliminated the cost and the need to retain the old Blackberry platform. The next phase, which has already begun will see us rolling out Microsoft Teams, SharePoint, and OneDrive across the Town. This will provide the Town with a real hub for teamwork, which provides the tools our teams need like chat and threaded conversations, meetings & video conferencing, calling, content collaboration with the power of the other M365 applications. Modernizing our aging telephony system is another requirement for modernization. In 2020 we completed an engagement with a telephony consultant firm to match our requirements for both unified communication and call centre support with a highly functional technology solution. The recommendation was for the Town to source a cloud- based solution. To fulfill this, we have produced an RFP which was released in January 2021. When the winning vendor is determined, the next phase will be to implement the new solution. The Town has many meeting rooms of different sizes with a mix of technology. In the past there was no cohesive strategy for meeting rooms when it comes to Audio/Visual hardware and software. The IT Team is tackling this issue now. We have developed a standardized set of technology that is applicable to all meeting rooms. This solution is scalable to the size of the room. It will support the software we use for virtual meetings. This provides all end users with a consistent experience no matter what meeting room they are using. This solution will start to be rolled out this year. Our field workers need to be able to access our major software applications when they are out of an office working on roads, parks, or providing Bylaw services. We need a platform that provides easy to access gateway that will provide secure connection to our systems. To provide this infrastructure we have designed, architected, and implemented a Microsoft Azure tenant. Azure is Microsoft’s public cloud infrastructure. In short, it provides a full data centre in the cloud. We can create web applications and mobile application front ends. This will provide needed infrastructure to be more agile and meet clients needs. The network that connects all our buildings, all our software applications, and all of us is also being updated to reduce risk, provide better network performance, provide robust network redundancy, and improve our cybersecurity footprint. Page 80 of 172 February 16, 2021 8 of 11 Report No. CS21-015 Key business solutions are being implemented that will expand the use of existing major software platforms, will leverage our investment, and provide more digital services to our residents. The CityView Electronic Plans Review (EPR) project will be going live in Q1 2021. The scope here is to provide a common set of markup tools to anyone submitting plans electronically to the Town. This ensures the process for submitting electronic plans has a consistent format for all concerned, including residents, contractors, and Town staff. Along with the EPR project, we will also be going live with CityView Plans Drop in Q1 2021. Plans Drop provides a link to submit drawings/plans electronically to the Town, through the Town website. It is easy to use and will benefit residents and contractors. After the above two projects are complete, we will be launching CityView portal which will provide residents with the ability to conduct business with us through our website. Each resident can get their own dashboard to summarize their dealings with the Town. This will include such transactions as initiating permits, scheduling inspections, status checking, paying fees, applying for business licenses, and registering complaints. The Portal is fully integrated with our existing CityView property management software and will integrate with GIS and Laserfiche. The Town launched the new eScribe meeting management software for staff, the Mayor, and Council. This software modernizes our approach to council meeting management and provides increased transparency, efficiency, and stakeholder engagement. Another new system the Town has gone live with is the GTechna parking management system for Bylaw Services. This software will replace the current AIMs system, which will be shortly retired. The GTechna software is cloud based and provides needed real- time data to the bylaw officers. The smart phone based and in-vehicle ticketing, cloud- based parking rights, and online payments provide a streamlined experience for both officers and customers. This is the first of many GTechna modules the Town is planning to implement. Future enhancements for Bylaw services include in vehicle mounted camera systems for street parking enforcement, license plate recognition, and permit and visitor management. These solutions will provide greater efficiencies for our bylaw officers as well as an improved revenue stream for the Town. The implementation of the new HRIS system, called ADP Work Force Now is scheduled to go live in Q2 2021. This project will provide much needed improvements and Page 81 of 172 February 16, 2021 9 of 11 Report No. CS21-015 efficiencies to our current payroll process. It will also serve as the foundation for future IT/HR initiatives. One project that Council had asked for was to provide residents with an easy to use link to retrieve public documents such as Council Meeting minutes and agendas. We successfully implemented Laserfiche Weblink to provide this service. It will provide a link through our website so residents of the Town can search and retrieve all publicly accessible documents. Maximo is a major software application that provides our asset management, monitoring, and service maintenance functions. The TSP recommended we “double down” on this software and re-introduce and re-launch to the affected divisions. The IT Team has already begun this process. Earlier this year we completed a gap analysis with our divisions. The analysis illustrated clearly that the screens are too busy and not specifically designed for municipalities. We have worked with our Maximo partner to build a municipal version of this software. We demonstrated this to the affected divisions and received their buy-in. Early in 2021, we will be relaunching Maximo in our Fleet Maintenance Division. This will be followed by Roads, Facilities, and Water in the second half of 2021 and into 2022. This will fill an open gap. The Finance department has launched a project to provide a much needed Enterprise Resource Planning (ERP) system to the Town. It is currently in the need’s assessment phase. IT will be a key partner and co-owner of this software as the Town embarks on the procurement (2021) and implementation (2022) phases of this project. This project will provide a refresh and rebuild of our internal financial systems. The IT Team has launched several different COVID-19 screening applications. These include screening for residents wishing to attend in chambers council meetings, staff working in Town buildings, and for Bylaw Officers entering private residences or places of business. We are assisting the Town in keeping all staff and residents safe during the pandemic. The Library Square project was launched by the Town in 2020. The IT Team has setup a construction camera allowing photographs to be taken every half hour. These photographs can then be compiled into a time lapse video showing the progress. Residents will be able to view these videos from our website. The IT Team will have more involvement with this exciting project in the coming two years. One of the items we plan to provide is a common Wi-Fi available both inside and outside of the entire Square. Page 82 of 172 February 16, 2021 10 of 11 Report No. CS21-015 Advisory Committee Review Not Applicable Legal Considerations None Financial Implications All known Technology Strategic Plan driven capital plans have been included in the Town’s ten-year capital plan. In addition, all operating budget financial requirements arising from this plan’s implementation will be presented to Council for its review and approval as they arise. The following capital projects have been initiated to support the TSP: Communications Considerations Not Applicable Project Number Project Name 13008 Meeting Management Software (eScribe) 13018 Human Resources Information/Payroll System (HRIS) 13023 Access Aurora Telephony Project 14012 Financial System (ERP) 14047 Computer and Related Infrastructure Renewal (Evergreen) 14058 Project Management Software (SmartSheet) 14070 Boardroom Audio/Video Equipment 14072 CityView Upgrade 14073 Information Technology Strategic Plan Implementation - Studies and Other 14075 Business Process Automation and Data Integration 14076 Digital Education Program 14082 Data Centre Upgrades - Cybersecurity 14084 Maximo Gap Analysis and Implementation 14085 Migration to CityView Workspace 14086 ArcGIS Portal 14090 CRM Optimization Page 83 of 172 February 16, 2021 11 of 11 Report No. CS21-015 Link to Strategic Plan The TSP is directly linked to the Community Pillar and more specifically Objective 2: Invest in sustainable infrastructure with a goal to maintain and expand infrastructure to support forecasted population growth through technology. Conclusions This report provides Council with an update on the implementation of the five-year Technology Strategic Plan. The new Technology Team has made significant progress and is committed to advancing our technology environment to ensure are an efficient and effective organization. Attachments Attachment #1 – TSP Progress Report Attachment #2 – Technology Strategic Plan Previous Reports None Pre-submission Review Agenda Management Team review on January 28, 2021 Approvals Approved by Techa van Leeuwen, Director, Corporate Services Approved by Doug Nadorozny, Chief Administrative Officer Page 84 of 172 TSP PROGRESS REPORT.DOCX Michael Mulvenna - Manager, IT Attachment 1 Page 85 of 172 2020 Technology Strategic Plan Progress Report Page 2 z Not Started z In progress z Completed IT GOVERNANCE Set up dedicated time with ELT for quarterly ELT IT briefings z In Progress Comments: Quarterly briefings should be scheduled with ELT for the IT team to provide an update on Strategy progress ITGG (Information Technology Governance Group) z In Progress Comments: Set up new ITGG with members selected, terms of reference created, meetings scheduled and operational IT sign-off on all items related to technology going forward to ELT or Council z In Progress Comments: Establish IT review and sign-off on any technology recommendations going forward from business units to ELT or Council IT Strategy – IT Annual Report z In Progress Comments: An annual report (starting in 2020) for ELT and Council to be provided by IT Manager, Director of Corporate Services and CAO to report on IT Strategy implementation progress and success measures identified for the strategy Review and agree technology intake process z In Progress Comments: Work with ITGG to agree technology (web, technology, business solution, GIS) project intake process to align with recommended approach and with multi-year business planning process Technology Standards Team z In Progress Comments: Establish a team (likely staffed by IT supervisors and experts from within IT) to set / establish standards that are recommended forward to ITGG for endorsement. Policy Framework z In Progress Comments: Review with ITGG the proposed policy framework and bring forward individual policies for approval and implementation Page 86 of 172 2020 Technology Strategic Plan Progress Report Page 3 Acceptable Use of Technology Policy z In Progress Comments: Revise Acceptable Use policy, get approval and implement Information Security Policy z In Progress Comments: Create updated Information Security Policy, get approval, and implement IT Governance Policy z In Progress Comments: A policy stating how technology decisions, standards are made Privacy Policy z In Progress Comments: Could be included in Information Security Policy but should be separate Backups/Restores Policy z In Progress Comments: Ensure policy and procedures are documented Disaster Recovery Policy z In Progress Comments: Create after strategy is complete Information Security Strategy z In Progress Comments: Recommended by Perry Consulting Group and an independent security consultant Page 87 of 172 2020 Technology Strategic Plan Progress Report Page 4 IT ORGANIZATION Communicate IT Strategy to the corporation z In Progress Comments: IT Manager to work with Communications Division to develop a communications plan for the Technology Strategy IT Division – Staff Change Management Support Plan z In Progress Comments: Develop a Change Management Plan to assist in communicating to the organization and to staff impacted the planned organizational changes and supporting all through the changes Implement recommended organizational changes to IT Division z Completed Comments: Implement recommended organizational changes with existing staff Create and hire 3 new supervisor positions z Completed Comments: Create a supervisory role for each of the 3 proposed teams by leveraging the existing supervisory position and hiring 3 new supervisors’ positions Move existing positions into IT z Completed Comments: Existing roles moved into the IT Division from existing teams (GIS, WAM) – to be part of the Business Solutions team. Dependent upon the hiring of the Business Solutions supervisor IT Team Building z In Progress Comments: Work on developing a strong team mindset, ethos and approach within the new IT team Hire Solutions Analyst z In Progress Comments: As per proposed strategy – to build out the solutions capabilities of the team. The Town has hired one Solutions Analyst and will hire another in 2021 Implement Managed Security Services z In Progress Comments: Transition security responsibilities to Supervisor of Infrastructure and Service Desk and secure services of a Security Managed Services provider Vendor of Record / Roster z In Progress Page 88 of 172 2020 Technology Strategic Plan Progress Report Page 5 Comments: For core services in which the Town will use external service providers to assist in delivery of programs (security, GIS, business solutions). It is suggested that the Town establish vendor of record or roster models (procurement vehicles) to support out- tasking work as required Introduce Co-op / Intern Program z Not Started Comments: Develop a co-op and summer intern program to add capacity to the IT Division and to bring in digital native team members with energy Digital Savvy Network z In Progress Comments: Establish a group (through identification and by actively seeking volunteers) to participate in a Digital Savvy group to advise and provide input on the modernization of IT services and solutions Digital Education Program z In Progress Comments: Digital education program for leadership team to increase level of digital awareness and readiness for change. Directors and Managers in business units must become more tech-savvy so that they can lead business transformation powered by technology. A new, elevated role and mandate for the IT Division z Completed Comments: With a particular expansion of the role to focus on Business Solutions. Page 89 of 172 2020 Technology Strategic Plan Progress Report Page 6 IT PROJECT SERVICES Agile Working and Project Teams z In Progress Comments: Adopt Agile (MVP, iterative, sprints, scrum) approach to projects and solutions work where suitable – requires training and education for teams around Agile methodologies IT Service Reviews z In Progress Comments: A regular (bi-monthly) review process with each Director and business unit leads led by the IT Manager to review work plans, IT service performance, issues and opportunities IT service management tools z Completed Comments: Determine plan for use / expansion of existing TrackIt! tool and expansion Incident and problem management processes z In Progress Comments: Formalize incident and problem management handling processes; digitize into TrackIt! Change management processes z In Progress Comments: Implement a formalized change management process; digitize into TrackIt! IT asset management z In Progress Comments: Standardize on the tool / tracking of all IT assets in TrackIt! Knowledge management z Not Started Comments: Build and share a common knowledgebase with users Page 90 of 172 2020 Technology Strategic Plan Progress Report Page 7 IT BUSINESS SOLUTIONS HRIS – Phase 1 z In Progress Comments: Selection and implementation of core HRIS modules, including employee records, time and attendance, applicant tracking and learning management. Scheduled go live Q2 2021 ArcGIS Online / Portal GIS Architecture and implementation z In Progress Comments: Develop modern architecture for enterprise GIS (ArcGIS Portal and ArcGIS Online) that supports internal and external web mapping (and which addresses security requirements) and implement Feature Manipulation Engine (FME) Server implementation z In Progress Comments: Implement FME server to support data conversion and spatial Extract, Transform, Load (ETL) activities. FME will provide the tool for enablement Maximo – GIS 2 Way integration and Collector to Maximo integration z Not Started Comments: Extend the existing geo-integration to support 2-way data flow and configure a standardized integration that allows for data captured in Collector or Survey 123 solutions to flow into Maximo Collector expansion program z In Progress Comments: Expansion of the use of Collector as an easy to use field-based solution for inspections and data capture Property Report Application z In Progress Comments: A search by address tool to find relevant information about a property (useful for staff and public) Implementation of a COVID19 Screening Application z Completed Comments: Applications developed on both PC and mobile device platforms. Used for both staff and visitors. PrimeGov Replacement z Completed Comments: Implemented and launched eScribe system to be used by Council and staff Page 91 of 172 2020 Technology Strategic Plan Progress Report Page 8 Maximo Gap Analysis z Completed Comments: Need to identify any gaps in current Maximo usage. This will aid in developing our roadmap to relaunch Maximo in key departments. Replace out of date AIMS system z Completed Comments: GTechna parking management system for Bylaw Services was launched in Q4 2020. Mobile cloud based system. CityView – Electronic Plans Revue + Bluebeam z In Progress Comments: Provide a common mark up tool for drawings. Go live in Q1 2021. CityView – Plans Drop z In Progress Comments: Provide an easy to use link for all residents/contractors to facilitate electronic drawing submissions to the Town. Go live in Q1 2021. CityView - Portal z In Progress Comments: Provide an easy to use dashboard for all residents to allow online permitting, planning, licensing, and online payments. Expected completion Q4 2021. Maximo Upgrade z In Progress Comments: Upgrading the software to the newest level and implement Enterprise Asset Management (EAM) for Cities. Expected completion Q2 2021. Maximo Re-Launch z In Progress Comments: We will be re-launching the updated solution for Fleet, Roads, Water, and Facilities. ERP Analysis and Implementation z In Progress Comments: Need to replace multiple outdated financial applications with a single cohesive solution. Expansion of the GIS and Business Intelligence programs z In Progress Comments: Need to expand the use of data and analytics. Page 92 of 172 2020 Technology Strategic Plan Progress Report Page 9 IT INFRASTRUCTURE & SERVICE DESK Printer Fleet Replacement z Completed Comments: RFP closed. New printers rolled out to all Town buildings JOC Expansion z Completed Comments: Network expansion to support JOC expansion Infrastructure upgrades and ever-greening program z Completed Comments: Program of infrastructure upgrades and asset lifecycle management. Complete for 2020 Evergreening of user devices - desktop, laptops, mobile devices z In Progress Comments: Increase in the types of device choices available to management and staff, review lifecycle for devices (industry standard is 3-4 year lifecycle), increase focus on laptop or mobile device provisioning – target 75% of fleet to be laptop / tablet devices Data assessment (including considering potential archiving solutions) z In Progress Comments: The Town should review existing data to determine suitable strategies to optimizing storage requirements (e.g. consider archiving stale content over 2 or 3 years old) File storage solution replacements (SAN, fileservers, archives) z In Progress Comments: Based on data assessment results, the Town can determine a suitable future data storage solution Mobility Strategy z In Progress Comments: IT Division to lead, with strong collaboration with mobile business units the establishment of the Town’s mobility strategy (devices, connectivity, security model, apps) Remote working – user experience review and plan (short term) z Completed Comments: Review of current User Experience with users and determine short term plan of action for improvements to user experience. Solution included faster internet service, MyApps/RDWeb implementation. Page 93 of 172 2020 Technology Strategic Plan Progress Report Page 10 Board and meeting room technology z In Progress Comments: Equipping boardrooms with TV’s and conference calling capabilities to support modern digital meetings Town Hall Data Centre Monitoring Systems z In Progress Comments: Implementing security camera, heat sensor and alerting system for Town Hall Data Centre Corporate Wi-Fi review and strategy z Not Started Comments: Conduct a review of currently available services, needed services and present options to leadership team for direction Third-Party Security Assessment z Completed Comments: A full third-party security assessment should be conducted at least every 2 years Business Continuity/Disaster Recovery Strategy z In Progress Comments: The Town requires a formalized Business Continuity Plan and Disaster Recovery strategy before it implements any further DR technical capabilities Office365 Pilot z Completed Comments: Working with the IT Team and Digital Savvy Network to test Office365 capabilities (including Skype, SharePoint Online, OneDrive, Teams). Scope of pilot and phasing of pilot activities to be defined. Office365 Phase 1 Rollout z In Progress Comments: Rollout of cloud based email, updated MS Office software, and mobile devices moved to Intune for management. This satisfies the need to update email and messaging. Expected completion Q1 2021. Office365 Phase 2 Rollout z In Progress Comments: Rollout of Microsoft Teams, OneDrive, and SharePoint to entire Town. Expected completion Q2/Q3 2021. Cloud Policy and Framework z In Progress Comments: Establish the Town’s position and requirements for Cloud services Page 94 of 172 2020 Technology Strategic Plan Progress Report Page 11 Cloud Readiness assessment and Strategy z In Progress Comments: Assess services that could be candidates for future migration to the cloud and develop a Roadmap and strategy for their migration Virtual Meeting Implementation z Completed Comments: Implemented Zoom for all virtual meetings. Implement an eSignature solution for the Town z Completed Comments: Implemented DocuSign as our signature standard for all internal documentation Telephony Project z In Progress Comments: Need to replace end of life current telephony system. New system will be cloud based and will provide both unified communications and call centre solutions. RFP for this has been published. Page 95 of 172 2020 Technology Strategic Plan Progress Report Page 12 CUSTOMER SERVICE Website redesign and relaunch – Phase 1 z In Progress Comments: Relaunch website on new platform, with new design and new digital services including forms, newsletters, and online payments. Expansion of the CRM system z In Progress Comments: Full leverage the CRM system as a corporate-wide case management solution. Page 96 of 172 1 Technology Strategic Plan Final Report September 9, 2019 Attachment 2 Page 97 of 172 2 Page 98 of 172 3 Table of Contents Table of Contents .......................................................................................................... 3 Executive Summary ...................................................................................................... 4 1. Introduction and Background ........................................................................... 8 1.1 The Importance of Technology to Municipalities .................................................. 8 1.2 The Importance of Technology Strategy .............................................................. 9 1.3 Town Vision, Mission and Values ......................................................................... 9 1.4 Acknowledgements ............................................................................................ 10 2. Current State Assessment .............................................................................. 11 2.1 Introducing the Municipal Technology Architecture ............................................ 11 2.2 Technology Assessment Results ....................................................................... 12 2.3 IT Service & Management Practices Assessment Results ................................. 14 2.4 What does the Current State Assessment tell us? ............................................. 17 3. Setting the Vision for Success ........................................................................ 18 3.1 Key Solutions and Capabilities ........................................................................... 18 3.2 An Effective Technology Delivery Model ............................................................ 23 4. Mobilizing to Achieve the Vision ..................................................................... 26 4.1 New IT: Establish a New IT Delivery Model – Better Together ........................... 26 4.2 Clearly Defined Business Unit Responsibilities .................................................. 35 4.3 A Revitalized IT Governance Model ................................................................... 38 4.4 A New Approach to Information Security ............................................................ 41 4.5 Improvements to IT Services and IT Service Management ................................ 42 5. Major Technology Projects ............................................................................. 45 5.1 Infrastructure Projects ........................................................................................ 45 5.2 Business Solution Projects ................................................................................. 49 5.3 Integration and Data Projects ............................................................................. 52 5.4 Customer Facing Projects .................................................................................. 53 6. The Workplan.................................................................................................... 54 6.1 Implementation Phases ...................................................................................... 54 6.2 Work Plan ........................................................................................................... 56 6.3 Success Measures ............................................................................................. 70 7. Summary of Recommendations ...................................................................... 72 7.1 Key Recommendations ...................................................................................... 72 Appendix 1: Glossary of Terms ................................................................................. 74 Page 99 of 172 4 Executive Summary The explosion of the internet and the smartphone over the last decade has changed customer and staff expectations. Customer expectations of service are now heavily influenced by their interactions with Netflix, Amazon, Indigo, their bank or their grocery store. People can pay taxes, renew their health card and buy their vehicle license sticker online. Increasingly they expect to be able to interact with their Town in the same way. Staff too are influenced in the same way and expect to be able to use simple and easy to use tools at work to collaborate, to share information and to get work done - where and when they need to. Quite simply, it is impossible in 2019 to be an effective and efficient municipality without effective, integrated technology underpinning and powering the organization. High- quality customer service, operational efficiency, and staff productivity depend upon it. Perry Group Consulting was engaged to develop a future-looking Technology Strategy for the Town. This is intended to be a corporate-wide look at how the Town can leverage technology to be a better, more effective organization - not an IT Division plan. Good strategy comes from fully understanding the current situation and developing clear actions to address key challenges and opportunities and move forward. So, we began with a current state assessment. The results of the current state assessment suggest that the technology situation at the Town is unsatisfactory. We found: • An isolated IT Division focused upon technology infrastructure and a control mindset, with business units working around rather than with the team, resulting in disjointed management of technologies; • Key gaps in technology resources, skills and capacity; • Existing business solutions that are significantly under-utilized; • A series of failed or stalled business-technology projects; • An overall lack of organizational excitement around technology and the potential of technology. This strategy makes clear recommendations about how the Town should address this situation. First, we have articulated a vision of where the Town should be aiming to make significant improvements - a common vision that everyone in the Town must get behind. The technology vision is based around five core areas of focus: Page 100 of 172 5 1) Offering great, digital services for customers that allow them to interact with the Town using their laptop, tablet or smartphone; 2) Digitizing and simplifying the Town’s business processes to support process efficiency and underpin digital customer service; 3) Providing mobile tools for the Town’s mobile workforce; 4) Providing staff with a modern workplace environment - modern and secure tools that help teams collaborate and be productive; 5) Becoming a data-driven organization – an organization that uses data from its digitized processes to analyse and optimize efficiency and cost-effectiveness. In support of these five core areas, a set of success measures have been identified to allow the Town to monitor progress in each area over the next five years. Next, we have outlined what needs to be done to achieve the vision. The key recommendations focus on the way that the Town organizes and makes technology decisions, how it operates and manages its technology - and they represent a significant change. They are as follows: 1) The Town must reset and establish a new technology delivery model, founded upon partnership and built through collaboration, co-operation, and coordination. This means: a) A new, elevated role and mandate for the IT Division - with a particular expansion of the role to focus on Business Solutions; b) Stronger IT leadership, with IT leadership involvement with ELT; c) A reorganized IT Division, with three teams and the addition of two new supervisors (as requested in 2019 budget) to run three new teams in IT; i) Infrastructure and service desk; ii) Business solutions, GIS and data; iii) Project services. d) Moving GIS and business solutions management resources that are currently based in business units into the IT Division; e) Progressively adding new resources to the IT Division over the next three years to address gaps in capacity and capability in Solutions Analyst and Business Analyst roles. 2) In parallel with changes to the IT organization, the Town must clearly define business units’ roles with regard to technology. This means that: a) Directors and Managers in business units must become more open to and comfortable with technology so that they can lead business transformation powered by technology - a digital education program is planned; b) Business units must take stronger ownership of transformation powered by technology, responsibility for the design of business processes and services, must lead change management and adoption efforts and be Directly Responsible for overall project and product success; c) Communications will take the lead for the web and digital program and strategy but will work in partnership with IT, Customer Service and other stakeholders to deliver the program; Page 101 of 172 6 d) IT will work closely with a network of digital savvy staff throughout the organization to design, and test IT services that better meet the needs and expectations of tech savvy staff. 3) The Town must implement a revitalized IT Governance Model to transparently align, coordinate and prioritize ALL work in the technology domain (technology, solutions, data and integration and web and digital). 4) The Town should reset its current approach to information security to ensure that there is an appropriate balance of usability with risk management. It is recommended that the Town work with a third-party service to achieve this goal. 5) The IT Division should implement a series of improvements to IT service delivery to improve the quality and consistency of its services. A series of major projects and initiatives are also identified, these include: • The implementation of a modernized digital workplace environment, including: o Updates to modernize email and messaging capabilities, and the telephony environment; o Project and collaboration workspaces; o Collaborative document sharing and editing; o Online / digital meetings; o Simpler remote working; o modernization of board and meeting rooms. • Implementation of a series of key business solutions (process digitization) projects, including: o Human Resource Information System (HRIS) / Workforce Management solution; o CityView expansion to implement the digital plan and build vision; o Maximo expansion / re-implementation to support Asset and Work Management needs; o Customer Relationship Management (CRM) enhancements; o Financial system replacement; • Major expanded adoption of mobile working for field staff - built around CityView, GIS, Maximo and CRM; • Major expansion of the GIS and Business Intelligence programs to expand the use of data, analytics; • Expansion / full leverage of the CRM system as a corporate-wide case management solution; • New Town website and growth in the availability of digital services; • Introduction of new digital services, such as online permitting, planning, licensing. Finally, we have outlined a staged approach to implementation which identifies three discrete phases. These are: • Phase 1 - New IT: First, before anything else can be achieved, the Town must reset the technology management model and establish a more collaborative environment. Page 102 of 172 7 • Phase 2 - Process Digitization and Mobilization: Next, the Town must focus on digitization of its core business processes (HR, Planning, Permitting, Asset and Work Management, Finance) taking the opportunity to streamline and simplify aging paper-based processes. • Phase 3 - Optimization through Data and Digital Services: Then, building upon the digitization of processes, the Town can focus on offering new digital services and using the data from process digitization to become a data-driven organization. The phases unfold according to the following timeline. 2019 2020 2021 2022 2023 2024 Phase 1: New IT Phase 2: Process Modernization Phase 3: Optimization & Digital The Town’s Vision and Mission talk to being a progressive community with small town charm and delivering exceptional services that make people proud to call Aurora home. Without addressing the issues identified by this strategy - the Town cannot deliver exceptional services and cannot meet community (or staff) expectations and thus cannot reasonably claim to be a progressive organization. Simply put, the Town’s Vision and Mission are dependent upon and cannot be achieved without a more effective approach to technology and digital. It is acknowledged that the recommendations presented here represent a major organizational and cultural shift, away from silos to a more coordinated and corporate approach. It is also acknowledged that such change can be difficult and hard to accept for management and staff that have found ways to make things work in the current model. It is a major leap of faith to ask for a commitment to a new model - without assurances that the new model will be successful. However, the recommendations are based upon similar models and strategies from leading digitally minded municipalities that are proven to be successful. With the essential and necessary commitment and support from Council and ELT, and with a revitalized excitement about technology built around a new technology partnership, we believe the proposed strategy can be successful in Aurora too. Page 103 of 172 8 1. Introduction and Background 1.1 The Importance of Technology to Municipalities Why is Technology, and thus this Technology Strategic Plan, so important to the Town? Of course, the Town is dependent upon technology. Technology is central to the Town’s ability to deliver services as diverse as collecting taxes, dispatching animal services staff, handling customer enquiries, and managing recreation program registrations. All of these services today rely on technology to operate effectively. While email and smartphones keep every part of the organization connected and communicating, it is the business solutions such as ActiveNet that allow managers and staff to optimize program registration processes, or Vadim that handles budgets and financial reporting. Technology can play a major role in connecting separate parts of the organization – whether across departments, or from customer service agent to road or parks crew. Using common, integrated systems should ensure that inquiries flow from front counters to the department and to appropriate field staff for resolution. Moving forward, technologies should support the “no wrong door” customer services approach – allowing customers to choose the channel (smartphone, web, telephone, face-to-face) through which they interact with the Town. Common systems (as illustrated in Figure 1) should create a consistent view of the customer for customer service agents and frontline, back office and field staff and allow for simple dashboards and data analytics to support Management and Council in the monitoring and oversight of service quality. These tools working together can enable the Town to maximize its operational efficiency. Looking to the future, it is anticipated that the importance of technology will only continue to grow, and grow increasingly rapidly, in importance. More and more customers will expect to use their computers and smart devices to interact with the Town, to make an inquiry, report a problem or apply for permissions. Increasingly Figure 1: Connecting Customers and Staff Using Common Technology Page 104 of 172 9 sensors will be used to monitor critical infrastructure throughout the Town and notify staff where problems are anticipated or have occurred. Successfully managing the introduction and operation of these new technologies – allowing the Town to deliver improved services, with less – is a critical organizational capability for the Town. 1.2 The Importance of Technology Strategy So, given this ever-increasing importance of technology and its role in delivering municipal services, the Technology Strategy is a crucial piece of work. It should help the Town (ask, and) answer, important questions about its technology: ● Is the Information Technology environment properly managed, maintained, secured, and able to support the needs of the Town? ● Is the IT service cost effective? ● What are the Town’s future business needs? ● Is the technology environment, and our resources and management practices equipped to meet current and future business needs? Amongst the many opportunities that the Town is bombarded with, the strategy must help the Town determine its priorities and identify the key initiatives and activities that will support the Town’s strategic goals and objectives. It is important to note that this is a Corporate Technology Strategic Plan, not an IT Division plan. It looks at how the whole corporation can leverage technology to deliver improved services and customer experiences, efficiency and productivity. 1.3 Town Vision, Mission and Values The Town’s newly developed Vision, Mission and Values are: Vision: Our vision is a progressive community with small town charm Where: • Our work culture attracts and retains passionate employees • A thriving downtown and our diverse neighbourhoods create a sense of vibrancy • Business growth and innovation are embraced while the environment and our heritage are protected Mission: Our mission is to deliver exceptional services that make people proud to call Aurora home Values: Page 105 of 172 10 • We respectfully challenge each other in the pursuit of excellence • We consider the big picture and each other when making decisions • We trust employees to do the right thing • We treat each other as valued customers • We take risks, learn from our mistakes and celebrate our successes The Strategy has been developed in alignment with the Town’s Vision, Mission and Value statements which indicate a desire to be a progressive organization and community that embraces innovation, delivers exceptional services to the community, pursues excellence and considers the big picture. We have highlighted the parts of the Vision, Mission and Values that we see apply directly to technology. 1.4 Acknowledgements Perry Group would like to acknowledge the cooperation of the management and staff of the Town of Aurora throughout this project. Page 106 of 172 11 2. Current State Assessment Before developing any future looking strategy, it is important to take stock of the current situation; where are we today? How far away is where we are from where we need or want to be? This section briefly describes a) the current state of the Town’s technology systems, and b) the Town’s current approach to managing its technology. It summarizes the consulting team’s assessment and observations. 2.1 Introducing the Municipal Technology Architecture Perry Group’s standardized Municipal Technology Architecture (MTA) shown in Figure 2 below was the basis for evaluating the Town’s technology environment. Figure 2: Municipal Technology Architecture This is a generalized, conceptual municipal IT model, developed with Ontario municipalities over the last 10 years. The MTA introduces several key concepts that are important for the Town at this time, including: • There are 4 main technology layers (labeled in Figure 1 as: infrastructure, business solutions, integration and data, customer facing). Each requires discrete IT skill sets to be managed effectively. For instance, while technology Page 107 of 172 12 infrastructure management is deeply technical, project management around business solutions projects requires project experience, change management and soft skills. An IT organization needs a breadth of skills in various domains to effectively manage the complete environment. • The Infrastructure layer is the foundation for the entire technology environment. Infrastructure must be robust and reliable because it provides the basis for all other layers. Unreliable or inaccessible infrastructure undermines all the technology that sits above it. • Appropriate policies, security, data protection and disaster recovery provisions should be in place. In an ideal situation, the IT team will also need appropriate tools to help manage the environment including: a helpdesk request tracking system, a set of systems management solutions and automation tools (e.g. remote support, patch management, mobile device management) to simplify IT management tasks, increase productivity of IT staff and to enable employee self- service (e.g. password resets). • A municipality should limit the number of corporate business solutions platforms it runs to reduce process and information silos. These business solutions provide the foundations for automated and streamlined business processes. They will gather data to drive analytics capabilities and underpin the effective delivery of online services. • Business solutions should be integrated allowing for data to be automatically passed between solutions (using integration technologies), thus reducing data duplication and errors, and ensuring auditability. • The IT architecture should build from the bottom up – Infrastructure first, then business systems and so on. These are some of the basic tenets that a well architected technology environment will operate under. 2.2 Technology Assessment Results Perry Group reviewed the Town’s technology against the MTA. The MTA diagram in Figure 3 colour codes the results of the review. Page 108 of 172 13 Figure 3: MTA Assessment Results Visualization The key points of the assessment identified that: • The Infrastructure layer is reasonably well managed; survey responses suggest that the Town’s technology is both reliable and robust. However, key exceptions to this were noted, particularly around remote and mobile working (connectivity, security and device provisioning) – which are areas that require improvement. Additionally, risks were identified with the current lack of policies and procedures around the management of the infrastructure. Frustration also with the current approach to IT security were flagged, and a more detailed review conducted by an independent security expert suggests a need for a revised approach to IT security (which is discussed in more detail later in this document). A formal IT Disaster Recovery strategy that includes business impact analysis’ and risk assessments should also be a priority. • In the Major Business Solutions layer, while most departments have a business solution in place, many of these solutions are significantly under- utilized. There are some clear issues in the business solutions area; the HRIS system is moving into its third iteration in as many years, Finance systems are in need of overhaul. Maximo is significantly underutilized despite major investment over the last decade and there are opportunities to utilize CityView more broadly in planning, and engineering. The Town’s Records Management System (Laserfiche) is in the midst of being rolled out – but has taken a long time to reach partial adoption. Some other systems (e.g. parking) require replacement and/or upgrades. • To date the Town has undertaken limited work in the Integration and Data layer. While, this is understandable, given that it is generally recommended that Page 109 of 172 14 municipalities build upward in the MTA and there is much work to do in the business layer - this represents a significant future opportunity. GIS is a bright spot, delivering good value internally, and representing some key recent wins (mobile field data collection and inspections, for example) but progress has been significantly inhibited in moving forward with some aspects of the GIS strategy commissioned in 2012 (in part as a result of GIS and IT teams being separated). There is limited integration between business solutions. There are no corporate Business Intelligence (BI) tools in place that would bring together information from disparate systems, there is limited data driven decision making in evidence at the Town. • In the Customer Facing layer the Town has implemented a corporate CRM, although capabilities are currently underutilized, and plans are in place to enhance the use of the CRM. The Town’s web technology is currently shared with Newmarket – a website replacement project is planned. A handful of online services are available including (pet licensing, parking tickets, program registration and where’s my plow). Again, there are significant opportunities to offer additional digital services – such as permitting and planning online. The key takeaways from the assessment are that: • The Town’s technology infrastructure, whilst reliable, must become more flexible and user-centric, enabling rather than providing barriers to staff working in the office, field or remotely; • The Town’s security approach must be revised to more effectively balance a secure environment while supporting collaboration and creative use of technology; • There is a history of major business solutions being under-utilized and not realizing the expected benefits – the success rate of business solution projects needs to be significantly improved; • There are some very large potential corporate-wide business solutions projects ahead (HR, CRM, ECM, CityView, Maximo and Finance) that must be well - delivered and corporately embraced to be successful – cross-corporate projects are the most complex and rely most heavily on dedicated resources and effective collaboration and coordination; • Data and integration are significant areas of opportunity for the Town, and GIS should become one of the prime platforms for the Town; • The Town must expand its CRM solution and fully integrate these capabilities into the Town’s website; • There are a wide variety of opportunities to deliver digital services. 2.3 IT Service & Management Practices Assessment Results Next, we looked at the current state of IT services and the IT management approach at the Town. Page 110 of 172 15 The modern expectation for an IT service is that the IT organization (the leadership and team) works as a partner with business unit leaders to help them identify, design and implement technology solutions to clearly defined business problems. The role of IT leadership is to act as a strategic advisor to leadership and to help business units and the organization as a whole understand what is possible with technology and how to successfully implement technologies that improve service quality, efficiency and productivity of staff. The graphic below provides a summary of where the Town’s current IT services are currently assessed. Figure 4: Current IT Management Assessment Based on the assessment, IT is too re-active and frequently forced into fire-fighting mode. A number of best-practice ITSM processes have not been put in place. There is a lack of clear long-term plans for technology infrastructure and solutions. In its current mode of operation, IT is largely viewed by business units as a service supplier, a support service – not a strategic partner. Business units often come forward with the technology that they want to purchase or have already purchased – not the business problem that they are trying to solve. In this mode, IT is often forced to be more reactive than it should be, with IT frequently finding out about business-led technology initiatives too late to influence or shape the direction. Page 111 of 172 16 For various reasons, some teams actively avoid working with the IT team. In respect to the MTA, it is noted that the IT Team’s focus is largely upon the Infrastructure layer (the bottom layer in the architecture), with various business units taking the lead around their specific Business Solutions, for GIS and for Web and Digital services. Without the broader context about how the various technologies at the Town should work together business units each solve for their individual challenges – which does not result in a cohesive or integrated set of systems across the Town. The mandate, roles and responsibilities of the IT Division is limited. This has, we believe, lead to a control mindset that is the only way for the IT Division to extend influence, which further contributes to business unit’s unwillingness to work with the team. This is a vicious cycle that must be broken. 2.3.1 Technology Resourcing The current organization chart for the IT Division points to some of the factors that contribute to the current situation. Figure 5: Current IT Organization Structure The key issues are that: 1) The organization structure is flat, there is no effective ‘IT Management team’ – with most of the team reporting directly to the IT Manager. This keeps the IT Manager role focused more on operational, not strategic, activities; 2) There are no business solutions specialists in the IT team; meaning that there is no one with specific responsibility for helping business units implement and evolve business solutions capabilities. Note that the Database Administrator (DBA) partially fulfills some of this role. Application Support Specialists are incorrectly titled – with these roles largely fulfilling Service Desk Analyst (helpdesk) roles; 3) There is only 1 business analyst position – insufficient capacity to assist business units in understanding business problems and scoping out business transformation projects; Page 112 of 172 17 4) Roles and responsibilities of team members in IT are somewhat blurred – for instance a technical specialist has moved into the Project team, while retaining many Infrastructure management responsibilities. As we have noted, outside of the IT team there are a number of technology resources: 1) GIS technical resources for the Town are based in Planning and Development – not in the IT team (given the technical nature of these roles, they should be within the IT Division); 2) Maximo and GIS technician resources are based in Engineering; 3) CityView application expertise is in the Building Division; 4) The Clerk’s Office is leading the work around Laserfiche and Records Management, which is expanding from records management into forms digitization, workflow and other capabilities. 5) Web and digital leadership and management is in the Communications team. Responsibility for technologies, their planning and management, is simply too disjointed to be effective. It is clear the Town has not organized its IT resources to effectively fulfill the “Well-Managed” mandate (as shown in Figure 4) – which should be the target state. 2.4 What does the Current State Assessment tell us? The current approach to technology is not working especially well and is not delivering the expected outcomes – projects are stalling, some are being repeated, many are not achieving expected outcomes, particularly in the Business Solutions layer. Overall, we note that there is a general lack of excitement around technology and the potential that technology presents to improve services and efficiency. Relationships between the IT division and business units are not strong and there is a lack of collaboration and coordination between groups and IT for various reasons. The IT Division’s security posture is seen as a key inhibitor – but is in some respects inevitable as a result of the desire to retain some control. Management and staff in business units are frustrated with IT services (<70% satisfaction) and there is a general level of disappointment in the lack of progress around technology. IT management and staff are also frustrated with the current situation – often playing catchup with business units. Revisiting the Town’s Vision and Mission statements, it is clear that the current situation is impeding the Town’s Vision; to be progressive, to attract and retain passionate employees, to be innovative as well as undermining its Mission to deliver exceptional services that make people product to call Aurora home. Given the importance of technology to municipal efficiency and effectiveness – the Town needs a major change – and that’s what this strategy recommends. Page 113 of 172 18 3. Setting the Vision for Success So, if the current situation is not optimal; what would success look like? What would a modernized Town of Aurora fully leveraging digital technology look like? 3.1 Key Solutions and Capabilities In our envisioned future, the Town’s workforce and community should be fully empowered by modern technology, digital solutions and capabilities. This means a focus in the following areas. 3.1.1 Digital Services for Customers The Town is in the customer service business and its goal as a service provider is to provide easy to use, simple services. In today’s world, residents used to banking and buying products and services online, also expect to be able to access government services from their smartphone or their tablet any time and from anywhere. So, in future customers should be able to visit the Town’s website to easily and quickly: • Report a problem and track its resolution (receiving updates along the way); • Make a booking (e.g. recreation programs, facilities and rooms, inspections, event); • Make a purchase (e.g. parking exemption, garbage tag) • Make payments and manage accounts (e.g. pay an invoice, pay a ticket, set up a direct deposit, review a tax account, request a tax certificate); • Submit applications & drawings and track the application progress (e.g. Development Applications, Permits, Licences, etc.); • Submit forms (e.g. grants, delegations, etc.). We expect that increasingly the community will use digital services as the best and preferred way to interact with the Town. This doesn’t take away from the important role of Access Aurora and the face-to-face and telephone-based services that they offer. The Town will continue to offer choices to customers to interact using their channel of choice. The expansion in digital services reflects the fact that there are many in the Town (92% of Canadians have access to the Internet at home, 76% have a smartphone) who simply prefer to interact using the smartphone or the web. An Illustration of the Digital Plan and Build Process Let’s imagine how a Digital service for Planning and Building would work. Kevin is building a new home on a lot in Town. He goes to the Town’s website to review what is required before he starts. An easy to use wizard steps him through the process and he realizes he needs a minor variance before he can begin the build. Page 114 of 172 19 Kevin starts a minor variance application online, fills the form to supply the Town with the required information, attaches drawings of his proposal from his architect, and pays for the application with his credit card before clicking submit. Town Planning staff receive notification of the application, they validate that the correct details have been provided and start a series of workflows which allocates tasks to Town staff required to review the application. Details of the application are automatically published on the Town’s website and those that subscribe are notified of its receipt. Kevin is emailed a copy of a sign that must be printed and shown onsite. The sign has simple details of the application and a QR code that allows anyone passing by who is interested in finding out about the application to scan the code and be directed to more details of the application on the Town’s website. A few days later, Kevin uses his smartphone to check in on his application and sees that it is due to be discussed at the next Committee of Adjustment (COA) meeting. He wants to be there, so he adds it to his calendar. The COA approves Kevin’s application and he is good to go. Next Kevin needs a building permit for his new build. He logs back into his Town account on the website and initiates a building permit application - using the information that he previously submitted for his minor variance application. He adds additional drawings and required information to complete the permit application, again pays for and submits his application. This time Building staff are notified of the permit application and they begin the process of reviewing the permit application. They use the same system as the planning team so they can easily review the details of the minor variance request. Once all reviews and tasks are completed satisfactorily the Town issues the building permit - emailing a permit to be printed by Kevin and posted at site - this too has a QR code on it. A month goes by and Kevin’s contractor is now on site and has completed the footings work. They require an inspection of this work before they can proceed. The contractor uses his smartphone to login to the Town’s website and book the next available inspection. Stephanie, the building inspector for that area is notified of a new inspection the next day. The following day she heads to site and conducts the inspection. She uses her connected tablet to review the details of the application and record the results of the inspection, completing a checklist of tasks, taking photos and making notes. At the Page 115 of 172 20 completion of the inspection she marks the inspection as completed, with a pass. The system automatically emails Kevin and his contractor the results of the inspection and work on site can proceed. Although this presents a stylized and simplified example, this is the actual way that Plan and Build services in some municipalities across Canada and in many municipalities across the world work. This is the vision for the way services at the Town could and should work. 3.1.2 Digitized End-to-End Business Processes supported by Fully Utilized Business Solutions However, before the Town can deliver truly great end-to-end digital services as the Digital Planning and Building example above back office processes must be digitized so that staff manage workflows digitally. What do we mean by Digitized Processes? Well designed, standardized and digitized processes are the foundation of a well-run municipality, and Business Solutions enable the operation of digitized processes. A process is a series of steps taken in order to achieve a particular goal or objective. Processes codify the way that the Town handles a permit or a request, a complaint or a license, issues bills and receives payment for taxes or grant applications - ensuring that each request is handled the same way. In the best case, processes are designed to be efficient and to take advantage of modern capabilities. Technology-based business solutions enable processes to be digitized, automated and enable staff and management to manage processes at scale, for example, to process tens of thousands of recreation program and summer camp bookings, or thousands of permit applications each year. Today, too many of the Town’s processes are paper based and manual, or run using Excel, which acts as an anchor upon the Town’s operational efficiency, inhibiting productivity and hampering the ability to deliver improved services and experiences. When processes are digitized into robust business solutions, all necessary transaction processing - workflows, tasks, notifications, quality checks and validations and approvals - can be carried out digitally, using a computer, and can happen anywhere (in the office, at a work-site, in a truck at the side of the road, or from home). Offline steps (manual interventions such as checking a paper file or getting a physical signature) are largely reduced to the point of elimination. Business solutions are shared across departments and divisions so that tasks initiated or completed in one area can automatically trigger a task in another, such as Page 116 of 172 21 a change in a permit status (in Building) which could trigger the processing of a pre- approved payment (in Finance). In such a situation, payments can be processed faster, improving Town cashflows. The digital process chain provides complete visibility of the process throughout the Town – authorized staff can easily check on the status, review previous actions or find out required information, without needing to search for a paper file. Systems manage the routing and workflow of processes, including escalating items to senior staff and management when exceptions are encountered, or where performance falls below defined levels of service. Digitization allows management to track team and workgroup processes and monitor Key Performance Indicators that provide insights to improve process effectiveness, or to support more effective allocation of Town resources. Today, too many of the Town’s processes are run using paper and pen or excel spreadsheets – and not in digitized systems (timesheets are filled on paper, permit applicants come in to Town Hall with reams of paper, other licences and permits require applicants to download a paper form, fill in the details and bring the form and paper into the Town). Many of the Town’s business solutions require major work (or replacement) if they are to be fully leveraged and utilized to digitize core work processes. Thus, the Town must focus upon, as a priority, the end-to-end digitization and systematization of its key processes. End-to-end digitized business process work is needed in numerous areas, including: • Workforce management, timesheets and staff scheduling (New HR System); • Managing a planning application from end-to-end (CityView); • Managing a business licence from end-to-end (CityView); • Customer complaints / request management end-to-end (Dynamics); • Plan and manage asset lifecycle (including reactive and planned maintenance events) (Maximo); • Expense management, digital invoicing (New Finance System). 3.1.3 Mobile Tools for the Mobile Workforce Just as a FedEx ® or UPS ® driver uses a mobile device to track delivery of your parcel and get your signature, Town staff that work out of the office should have access to similar technologies to collect data, track work orders, complete inspections, access asset history, view drawings and to conduct surveys. Mobile and field staff will be connected into the digitized business processes discussed above. Using mobile technologies (including connectivity and security, devices, and business solutions) to access the Town’s information while mobile. This will allow a customer request (about a downed sign, for instance) to be directed to a field crew and their completion can be tracked by back and front office staff. Page 117 of 172 22 Mobile Increases Customer Responsiveness and Satisfaction A stop sign has been knocked over. A passing customer takes a photo of the downed sign and sends a request to the Town for a repair. The notification is received, automatically categorized, geo-located and recorded in the City’s customer request management and dispatched to the Town’s work management system (Maximo) for resolution. The work management system automatically dispatches a request to the nearest crew in the area who receive it on a laptop in their work vehicle. As an emergency work order, they head to the site and erect a temporary stop sign. A couple of days later, the sign crew visits the site and replaces the stop sign. They take a picture of the fixed sign and the customer receives a notification on her smartphone that the issue has been resolved. 3.1.4 A Modern Workplace If the Town is to be a more modern, digital organization, then it must also make available simple and easy collaboration capabilities for staff – enabling staff to do their best work by using the tools best suited to the job. This will include: • Increased use of mobile friendly devices – laptops, tablets – providing individuals and teams with choices of devices that best meet their needs; • Digital meetings – real time meeting notes, improved and broader adoption of web meetings, screen sharing; • Shared project collaboration spaces helping internal teams work together, track projects, assign tasks, share document, but also enabling improved collaboration with partners, vendors, and the community; • Team messaging and chat – helping co-workers connect and interact in real time; • Improved document collaboration, versioning, co-editing; • Easier presentations in Town meeting and board rooms; • Simpler solutions for and increased adoption of remote and flexible working – enabling staff to work from the office, from a partner’s office space, from the side of the road, from a coffee shop or from home. 3.1.5 Data Driven As the Town increasingly digitizes its processes and uses business solutions to manage its workflows and work assignments it will collect more data about the services it provides, the way staff work, the impact of policy decisions. Thus, Council and the Town’s leadership, management and staff will use data to make decisions that help optimize resource use and reduce service delivery costs and complexity. So, moving forward the Town should expect to • Use data, analytics and dashboards to inform decision making and to help optimize our application of resources; • Embed GIS / spatial understanding into all of the Town’s processes. Page 118 of 172 23 Using Data to Optimize for Community Benefit City Fire officials in London were determined to reduce residential fires in the City. They turn for help to data collected over the years on residential fires. Spatial analysis identifies a number of hot spots in the City with a higher propensity for residential fires. The combination of this insight with data about the type, severity and cause of fires and other demographic and socio-economic data, allows Fire officials to identify important characteristics of fires in these hot spots – such as unattended cooking and smoking. This information helps the Fire department target its resources more effectively – with concentrated communications and advertising, fire prevention education and inspections – the City achieves a 10% reduction in residential fires, significantly reducing loss of life and property in the City. These are the five core areas of opportunity for the Town to pursue. New bleeding edge and emerging technologies such as Augmented Reality (AR), Artificial Intelligence (AI) or Blockchain should at this time be avoided; instead the Town should focus on the foundations, upon getting the basics right – which means getting the right infrastructure, business solutions, mobile and digital capabilities in place. 3.2 An Effective Technology Delivery Model Alongside these five areas of focus, the Town’s approach to managing technology should also be markedly different. An agreed and shared set of principles, guidelines and frameworks will help leadership set priorities and directions. Council, leadership and workforce are committed to a shared set of business and service driven technology priorities – involving compromise and putting the corporate and customer benefit ahead of individual team needs. 3.2.1 Technology Delivery Model – “The Partnership” A strong, well-functioning IT team that operates at the “Well-Managed” level (see Figure 6) is one of the aspects that is key to successfully implementing the solutions and capabilities laid out above. Establishing an IT team that has the resources and capability to meet this mandate is key to changing the siloed approach that predominates. But, strong business leadership and partnership between IT and the business units is the true key to success, so building an environment in which business units and IT actively co-operate and collaborate will be central to the Town’s ability to change the story. Page 119 of 172 24 Figure 6: Target IT Service Level In this envisioned future the IT team operates as a true strategic partner and advisor to business units, where strong business relationships between IT and business units have been established and nurtured. These relationships are built upon a foundation of trust and confidence between business units and the IT team. To build that foundation, high performing, flexible, and secure infrastructure that meets the organizations needs is in place. The technology and Town’s policy environment and working practices support the modern, mobile and friction free collaboration environment envisioned, while maintaining the balance of security and risk mitigation. Business leaders have a solid understanding of the importance of technology and how to leverage digital technologies to improve their business operations. Business leaders are responsible for leading technology assisted or driven business change and transformation within their business units, with responsibility and clear ownership of their own business processes – but they do so in active partnership with the IT team. There is a clear understanding about roles and responsibilities and service expectations – who does what, and how it is done; but there is also a flexibility and willingness to work together, a confident way of operating that is less concerned about lines between teams and more focused on achieving the best outcomes. There is a collaborative spirit within the organization working on technology, working to common goals that underpins the way teams work together. There is an excitement Page 120 of 172 25 about the potential that technology offers and a confidence in the Town’s ability to achieve those results. This is the future that is envisioned for Aurora, and the direction in which the Technology Strategy must take the Town. Page 121 of 172 26 4. Mobilizing to Achieve the Vision So, to achieve the envisioned future outlined in Section 3 and to successfully implement the major initiatives which will be discussed further in section 5, what changes in approach are needed at the Town? What strategies must the Town put in place? 4.1 New IT: Establish a New IT Delivery Model – Better Together First and foremost, the Town must establish a better model for delivering technology and technology enabled business change. 4.1.1 New Role and Mandate for the IT Division As expressed in section 3, the goal should be for the town to establish an IT function that can perform at the Well-Managed level. This means that the IT Division must transition from its current role at the periphery as a supporting service focused upon IT infrastructure to one that is a strong Partner Player (as illustrated in Figure 7). The suggested new mandate for IT, which reflects the Town’s vision, is to lead the Town’s effective and innovative use of technology to become a progressive municipality that delivers exceptional and modern digital services. Technology in this context includes technology infrastructure, business solutions, data and integrations, and customer facing digital solutions and services. The IT Division must become a group that is actively involved with business units in identifying and implementing ways to improve and transform their services, processes and operations to drive efficiency and customer service improvements. Looking to the future, business solutions will be the key area of focus for the Town. Today, the IT Division has limited involvement in this space. At the centre of the changes recommended within this strategy, is that the IT Division should be revitalized with a broader mandate. The Town must re-position the IT Division to become more actively involved in the selection of business solutions, and their implementation, evolution and support. Resources with expertise in business analysis, Figure 7: IT Service Delivery Progression Page 122 of 172 27 business solutions management and project management should be added to the IT team to support this expanded remit. 4.1.2 Stronger IT Leadership To support the new mandate, the IT Division needs to play a larger more prominent role in the organization. First, it is recommended that the IT Manager, while continuing to report to the Corporate Services Director, become an active full-time member of ELT - ensuring that technology and digital is continuously well represented and an active part of the ongoing conversation at the leadership team about all strategic matters at the Town. Secondly, the IT Manager needs to shift focus onto strategic technology matters and enabling and driving business transformation. A definition of roles and responsibilities that emphasizes the strategic nature of the IT Manager role has been identified. The scope of this role includes the following functions: Role/Team Functions Manager of IT • IT strategy & planning • IT service management • IT financial management • IT Business Relationship Management • IT performance metrics • IT policy & standards • Risk & Compliance management • Vendor & contract management • Strategic communications • Corporate technology training & education Figure 8: IT Manager Responsibilities The expectation is for the Town’s IT leader to begin to operate as a strategic advisor to Council, the CAO and the Town’s leadership in matters of technology, acting in a CIO- like role, proactively identifying opportunities to use technology to improve the operation, efficiency and effectiveness of the Town, and helping business leaders successfully implement technology enabled change. The role must provide strategic leadership and direction to the IT team, setting the strategic direction and priorities, challenging and mentoring staff to achieve key objectives, and building a collaborative and partnership approach to getting things done. 4.1.3 Three Teams in IT In supporting the IT Manager, the shift to strategic focus, and the recommended broader mandate for the IT Division, it is recommended that the IT team establish a three-team structure. This is intended to allow the Town to build an IT leadership team to support the IT Manager, allow for career development for staff and allow for succession planning at the management level. The Supervisors should ideally be able to hit the ground running with the necessary skills, technical and soft, to be able to manage different types of situations that arise between IT and the business. Page 123 of 172 28 The proposed three teams within the IT Division align complementary functions together and address skills and capacity gaps. The recommended teams are: • Infrastructure and Service Desk: focused upon helpdesk / support services and technology infrastructure (e.g. network, storage, devices) management; • Business Solutions, GIS and Data: focused upon evolving and leveraging business solutions (e.g. Maximo, Vadim, CityView), GIS and data services in an integrated way to improve service delivery and drive business efficiencies; • Project Services: focused upon helping business units consider and evaluate opportunities for technology-driven business improvement, the development of business cases and the project management of business-technology opportunities and supporting governance and the active management of the technology project portfolio1. The table below identifies in more detail the recommended functions that each group would be responsible for. 1 The Project Services team would work closely with the Corporate PMO to support and operationalize corporate project management standards for the technology portfolio Page 124 of 172 29 Role/Team Functions IT Project Services • Project management • Portfolio management • PM standards & templates • Resource management • Capacity management • Portfolio reporting Business Solutions, GIS, Data Business Solutions • Solutions planning & evolution • Systems implementation • Systems configuration • Systems administration • Systems support • Applications security • Enterprise applications • SaaS solutions • Solutions development GIS • GIS architecture • GIS technology design • GIS technology architecture • GIS operations • GIS support • GIS data analytics Web • Web/digital/app architecture • Web & digital solution development • Web CMS administration/integration Data • Database management • Data governance program leadership • Data architecture • Data standards • Data quality • Business Intelligence framework • Business Intelligence solutions delivery • Data warehouse management • Master data management • Data reporting Infrastructure and Service Desk Service Desk • 1st level technical support • Knowledge base management • User account management (AD, systems) • Productivity software support • Device management & support • Software access provision • Software package development • Mobility support • Asset management • License management • Inventory • Procurement • A/V support • Service catalogue • Operational communications Infrastructure • 2nd and 3rd level technical support • Network (WAN, LAN, Wi- Fi) planning, maintenance and support • Telephony, mail, messaging, unified communications • File and print infrastructure • Computing services, remote access • Data Centre & infrastructure management, including patch management • Infrastructure lifecycle and capacity planning • Info security operations (firewall, IPS, a/v, malware, spam) • Backup and restore management • DR operation • Service / performance monitoring • Windows Deployment Service (packaging for deployment) Security/Risk • Risk Management program (execution) • Security program (execution) • DR & Business Continuity program Figure 9: IT Division - Team Functional Responsibilities 4.1.4 Centralize Key Technology Resources For some time at the Town there has been a debate about how to resource technology; should technology resources be embedded into business units or should they be based in IT? Without a formal model in place at the Town, an ad-hoc approach has led to a number of technology resources operating outside of the IT Division - that we recommend going forward should be part of IT. Page 125 of 172 30 Unequivocally, this strategy recommends that a more centralized approach to IT resourcing is the most effective, efficient and right approach for an organization the size of Aurora. Simply put, with the limited number of resources that Aurora can allocate to technology, having them working together adds more value than separation can. Furthermore, the current resource distribution we see at the Town is a response to dissatisfaction with core services – not a designed or optimal model. W e recommend that the Town should treat the root cause (improving core IT services), not address the symptom (by adding to the distribution of technology resources). Thus, adoption of the ‘new model for IT’ should involve a redistribution of IT functions and roles that are currently managed outside of IT (e.g. GIS, Business Solutions management) into the IT Division, which will, we believe, greatly enhance the chances of success for the IT Strategic Plan. Bringing these services and staff into IT brings with it a number of benefits, including: • Immediately establishes a strong business solutions team, with good experience of implementing integrated solutions; • Enables staff currently outside of IT to be provided with the permissions and privileges to perform required functions; • Creates improved collaboration between existing teams creating opportunities for innovation and integration; • Allows for the alignment of GIS and Data Management activities (an emerging trend in the industry). Furthermore, it represents a great opportunity to those team members joining IT, in that they can influence and shape the future direction of the Business Solutions team. 4.1.5 Fill Resource Gaps in the IT Division – Solutions Analysts As noted in the current state assessment (Section 3), the Town has no dedicated Solutions specialists or Analysts in the IT Division. The Town clearly has a significant number of projects ahead, many of which are in the business solutions domain. Each of these projects require Solutions Analyst resources to support systems configuration during the project, and for support after solution implementation. Thus, the addition of Solutions Analysts staged over the next few years is recommended. This will allow the Town to manage business solutions effectively and provide support for new features, reporting and other capabilities. 4.1.6 IT Organization Changes A number of changes are recommended to existing IT roles, the creation of new roles and the move of existing roles from other parts of the organization. Figure 10 identifies the recommended changes. Page 126 of 172 31 Year Organizational Change Budget Impact 2020 • Repurpose Service Desk supervisor to Supervisor Infrastructure Service Desk • Create new Supervisor Business Solutions • Create new Supervisor Project Services • Move GIS, WAMS roles into IT Division • Changes to existing IT Division roles to align with proposed structure (e.g. Service Desk Analyst, Infrastructure Analyst, PM/BA, conversion of BSA role to Infrastructure Analyst) • No budget impacts • c/f 2019 budget requests 2 • No budget impacts • TBC 2021 • Add one Solutions Analyst • Add one Solutions Analyst • 100k 2022 • Add one Solutions Analyst or Business Analyst • 100k 2023 To be determined after mid-point review of resource requirements TBD Figure 10: IT Organization Changes The changes noted above translate into the following target IT organization structure shown in Figure 11. This shows a target organization for 2022. 2 A small budget uplift may be required, positions requested in budget were not supervisor positions. Page 127 of 172 32 Figure 11: Target IT Organization Structure 4.1.7 Resource Augmentation and External Expertise The reality of modern IT, particularly with small municipal teams, is that maintaining the necessary skills and capacity to plan, implement and manage all the Town’s increasingly complex technical environment and burgeoning project demands in-house is impractical. To do so would mean hiring an unfeasible number of additional IT staff. Smart IT organizations approach this challenge by relying on a team of in-house IT staff with strong internal connections and understanding of the organization’s business needs (business partners), who in turn work with a network of trusted partners, vendors and solution providers to deliver the required services. Similar to the way that the Town approaches road building and road maintenance; relying on construction firms with road building expertise - the emphasis is on "getting projects done", or “project throughput” rather than on IT staff necessarily implementing the technology themselves. This is a hybrid model of IT service delivery, that combines internal IT and business skills with market-based expertise and services. Ultimately it means that the IT Division, the IT Manager and Supervisors begin to work as coordinators or orchestrators of Page 128 of 172 33 Technology service delivery – which will be executed by a combination of internal staff and external providers. The Town’s goal is to increase speed, agility and project throughput by using the right mix of resources and skills for the job at hand. Several approaches are common in municipalities for augmenting internal IT resources, including: Capital Funding Contract Staff Positions Projects are proven to be successful when staff can be dedicated to the project – not working off the side of their desk. To achieve this level of dedicated attention to projects municipalities commonly use contracting for short term staff (1 or 2-year contracts). Costs for staffing contracts are ‘bundled’ into the total capital cost of the project. Thus, when projects are approved the appropriate staffing to execute the project is also approved. Contract staff may be used directly on the project but are more typically hired to backfill IT or subject matter experts in business units, freeing up internal staff to work on projects. This allows the Town to retain the accrued project learning and expertise, and to offer development opportunities to internal staff. It is recommended that the Town pursue this strategy. Vendor of Record (VOR) – IT Resources on-Demand Because of the regular need to bring in additional IT and subject matter business resources to support project activity, numerous municipalities (e.g. Richmond Hill, Guelph, Mississauga, Halton Hills) have embraced a “Roster” or “Vendor of Record” (VOR) model. In this approach, the Town would have an arrangement with one or more firms that can supply experienced Project Manager, Business Analysts, network or security specialists, GIS experts and other technical resources to the Town, on-demand at pre-set rates. Funding for VOR resources are then included as part of a project capital request and this can enable the Town to quickly ramp up resources to lead major projects such as ERP, Work Management or CRM. This can be provided as an option to a business unit that wants to accelerate a project and has funding available to leverage external resources to aid this acceleration. Service Providers: Out-Task Some IT Services While wholesale IT out-sourcing is extremely uncommon in the municipal sector due in part to the complexity of municipal business, the Town should adopt selective out- tasking as a strategy to augment internal resources – reducing the need to add new IT staff – particularly in the infrastructure area where services are more commoditized. The IT Division should be the orchestrator of IT service provision, matching the needs of the organization to service delivery – either provided internally by IT staff or by 3rd party Page 129 of 172 34 expertise. Who provides the service, should be transparent to Town management and staff. It has been initially recommended that the Town out-task security operations. We would suggest that other options be considered in due course. Use External Expertise to Plan, Design and Set Strategies Setting strategies before tackling projects is critically important to successful outcomes (measure twice, cut once). Fully exploring possibilities before diving in is essential. In this area, there is clear value in engaging experts in the right measure, at the right time. Consultants with deep domain experience and with experience in developing strategy and implementing solutions can help to guide the Town in developing plans that properly leverage systems’ capabilities to address business challenges. The Strategy recommends several budget allocations to engage consulting resources to do just this. Leverage Co-Op and Intern Programs Another method that municipalities frequently use to expand capacity to deliver, and to inject new ideas into the organization is through co-op and intern programs. The Town has ‘dabbled’ in a co-op placement in the client services area previously and should consider this approach in all areas of IT. Co-op and intern programs in Client services, Business Solutions, GIS and Data, and digital domains are areas that could be particularly suited to this approach. 4.1.8 Importance of Agile, Multidisciplinary Teams It is important to remember that projects, initiatives and solutions are developed and delivered by teams – not by Steering Committees. Thus, it is important that the Town build effective product and project teams that combine business subject matter experts, project management, business analysis, and technical expertise, alongside frontline users of systems to support the execution of projects and product enhancements. Co-locating teams and ensuring that teams meet frequently (daily huddles, retrospectives) are demonstrated to improve team cohesion and project outcomes. More modern ‘Agile’ approaches to project management are also being used effectively by many organizations including municipalities to speed delivery and improve project outcomes3. Agile Agile is an iterative approach to project management and solution development that helps teams deliver value faster and with fewer headaches. Instead of going all in on a big bang launch, agile teams deliver work in small, but usable, increments. 3 https://www.pmi.org/learning/library/apply-agile-methodology-nonsoftware-enterprise-projects-9273 Page 130 of 172 35 Requirements, plans, and results are evaluated continuously, so teams have a natural mechanism for rapid response to change. We would encourage the Town to incorporate Agile techniques into its project management toolkit (working with the corporate PMO) and use these to inform the way it approaches projects. Specifically, applying the minimum viable product approach, using an iterative solution delivery approach – breaking larger deliverables into shorter sprints, actively involving the user, showing concepts not explaining concepts, and co- locating project teams are key factors that the Town should be utilizing. Some projects are well suited to Waterfall approaches, while others are well suited to Agile approaches. Figure 12: Contrasting Agile and Waterfall Methodologies The IT Projects Supervisor (working with the corporate PMO) should play a lead role in establishing the methodologies applied, training teams and team members, and assisting management and staff in applying the methodologies consistently to manage projects. 4.2 Clearly Defined Business Unit Responsibilities While we have, in this section, focused first on establishing the New IT model, the role of Directors, Managers and staff in Business Units is equally important to success. Page 131 of 172 36 4.2.1 Increased Business Leadership Tech Savvy To become a more tech savvy municipality that appropriately leverages technology, the current and future leaders of the Town need to understand technology, the potential of digital and how to successfully implement technology and digital enabled change. This does not mean that leadership must understand at a technical level the details of the technologies, it also doesn’t mean “being good with computers”; more that they have a good conceptual understanding about what it means to be a digital organization, and how to be successful implementing digital and technology driven change and capabilities. A digital/technology education program should be instituted at the Town to help leaders and managers fully understand and embrace the potential of technology. 4.2.2 Business Leadership for Business Transformation While the IT Manager and Division is responsible for helping business unit’s implement technology driven change; technology and digital thinking needs to be at the heart of business strategies for each business leader - technology cannot be an afterthought or an add-on, it must be central to the achievement of business outcomes. Furthermore, moving from paper-based to digitized processes involves persistent organizational as well as technological change for each business unit and for IT. Such change is a genuine transformation – work practices and processes change, interactions with customers change, job roles and expectations change as a result of the implementation. Active leadership from business leaders and managers is critical to the success. Leading from the front and leading by doing are key. Leaders shouldn’t ask staff to use systems, if they are unwilling to use the systems themselves. When working on initiatives across multi-disciplinary teams, it can be difficult to know who is accountable. Apple uses the term "Directly Responsible Individual" (DRI) to refer to the one person with whom the buck stops on any given project, task or activity. The Town can borrow this concept and terminology in technology program. Every project should be assigned a DRI who is ultimately accountable for the success of that project. So, for the implementation of the corporate HR system, while there are numerous stakeholders throughout the organization, the DRI is indisputably the HR Manager. Note that success of that initiative should not be measured simply by the completion of the project or implementation of the solution, it is the achievement of the desired business outcomes – reduced number of payroll errors, reduced time spent processing timesheets, ability to easily and quickly generate workforce metrics (headcount, vacancy rates, etc.) - that must be identified before the project starts. The Directly Responsible Individual is responsible for providing the vision and leadership for the project. The DRI has a very active/proactive role to play - not as a figurehead sponsor of a project, but as someone that is guiding and evangelizing the Page 132 of 172 37 realization of the business capabilities as well as eliminating the barriers that impede their achievement. 4.2.3 Business Unit Roles and Responsibilities Of course, while the IT Division responsibilities have been defined, business unit roles and responsibilities have also been more clearly defined as shown in Figure 13 below. Role/Team Functions Business Units • Business vision • Project accountability, leadership and resourcing • Business process ownership, design and re-design • Leading adoption, training and change management programs • Systems power users and SME’s • Understanding of systems capabilities (and developing capabilities) • Aligning solutions to business needs • Data stewardship, data management and data editing activities • Simple solution configuration & end-user work flow configuration • Data analysis, analytics and reporting • GIS exploitation / utilization • Participation in vendor relationship management in partnership with IT • Coding & software development, IT infrastructure procurement and management should not as a rule occur in departments Figure 13: Business Unit Roles and Responsibilities Business vision and leadership, alongside project accountability have been discussed in earlier sections. The key additional points here are: • Ownership of business processes; • Responsibility of the business unit for training; • Responsibility of the business unit for successful adoption of new business- technologies; • Staff and teams in business units will and should be actively involved in advancing solutions and products in use in their areas; • Self-service for staff in terms of managing and editing data, creating and running reports, visualizing and analysing data. It is also important to note that as part of the centralization of IT resources, there are some activities that are anticipated to only happen within the IT Division – including software development and technology infrastructure procurement. 4.2.4 Web and Digital Roles and Responsibilities In addition to these general recommendations about roles and responsibilities, in the web and digital space there are specific recommendations. The Communications team will lead work around the web strategy, the (hosted) web platform, branding, look and feel, information architecture, web content governance, and social media management. Page 133 of 172 38 Role/Team Functions Web & Digital (Business Side) • Web strategy • User research • UX standards/design • Web CMS use / operation • Web content governance • Web content creation / posting / editing Figure 14: Communications Roles and Responsibilities The IT Division should retain technical responsibility for domain management and thus the Communications team should actively work with the IT Division – the importance of business solutions integration for the delivery of end-to-end digital services for instance, highlights the importance of this working relationship. Given the importance of integration between Customer Service (Access Aurora), Customer Experience (Corporate Services), IT and Digital Services (Communications) and that different groups are leading in each area it is recommended that a Web and Digital Steering Committee be struck to coordinate and align activities in this domain. 4.2.5 Digital Savvy Network While we have focused on the IT team, there are many staff at the Town, outside of IT, who are digital and tech savvy – people who have grown up with or who have grown comfortable using and working with technology, and thus are constantly looking for ways to apply technology to their day-to-day work. The Town should harness this energy, enthusiasm and knowledge by establishing (on a volunteer basis) a Digital Savvy Network of staff. This will be an informal and fluid group but will be an important contributor to pushing the IT Division to adopt new technology faster and will be actively involved in identifying new technologies. The Town’s IT and business leaders should get into the habit of asking: “What does the DSN think about this idea?”, “Have the DSN been involved in testing this idea?”. The goal is that this group of tech savvy people should become the IT Division’s best friends and the IT team should actively cultivate their relationship with them. The IT Division will work with this group to: • Introduce and (beta) test new solutions and capabilities with the group, before broader rollout; • Seek feedback on IT services and solutions to identify opportunities to improve the quality and experience of those services for tech savvy and all staff groups; • Encourage (online and offline) discussion amongst the group on new service ideas, opportunities and needs; • Encourage them to evangelize new products and services with their peers in departments. 4.3 A Revitalized IT Governance Model IT Governance is intended to ensure that IT activities align with corporate goals and objectives, that there is visibility into IT workloads and progress, and that services are meeting expectations. The governance model should reinforce principles of collaboration, open-ness and transparency and collective decision making. Page 134 of 172 39 The Town has been operating an Executive IT Steering Committee made up of ELT members, but in recent years this has not been seen as effective. However, with a shift to a more centralized IT model and with the intent to drive a significant transformation of IT at the Town, the importance of effective IT governance increases. Thus, it is recommended that the Town persevere with a revised Information and Technology governance model designed to engage the right people at the right level, promote collaboration and consensus building and ensure that technology activities are aligned. The table below identifies the recommended governance groups that should be put in place at the Town. These groups will be responsible for strategic planning and direction, standards and policies. This governance model will facilitate implementing and using technology in a holistic manner across the organization. Body Overview Suggested Membership Functions ELT For IT-related items, this group is responsible for overall direction and high-level monitoring of IT activities across the whole organization. CAO, Directors. Comm, HR, Legal, Clerk Manager of IT • Quarterly dedicated meetings • Review IT Portfolio • Address key technology decisions • Review Strategic and Operational KPIs • Prioritize or Reprioritize Technology Initiatives Information & Technology Governance Group (ITTG) Manager level group. This group is delegated authority from ELT for corporate leadership of technology decision making regarding strategic directions, identifying and recommending investment priorities to ELT, policy and approval of corporate IT architectures and standards. Two (2) members of ELT (for continuity), select Managers from Business Units, Manager of IT • Investment priorities • Strategic direction for technologies • Approval of Technology Standards • Information Security Standards Page 135 of 172 40 Body Overview Suggested Membership Functions Technology Standards Team (Virtual Team) Responsible for defining, developing, and recommending technical and architectural standards to IT Management and the Information and Technology Governance IT Leads, Technology- knowledgeable Business Unit staff • Technology standards • Architecture Standards • Technology Roadmaps • Web Standards • GIS Standards • InfoSec standards Steering / Program Committees (e.g. CityView, Maximo, GIS, HR/Finance, Information Management) Strategic working groups responsible for setting strategy and direction for individual major systems and/or platforms Dependent upon the system and/or platform • Strategies • Work Plans • Alignment of projects within a system/platform Project Teams Formed and disbanded as needed to deliver business-technology projects. Sponsor, Project Manager, Business Analyst, Technology Lead, and Business Side Subject Matter Experts • Project tasks to ensure delivery • Project monitoring • Project Status reports Figure 15: Governance Model - Body Functions A full description of the proposed governance model has been supplied separately to the Town. 4.3.1 Updated Policies and Procedures To support the direction setting, a policy framework that guides decision making and technology is important. While policy is designed to set out the rules, it also makes it simpler to make decisions because important decisions are codified in policy. A comprehensive IT policy framework addresses the following topic areas: 1. IT Governance, Risk and Compliance; 2. Project and Change Management; 3. IT Procurement; 4. Service Availability – disaster recovery (DR), business continuity (BC); Page 136 of 172 41 5. Acceptable Use – an email usage policy or computer usage policy; 6. Information Security – focus on managing and protecting and preserving information (including personal information) belonging to the organization, which is generated by those employees in the course and scope of their employment; 7. Information Management – focus on managing data, records and information such as its retention and destruction. Although the Town has some policies in place, it is recommended that a review of all existing IT policies be performed, with the support of the IT Governance Committee, to align with the reframed approach to technology. Specific policy gaps must be addressed in the immediate term, with particular attention in the areas of Acceptable Use, IT Security, and IT Governance policies. Given the growing adoption of Cloud based solutions, a Cloud policy should also be developed. New policy work should be developed through multi-disciplinary project teams collaboratively preparing material – which will be brought forward through the governance groups before being approved at ELT or Council as required. 4.3.2 Project Identification and Intake Following existing IT and corporate PMO practices, it is recommended that the Town continue with the existing Project Portfolio Management approach to selecting and managing technology initiatives. The key change is to ensure that ALL Town technology and digital activities (including Web, Digital, GIS, Business Solutions, Technology Infrastructure, Smart City) become subject to IT Governance. The IT Division (IT Manager and IT Project Services Supervisor) will work with the ITGG to coordinate the intake, evaluation and selection of technology projects and initiatives. The Integrated Business Planning process that the Town is currently working on should significantly help with coordination and alignment of work and workload. It is recommended that business-technology projects should not be budgeted directly in departmental budgets, without approval and direction of ITGG or ELT. 4.4 A New Approach to Information Security As municipalities across the globe and in the GTA become subject to security attacks on a more frequent basis, the security threat to the Town is of growing concern and must be taken extremely seriously. Page 137 of 172 42 Figure 16: CBC Story about Municipal Cyber Attack Meanwhile, Information Security at the Town is and has been a key point of contention for some time. The Town’s security posture, as defined by the IT Division, focuses heavily in a handful of specific areas and protections, while neglecting other important areas. Realistically, the Town has too little capacity and time to apply to effective IT security. In too many situations staff work around strict security controls – undermining their effectiveness. A more effective approach that balances education, and controls with usability is needed. This would involve a risk management approach to security, where an appropriate partnership of stakeholders assesses the risk of their systems and data, and with the help of IT, implements mitigations to reduce the risks of exposure or breach. It is recommended that the Supervisor of Infrastructure and Service Desk take responsibility for the Town’s security strategy and approach. Moving forward, in order to secure sufficient capacity and expertise it is recommended that the Town work with a third-party managed service to establish a suitable security management framework and provide ongoing security services and advice. 4.5 Improvements to IT Services and IT Service Management IT Service Management (ITSM) is a term used to refer to the way that IT organizations manage and deliver their IT services. It encompasses the processes and procedures that the IT Division applies to its work to ensure that they are delivered in an efficient, effective and repeatable manner. A number of industry best practices (the best known and most widely applied is ITIL) have emerged that prescribe methods of service delivery that are widely acknowledged to result in high quality IT services. While the IT Division has implemented a small subset of ITSM best practice processes (e.g. helpdesk / service request process), the adoption of a number of additional best practice processes and procedures are recommended. Page 138 of 172 43 4.5.1 IT Service Management Tools Track-It! is the Town’s current IT service desk management platform. The potential of using Track-It! has not been fulfilled at the Town, and there is an opportunity to utilize this set of tools to improve IT Service Management. A plan should be developed within IT, by the Supervisor of Infrastructure and Service Delivery to expand and ensure consistency in the use of Track-It! across all of the Town’s IT Service Management processes. 4.5.2 Incident and Problem Management Processes Formalized Incident and Problem Management processes should be defined, documented and introduced. Incident Management comes into play when a significant issue happens, causing downtime or disruption to a key service. Problem Management is performed when repeated instances of the same issue occur over a period of time. 4.5.3 Change Management A set of Change Control and Management processes should be introduced. Currently, significant changes are made to infrastructure and systems without a formal approval process, no notification to clients and no centralized log of changes to help with troubleshooting – should a change introduce a problem. A full Change Management system should be put in place, with the following basic steps followed: • Change Control Board to be formed; • A change window should be established (e.g. Wednesdays, 8 – 11 PM); • Change Request submitted to Change Control Board; • Change Control Board approves (or rejects); • Change is logged; • Change is tested in test environment; • Notification is sent to organization or affected clients; • Change is implemented and tested in production. 4.5.4 IT Asset Management While the Help Desk team use the existing ITSM tool (Track-IT!) to manage assets such as PCs and mobile phones, network equipment (servers, switches, etc.) are managed separately. IT Asset Management (inventory and processes) should be consolidated into a single Asset Management solution to provide management with a holistic view of the entire environment. 4.5.5 Knowledge Management An effective knowledge base can drastically cut service desk ticket volume. The Town's Service Desk will not know the answer to every question that users ask, so it’s important to have a place to look first for answers. If the answer is not in the knowledge base, they can add it once they’ve found the solution or workaround. Once they do, they’ve saved some time for co-workers when that question comes up in the future. For these reasons, Page 139 of 172 44 knowledge management is an ITSM best practice that is essential for the Town to embrace. In addition to general knowledge for the user community, the Town's Service Desk should centralize the technical knowledge base using ITIL best practices. The current situation includes documents stored in disparate systems with no consistent format. This could make it difficult for IT staff to locate a valuable piece of technical information whilst dealing with an incident. Page 140 of 172 45 5. Major Technology Projects What are the major technology projects that must be tackled to achieve our vision of success? The projects identified are laid out in the order of the layers of the MTA, from the bottom up: 1) Infrastructure, 2) Business Solutions, 3) Integration and Data and 4) Customer Facing. A detailed workplan in Section 6 maps out the recommended sequencing and suggested timing of these initiatives. 5.1 Infrastructure Projects The following projects are identified in order of priority. Asset Lifecycle Maintenance Just like any other asset the Town owns; roads bridges, and facilities, IT assets must be maintained, upgraded and replaced. PC’s, tablets, phones, network equipment, servers and storage have a lifecycle and must be regularly replaced. Neglecting this lifecycle work results in technical debt which hampers the Town’s ability to be nimble and responsive. Thus, significant effort each year is and should be applied to maintaining existing infrastructure. Office 365 It is recommended that the Town evaluate the move to Office 365 – Microsoft’s cloud- based office system. Office 365 capabilities including broader access to Office products (staff can install on various devices, including tablets and phones) as well as OneDrive, SharePoint, and Microsoft Teams and other collaboration capabilities should also be considered. In the short term, it is recommended a series of pilot projects be pursued to test and evaluate the capabilities – this is perfect opportunity for the IT team to work with the Digital Savvy Network. In the longer term, such a migration is undeniably a significant effort and in order to determine the optimum approach for the organization, a formal planning and cost/benefit analysis should be performed by a qualified third-party with the following deliverables: • The service provides an independent assessment of the Town’s readiness and options for Office 365 adoption; • Comprehensive discovery and requirements analysis to determine business needs/drivers; • Assessment of existing IT architecture, applications and workloads; • Roadmap must include an integration plan with the Town’s infrastructure and supporting services; Page 141 of 172 46 • Engagement should be delivered by experienced, certified Office 365 consultants. Cloud Policy and Review Framework, Readiness Assessment and Strategy The Town is increasingly adopting and using cloud-based services for technology. This is an industry paradigm that has gained steam in recent years, to the point where it is becoming increasingly difficult in some areas (e.g. HR systems) to find vendors that provide on-premise solutions. Many municipalities have moved to the cloud for email services (Office365, G-Suite), or are in the planning stages. It is recommended that the Town pursue cloud solutions as a strategic direction. Thus, in the short term the Town will need to establish a clear policy and framework for assessing that cloud solutions meet the Town’s security and privacy, resiliency and continuity requirements. In the medium term a Cloud Readiness assessment should be performed to identify workloads and services that are considered to be good candidates for cloud migration, and a roadmap for their migration. Information Security Strategy Once the Supervisor Infrastructure and Service Desk is hired, the Town should engage a third-party security expert to assist with the development of a security strategy and framework that acts as the launch-pad for an updated security program. It is recommended that the Town consider a plan for the out-tasking of ongoing security operations. At a minimum, a continuously optimized security program should address: • Security Posture Assessment Scores (CMMI Rating Scales for current & target); • Security Remediation Action Items based on Capacity, Budget and Risk Priorities; • Security Ecosystem Map; • Security Remediation Roadmaps; • Vulnerability Assessment Reporting. • Technical Vulnerability Assessments • Sensitive Data Assessments • Social Engineering Vulnerability Assessments Mobility Strategy Mobile working is a major opportunity for the Town – and a consistent approach, rather than one off solutions for each business unit is required. There are already a number of good examples of mobile working – in Building and Animal Services for instance. Success in mobility is dependent upon various aspects, including: Page 142 of 172 47 • Requirements - informed by frontline staff, the real users of the systems (not managers as proxy); • Business processes - clear, well understood business processes, journey mapped and re-designed for a mobile enabled workforce; • Business Solutions - solutions designed to be used in the field, by mobile workers, enabling digital, real-time workflows, access to information needed; • Connectivity - reliable connectivity (either always-on, or sync and go connectivity); • Security - realistic, easy to use ability to have a secure, reliable connection (e.g. robust mobile-VPN, single sign on); • Devices - suitable devices to work in the environments staff are actually working in (e.g. temp ranges, glove-wearing, sun-glare, battery life, usability, business solutions available on the platform); • Support - defined model for mobile support (e.g. spares for swap out, availability when support is needed - early morning); • Management - commitment to effective change management; • Education and training - building capabilities; • Compliance - monitoring and assistance from management to ensure that team members are using the solutions as designed; • Enforcement - business management must hold staff accountable for using the solutions. In the short term, the IT Division will work with current and prospective users of mobile working solutions to assess the current usability of mobile solutions, identify short- and long-term actions that provide a clear suite of available solution options for mobile working. Remote Access Extending the day by catching up in the evening, working on a report that needs focused attention, working from a partner’s office or working in Starbucks ® are all common occurrences. Increasingly staff are seeking more flexible working arrangements and the Town’s technology should support these. The IT Division has implemented remote working solutions (VPN), and over 90 staff have the capability – but there are some frustrations with the service. In the short term, the IT Division will work with users of current remote access services to review the usability of existing remote and mobile working experiences and determine what short and long-term actions are required to improve those user experiences. Business Continuity/DR Strategy Before any further investments are made in technology within the JOC datacenter, the Town needs to develop a formal Business Continuity/DR strategy. The Supervisor of Infrastructure and Service Desk should coordinate this work. This process will start with corporate-wide business impact analysis’, risk assessments that identify threats and vulnerabilities, and a Crisis Management strategy. The outputs from these activities will Page 143 of 172 48 include recovery time objects for all business services and the technology they depend on. The strategy needs to include the following activities: • Business Impact Analysis (BIA): • This process should capture all departmental services/process with formalized recovery time objectives and recovery point objectives; • Upstream/downstream dependencies; • IT service catalogue dependencies (e.g. applications); • Third-party cloud providers (required to meet RTO). • Risk Assessment: • Evaluate the BIA assumptions using various threat scenarios; • Analyze threats based upon the impact to the Town; • Prioritize potential business disruptions based upon their severity, which is determined by their impact on operations and the probability of occurrence; • Perform a "gap analysis" that compares the existing BCP to the policies and procedures that should be implemented based on prioritized disruptions identified and their resulting impact on the institution. • Develop a Disaster Recovery Strategy: • Use output from BIA and Risk Assessment; • Identity critical assets; • List possible disaster scenarios; • Develop a technical plan to protect systems and data. Data Assessment, Archiving Plan and SAN Replacement The Town’s data storage volumes continue to grow exponentially, adding cost and complexity to the technology environment. It is recommended that the Town undertake a data assessment to determine the state of its storage, and to identify a recommended future-looking data storage strategy that takes advantage of tiering and cloud services. One of the largest impact activities in this area is to implement an archiving solution that removes stale data from servers and moves the data to cheaper storage options. Typically, without a clear strategy, over 70% of data stored on file shares has not been accessed for over 3 years. Archiving moves the files offline to a cheaper storage option, but in a transparent way to the user – so it looks like the file is still in the same place it has always been. This has significant benefits for the management of backups and disaster recovery capabilities. Telephony / Unified Communications The current Avaya VOIP solution is problematic and should be replaced. However, simply moving to a new Avaya system may not be the best answer to this issue. Before any decision is made on a replacement solution, a full Telephony and Unified Communications Assessment should be performed. Page 144 of 172 49 This assessment should look at options outside Avaya, including cloud-based options, and consider the impacts of the Town’s Office 365 strategy. 5.2 Business Solution Projects As noted throughout this report, the Town has much work ahead on its business solutions platforms – and that will be the foundation for customer facing digital services, increased knowledge and analytics about service delivery and an expansion of mobile working. The initiatives are presented in priority order. Corporate Workforce / HR Management System One of the Town’s most important assets are its staff; they also represent one of the largest costs, so effectively managing the workforce from onboarding to retirement using digital processes rather than paper-based employee files is critical. The Town’s current employee records are largely paper based and HR processes such as recruitment and training tracking must be modernized. Note that this solution is a corporate wide solution, not simply a “system for HR”, and thus must meet the needs of the whole organization (leadership, management, staff (part time, full time)). The Town is currently in the procurement phase for a new Workforce Management System. The initial implementation of the solution will address the following needs and capabilities for the Town. • Employee records; • Time and attendance; • Staff scheduling; • Applicant Tracking and online recruiting; • Learning Management. We recommend that consideration be given to historic data digitization, and the need to load prior employment history and records into the system, prior to go-live. Additional features and capabilities will be implemented in due course over the coming years. Features such as; • Succession planning; • People metrics and analytics; • Licence tracking; • Performance management; • Absence management; • Employee Self Service; • Health and Safety. Page 145 of 172 50 Permits, Planning and Land System (CityView) The Town has used CityView for planning, permitting and licensing for many years – primarily in building services. CityView is a reasonable solution that is used broadly across the municipal sector; and one that can support new processes and services in planning, building and engineering. Aligned with plans to enhance development and building services at the Town, a series of enhancements to CityView are planned, including: • Implementation of electronic plans review / markup; • Electronic plans submission; • Online building permit applications and tracking; • Online inspection booking; • A comprehensive review of the planning process and associated redesign of CityView planning processes to support a revised ‘digital-first’ designed set of planning processes; • Planning online services; • Engineering process integration into CityView. Asset and Work Management Systems (Maximo) The Town has, over the last decade, invested significantly in the Maximo solution (in excess of $1.25 million) – a robust Asset and Work Management system used in various municipalities, including Cambridge, Waterloo and York Region. Despite this investment, the system has seen limited adoption which has faded over the years to the point that today it is barely used. There are concerns from management and staff that the Maximo solution is too complex, hard to use and adds unnecessary overhead to operations. The Town is required by legislation to have effective Asset Management processes and practices and Maximo should be at the core of that. The Perry Group consulting team believes that this Maximo is a strong solution, which at this stage is undermined by a lack of management and staff commitment to adoption, a lack of mobile solutions and various other factors. Going forward, it is recommended that the Town commit to doubling down on Maximo. From there a number of initiatives focused upon: • Digitization of business processes (service requests, work orders, inspections, condition assessment, preventative and reactive maintenance); • Mobile solutions for field workers; • Asset/Work Management and GIS two-way integration; • Asset/Work Management and CRM two-way integration; • Asset/Work Management and Inventory two-way integration; • GIS based visualization of assets and asset performance. Page 146 of 172 51 Enterprise Content and Collaboration Management The Town has invested in the Laserfiche system as its Records Management system and has done some good work in modernizing the records retention bylaw and uniform file plan. However, after many years of work, at this time the system is largely used for the management of Town Clerk related record series such as bylaws and minutes agreements and agendas. Document Management features of Laserfiche are not used at this time and documents are managed separately in network file shares (using an aligned filing structure), using dated approaches to file access and collaboration. SharePoint is also used at the Town, but in a fairly limited capacity. Laserfiche has workflow and forms capabilities, that are being investigated but have not as yet been implemented. A formal work plan is not in place; the situation is somewhat fragmented and the user experience not where it needs to be. The marketplace in this space is changing relatively quickly, Box, Dropbox and others are presenting a somewhat updated view of what Enterprise Content Management for corporations should look like. Microsoft’s strategy with Office 365, SharePoint and Teams is also rapidly evolving. It is recommended that a revitalized strategy around content management and collaboration, that embraces modern modes of collaboration (co-editing documents, versioning, mobile access, partner sharing) is required and recommended. The Clerks team and IT teams should develop a strong working partnership, actively working together to review and set the future direction in the context of the desired Modern Workplace, and then jointly executing a work program that would meet the needs of the modern workforce. Financial System(s) Replacement (Vadim / iCity) Financial systems are clearly critical to the effective operation of the Town and the diligent management of budgets. The Town’s Financial Systems (Vadim iCity, Vailtech) are reaching the point in the lifecycle where replacement should be considered and planned for. Changes in the commercial market place, which has resulted in a consolidation of solution options for municipal Finance, mean that there are few viable solutions available to municipalities the size of Aurora. Replacement of the Finance system is both costly (City of Peterborough budgeted more than $5 million for their replacement) and disruptive to the entire organization. It is recommended that an independent consultant be retained by the Town to review in more detail the current situation, evaluate the available options and assist the Town in the development of a roadmap and business case for the future. Page 147 of 172 52 5.3 Integration and Data Projects GIS Program The priority for the Town in the Integration and Data layer is the GIS. The Geographic Information System platform is one of the key systems that the Town operates. It is estimated that over 80% of municipal business relates to a location (an address, an asset or a service point), - thus the GIS system should support over 80% of the Town’s business. The GIS technology environment must be modernized, and a series of projects are planned, including: • ArcGIS Online / Portal GIS Architecture design and implementation; • FME server implementation; • Maximo / GIS integration (including GIS Collector to Maximo); • Expansion of the GIS Collector program as a mobile data collection / inspections tool; • Internal Self-Service GIS web apps – enabling democratization of GIS tools and services across the Town; • Geo-dashboards to allow for map-based visualization of data in core business solutions (CRM, Maximo, CityView); • Property report app; • Geo-based drawing management solution; • Public web mapping solutions and apps. Integration Projects A series of integration projects are also recommended, including: • Maximo (or Asset Management solution) / GIS integration (including GIS Collector to Maximo); • CRM / GIS integration; • CRM / Maximo (or Asset Management solution) integration; • CityView / Digital Plans. Business Intelligence Planning and Implementation By understanding patterns or distributions of Access Aurora calls, or the varying performance of teams, or the incidence of vehicle accidents the Town can identify pointers that may suggest the need for policy or process changes or that may point to factors that need to be better understood. To become a data driven organization requires the ability to visualize, analyse and interpret the data that the Town collects in the course of operating. Business Intelligence tools allow data from various systems and sources to be collated and combined into data warehouses and the data to be reported upon and analyzed - sliced and diced to answer key business questions. The Town’s GIS team have been working on data visualization and have good skills around data management and visualization techniques. Industry trends see GIS teams getting actively involved in Business Intelligence and data visualization. Thus, it is Page 148 of 172 53 recommended that this team be tasked with working with business units to develop and execute a BI plan and strategy that leverages existing solutions (GIS and PowerBI) as a first step. Information and Data Management Maturity Assessment and Strategy To improve the Town’s overall information and data management practices in an integrated fashion it is recommended that the Town’s technology and information management teams work together to conduct an information and data management maturity assessment and develop a future roadmap – this work should align with the ECM work. 5.4 Customer Facing Projects Website Replacement This project is currently underway – led by the Communications Division. The project will move the Town’s website to a hosted web platform (separating from the current Newmarket partnership) and will see a redesign of the structure and look and feel of the website. All content will be reviewed and recreated following a redesigned web style guide to make content simpler and easier to understand and maintain. A suite of new online services will be introduced with the new website, including online forms and payments, newsletters, facility bookings, and tax certificate self-service. CRM Expansion and Integration The Town has a Customer Service Strategy, has established Access Aurora and has implemented a core CRM solution (Dynamics). The Town is working on developing a Customer Experience Plan which will guide The Town will need to upgrade the CRM solution (determining whether to migrate to the cloud-based Dynamics solution) and extend the use of the CRM across the Town. Visualization of CRM New Digital Services Going forward a suite of new online services will be gradually introduced; these are expected to include: • An online knowledgebase; • Live chat with Customer Service agents; • Online service requests and request tracking (including CRM integration); • Online building plans submission; • Online building permit application and inspection booking; • Online planning services. Page 149 of 172 54 6. The Workplan The following section outlines the proposed initiatives, timing and budget impacts of the recommendations. 6.1 Implementation Phases Figure 17 outlines the recommended phasing of the Strategy. 2019 2020 2021 2022 2023 2024 Phase 1: New IT Phase 2: Process Modernization Phase 3: Optimization & Digital Figure 17: Implementation Phases 6.1.1 Phase 1: Reset the Town’s Approach to Technology Management: New IT The Town must build the New IT Division, and then the team must quickly work to build credibility. New IT needs to earn its way into becoming a partner to business units by doing the basics right, working in a collaborative way, delivering enabling services, building strong relationships and working with Governance to focus and demonstrate progress. The Executive and Management of the Town must model and reinforce this approach. Note that this is a pre-requisite to being successful with subsequent stages. If this work is not done, or not done right, other work identified in Stage 2 and 3 is unlikely to be successful or deliver anticipated benefits. Key activities include: • Communicate effectively to all Town staff about the IT Strategy changes, justification and expectations; • Build the New IT Team; o Formalize new mandate / roles and responsibilities; o Hire to key roles (Supervisors, BA’s, SA’s); o Move existing positions; o Change the mindset / style / approach of IT – to be an enabling team. • IT Manager to focus on IT relationship management and improving co-operation and collaboration between business units and IT; • Establish effective, transparent technology and digital governance that ties together work in Tech, GIS, Solutions and Digital domains; • Establish the foundations for a modernized work environment – based around improved digital collaboration; o Leverage tech savvy staff throughout the town by establishing a Digital Savvy Network to provide input on IT needs and services, and to test new capabilities; o Pilot modern collaboration tools and solutions: e.g. Microsoft Teams – plan for O365; Page 150 of 172 55 o Implement short term fixes to improve mobile and remote working user experience; o Reset Town’s security approach to more effectively balance usability with security; • Deliver on Quick Win projects to demonstrate visible progress and momentum, ensure a regular cadence of announcements around new services and solutions (New Website, digital services, GIS platform, GIS and data visualization, full network integration for tablet devices); • Conduct strategic assessments and business cases around key topics (CRM, Cloud, Mobility) – and set agreed directions; • Implement IT service management improvements to improve consistency and quality of IT services. 6.1.2 Phase 2: Business Process Modernization and Mobilization Projects Based on the establishment of a higher performing IT team, with new skills and capabilities – particularly in the business solutions domain, the team can work with Business units to advance the modernization and digitization of key Town processes. Key activities will include: • Workforce management (employee management processes); • Financial management processes; • Planning & Building processes; • Asset and Work Management processes, including Mobile enablement; • Service and case management processes (CRM) and integration to back office and web; • Modernized collaboration capabilities and Enterprise Content Management. 6.1.3 Phase 3: Optimization and Digital Services As core processes become digitized, then the Town’s attention can shift more towards process optimization; using data from the digitized processes to understand trends, policy impacts, productivity and efficiency; using this data to inform service, process or workforce changes. Furthermore, with back-office processes digitized, end-to-end online services that allow customers to be able to transact with the Town on the web can be implemented. Key activities will include: • Ongoing process optimization / continuous improvement – based on data and geo-analytics and visualization; • Online permitting; • Online planning; • Online licensing; • Expanded online forms and payments (including back end integration). Page 151 of 172 56 6.2 Work Plan The following table outlines all recommended initiatives, suggested timeframes and potential budget impacts. Note that a number of initiatives are flagged as “Quick Wins” which the Town can begin work on in the immediate term. N/S = Not Started, I/P = In Progress, R= Recurring Operating Cost, * = Previously identified in 10-year capital budget ♦ = Identified in 2019 budget Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Gov 1 X Set up dedicated time with ELT for quarterly ELT IT briefings N/S Quarterly briefings should be scheduled with ELT for the IT team to provide an update on Strategy progress - - X X X X X Gov 1 ITGG (Information Technology Governance Group) N/S Set up new ITGG with members selected, terms of reference created, meetings scheduled and operational - - X X X X X Gov 1 X IT sign-off on all items related to technology going forward to ELT or Council N/S Establish IT review and sign-off on any technology recommendations going forward from business units to ELT or Council - - X Gov 1 IT Strategy – IT Annual Report N/S An annual report (starting in 2020) for ELT and Council to be provided by IT Manager, Director of Corporate Services and CAO to report on IT Strategy implementation progress and success measures identified for the strategy - - X X X X Gov 1 X Review and agree technology intake process I/P Work with ITGG to agree technology (web, technology, business solution, GIS) project intake process to align with recommended approach and with multi- year business planning process - - X Gov 1 Finance and HRIS Steering Committee N/S Establish a joint working team to oversee planned HR / Finance projects and the important integration between both and the planned evolution of solutions - - X X Page 152 of 172 57 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Gov 1 CityView Steering Committee N/S Establish a joint working team, initially with Building, Planning, Engineering and IT Division staff to coordinate the CityView workplan and priorities - - X Gov 1 Information and Data Management Steering Committee N/S Establish a joint working team, with Clerks, IT staff and business unit representatives to coordinate the Information and Data programs, with an initial focus on the ECM workplan and priorities - - X Gov 1 Asset/Work Management Steering Committee N/S Establish a joint working team, with PW, Parks, Engineering and AM and IT to coordinate the review and expansion of the asset and work management systems - - X Gov 1 GIS Steering Committee N/S Establish a joint working team to coordinate the GIS work plan - - X Gov 1 Web and Digital Steering Committee N/S Establish a joint working team to coordinate the Web and Digital work plan - - X Gov 1 Technology Standards Team N/S Establish a team (likely staffed by IT supervisors and experts from within IT) to set / establish standards that are recommended forward to ITGG for endorsement. - - X Gov 1 Policy Framework N/S Review with ITGG the proposed policy framework and bring forward individual policies for approval and implementation - - X Gov 1 Acceptable Use of Technology Policy N/S Revise Acceptable Use policy, get approval and implement - - X Gov 1 Information Security Policy N/S Create updated Information Security Policy, get approval and implement - - X Gov 1 IT Governance Policy N/S A policy stating how technology decisions, standards are taken - - X Gov 2 Mobility Policy N/S Create after strategy is complete - - X Page 153 of 172 58 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Gov Cloud Computing Policy N/S Create after assessment is complete - - X Gov 1 Privacy Policy N/S Could be included in InfoSec Policy but should be separate - - X Gov 1 Backups/Restores Policy N/S Ensure policy and procedures are documented - - X Gov 1 Disaster Recovery Policy N/S Create after strategy is complete - - X Gov 1 Information Security Strategy N/S Recommended by PGC and an independent security consultant - 20,000 X Org 1 Communicate IT Strategy to the corporation N/S IT Manager to work with Communications Division to develop a communications plan for the Technology Strategy - - X X Org 1 IT Division – Staff Change Management Support Plan N/S Develop a Change Management Plan to assist in communicating to the organization and to staff impacted the planned organizational changes and supporting all through the changes - 10,000 X Org 1 Implement recommended organizational changes to IT Division N/S Implement recommended organizational changes with existing staff - TBD X X Org 1 X Create and hire 2 new supervisor positions ♦ N/S Create a supervisory role for each of the 3 proposed teams by leveraging the existing supervisory position and hiring 2 new supervisors’ positions c/f 2019 budget request - X Org 1 X Move existing positions into IT N/S Existing roles moved into the IT Division from existing teams (GIS, WAM) – to be part of the Business Solutions team. Dependent upon the hiring of the Business Solutions supervisor - - X Org 1 Change management support / IT Division team building N/S External support to help facilitate team building within IT 30,000 X X X X X Page 154 of 172 59 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Org 1 X IT Team Building N/S Work on developing a strong team mindset, ethos and approach within the new IT team - 10,000 per year for 3 years X X X Org 1 Hire Solutions Analyst N/S As per proposed strategy – to build out the solutions capabilities of the team 90,000 (R) - X Org 1 Hire Solutions Analyst N/S As per proposed strategy – to build out the solutions capabilities of the team 90,000 (R) - X Org 1 Implement Managed Security Services N/S Transition security responsibilities to Supervisor of Infrastructure and Service Desk and secure services of a Security Managed Services provider 50,000 (R) - X X Org 2 Hire Solutions Analyst or Business Analyst (role TBD depending upon requirements agreed at the time) N/S As per proposed strategy – to build out the solutions capabilities of the team 90,000 (R) - X Org 2 Capital funding for Contract Project Resources N/S Ensure that the practice of budgeting for required resourcing is built into capital project requests. Establish with HR the ability to contract in staff on 1 year or longer basis to support project delivery TBD (as part of capital projects) - X X X X Org 1 Vendor of Record / Roster N/S For core services in which the Town will use external service providers to assist in delivery of programs (security, GIS, business solutions). It is suggested that the Town establish vendor of record or roster models (procurement vehicles) to support out-tasking work as required - TBD X X Org 1 Introduce Co-op / Intern Program N/S Develop a co-op and summer intern program to add capacity to the IT Division and to bring in digital native team members with energy 30,000 (R) - X X X X Page 155 of 172 60 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Org 1 X Digital Savvy Network N/S Establish a group (through identification and by actively seeking volunteers) to participate in a Digital Savvy group to advise and provide input on the modernization of IT services and solutions. 0 - X Org 1 X Digital Education Program N/S Digital education program for leadership team to increase level of digital awareness and readiness for change - 25,000 X X ITS 1 X Agile Working and Project Teams N/S Adopt Agile (MVP, iterative, sprints, scrum) approach to projects and solutions work where suitable – requires training and education for teams around Agile methodologies - - X X X X X ITS 1 X IT Service Reviews N/S A regular (bi-monthly) review process with each Director and business unit leads led by the IT Manager to review work plans, IT service performance, issues and opportunities - - X X X X X ITS 1 IT service management tools N/S Determine plan for use / expansion of existing TrackIt! tool and expansion - - X ITS 1 Incident and problem management processes N/S Formalize incident and problem management handling processes; digitize into TrackIt! - - X ITS 1 Change management processes N/S Implement a formalized change management process; digitize into TrackIt! - - X ITS 1 IT asset management N/S Standardize on the tool / tracking of all IT assets in TrackIt! - - X X ITS 1 Knowledge management N/S Build and share a common knowledgebase with users - - X Bus 2 X Electronic Plans Review - Markup N/S Implement a consistent tool for handling markup of digital drawings to be adopted corporate wide. Project led by Building as a primary user, but to involve key 15,000 (R) 85,000 X X Page 156 of 172 61 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 stakeholders, including Engineering, Planning, Fire, etc. Includes ability for applicants to submit digital plans electronically using the CityView portal Bus 2 CityView Upgrade * N/S CityView version upgrade - 10 Yr. Capital Budget 92,100 X Bus 2 CityView: Online Building Permit Applications and Tracking N/S Ability for applicants to submit application and track application progress online, beginning first with simpler application types (decks, signs, etc.) before scaling up to larger, more complex application types 10,000 (R) 50,000 X X X Bus 3 CityView: Online Inspection Booking N/S Ability for applicants to book inspections online (incl. in above costs) X Bus 2 Planning Process Review and Redesign Review and streamline planning processes from a Digital-First mindset 75,000 X Bus 2 Implement new Planning Processes into CityView N/S Implement changes in CityView digital process management to reflect changes to planning process 20,000 X X Bus 2 CityView: Engineering Processes N/S Integrate Engineering process management related to Development Approval (e.g. Lot Grading) into CityView to improve end-to-end process efficiency - - X Bus 3 CityView: Planning Online N/S Ability to receive some applications online (e.g. Committee of Adjustment) (incl. in online buildin g permit costs) X X Page 157 of 172 62 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Bus 1 X HRMS – Phase 1 ♦ I/P Selection and implementation of core HRIS modules, including employee records, time and attendance, applicant tracking and learning management. TBD (R) In 2019 Budget 250,00 0 X X Bus 2 HRMS – Phase 2 & 3 * N/S Subsequent HR project phases to implement additional HR Management system capabilities TBD (R) In 2020 10 Yr. Capital Plan 50,000 X X Bus 2 Maximo System Review and Roadmap N/S Undertake a review of the existing system with the intent developing and executing a go forward Strategy/Roadmap that identifies the timing and process for rolling out Maximo across the entire organization. - 25,000 X X Bus 2 Business Process Automation and Streamlining N/S Following the roadmap, work with teams to implement small incremental process enhancements leveraging the Town’s Asset and Work Management System (Maximo) – focusing on user experience and simplified mobile interactions - Est. 200,00 0 X X X X X Bus 2 X Maximo – GIS 2 Way integration and Collector to Maximo integration N/S Enable 2-way data flow integration between Maximo and Town’s GIS. Enable the integration of data captured in solutions like Collector and 123 Survey to be passed between GIS and Maximo and pursue a hybrid GIS/Maximo approach that provides a simplified User Experience for field- based workers through GIS based solutions. - 10,000 X Bus 2 Maximo Mobile N/S Broadly rollout Maximo mobile (Maximo Everyplace) to support mobile Maximo use in a hybrid mode with GIS collector solution - TBD X X X Page 158 of 172 63 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Bus 2 X Maximo visualization of assets (GIS) and inspections (Collector) N/S Leverage ArcGIS Online based dashboards to visualize operational data spatially - - X Bus 2 ECM / Collaboration Strategy N/S Review current and future content collaboration and management needs in the context of existing solutions – Intranet (SharePoint), Laserfiche, File Shares, Kiteworks and future collaboration capabilities of modern solutions such as Microsoft Teams before determining future strategies in each of these areas. Work with the Digital Savvy Network and key players to determine an agreed cohesive path forward. - 30,000 X Bus 2 ECM Workplan Execution N/S Implement recommended plans with regard to Intranet, Collaboration environment, Laserfiche and File Shares as recommended by the strategy TBD (R) TBD X X X Bus 2 AIMS (Parking Replacement) ♦ I/P Selection and implementation of a new parking management system TBD (R) In 2019 budget X X Bus 2 Finance System Assessment I/P Engage consultant to support the review of replacement options for current Finance systems - 30,000 X Bus 2 Finance System replacement N/S Potential implementation of new Finance system TBD (R) $1 – 5 million X Bus 2 Payment handling and POS review and integration strategy N/S Review Payment handling and POS requirements and determine strategy for customer present and online payment processing, including systems integration TBD (R) TBD X X Bus 2 Meeting Management Phase 2 N/S Remaining functions to be rolled out as a follow on to the initial Meeting Management launch TBD (R) TBD X Page 159 of 172 64 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Infra 1 Printer Fleet Replacement ♦ I/P RFP closed and rollout planned In 2019 budget (R) In 2019 budget X Infra 1 JOC Expansion * I/P Network expansion to support JOC expansion 10 Yr capital budget 10,000 X Infra 1 Infrastructure upgrades and ever- greening program * Program of infrastructure upgrades and asset lifecycle management 10 Yr capital budget X X X X X Infra 1 Evergreening of user devices - desktop, laptops, mobile devices * N/S Increase in the types of device choices available to management and staff, review lifecycle for devices (industry standard is 3-4 year lifecycle), increase focus on laptop or mobile device provisioning – target 75% of fleet to be laptop / tablet devices 10 Yr capital budget 4 X X X X X Infra 2 Access Aurora Telephony * N/S Upgrades to support Access Aurora telephony requirements 10 Yr. capital 211,80 0 X X Infra 2 Telephony / Unified Communications Assessment N/S A complete review of telephony and unified communications requirements is recommended – this should be in the context of potential O365 capabilities 25,000 X Infra 2 Telephony / Unified Communications implementation N/S Implementation of telephony / UC strategy TBD 10 Yr. Capital Budget 85,000 X X Infra 1 Data assessment (including considering N/S The Town should review existing data to determine suitable strategies to 10,000 X 4 10-year capital is currently under-funded to meet an industry standard lifecycle Page 160 of 172 65 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 potential archiving solutions) optimizing storage requirements (e.g. consider archiving stale content over 2 or 3 years old) Infra 1 File storage solution replacements (SAN, fileservers, archives) * N/S Based on data assessment results, the Town can determine a suitable future data storage solution 100k (10 Yr. Capital Plan) X X Infra 1 Mobility Strategy N/S IT Division to lead, with strong collaboration with mobile business units the establishment of the Town’s mobility strategy (devices, connectivity, security model, apps) 0 0 X Infra 1 Remote working – user experience review and plan (short term) N/S Review of current User Experience with users and determine short term plan of action for improvements to user experience TBD TBD X X Infra 2 Remote working – user experience long term plan Long term plans for improvements to remote working to support more active adoption of remote / home working at the Town TBD TBD X X Infra 1 Board and meeting room technology * N/S Equipping boardrooms with TV’s and conference calling capabilities to support modern digital meetings - 10 Yr Capital Budget (330,0 00) – 30,000 for 3 years 5 X X X Infra 1 Town Hall Data Centre Monitoring Systems N/S Implementing security camera, heat sensor and alerting system for Town Hall Data Centre - 10,000 X 5 Suggest significant reduction in 10-year capital budget (330,000) for equipping boardrooms with digital technology – scale down to TV, Clickshare and Audio Conference capable handset. Page 161 of 172 66 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Infra 1 Corporate Wi-Fi review and strategy Conduct a review of currently available services, needed services and present options to leadership team for direction - 10,000 X X Infra 2 Corporate Wi-Fi maintenance and expansion * N/S Maintenance and expansion of City’s private Wi-Fi network at City facilities. - 10 Yr Capital Budget 20,500 X X Infra 2 Outdoor Wi-Fi I/P Extending Wi-Fi into parks, recreation areas and other civic facilities (TBD, dependent on Wi-Fi strategy) - TBD X X Infra 1 Third-Party Security Assessment N/S A full third-party security assessment should be conducted at least every 2 years 25,000 (bi- annual) - X X X Infra 1 Business Continuity/Disaster Recovery Strategy N/S The Town requires a formalized Business Continuity Plan and Disaster Recovery strategy before it implements any further DR technical capabilities - 25,000 X Infra 2 BC / DR implementation Implementation of DR capabilities based on BCP and DR plans TBD (R) TBD X X Infra 1 X Office365 Pilot N/S Working with the IT Team and Digital Savvy Network to test Office365 capabilities (including Skype, SharePoint Online, OneDrive, Teams). Scope of pilot and phasing of pilot activities to be defined. - 20,000 X X Infra 1 Office365 Cost/Benefit Analysis and plan N/S To look at the costs and benefits of moving the Town as a whole to Office365 - 20,000 X Infra 2 Office365 Migration N/S Migration to Office365 (email, office products, teams, etc.) - TBD X Infra 1 Cloud Policy and Framework N/S Establish the Town’s position and requirements for Cloud services - 20,000 X 1 Cloud Readiness assessment and Strategy Assess services that could be candidates for future migration to the X X Page 162 of 172 67 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 cloud and develop a Roadmap and strategy for their migration Int & D 1 X ArcGIS Online / Portal GIS Architecture and implementation N/S Develop modern architecture for enterprise GIS (ArcGIS Portal and ArcGIS Online) that supports internal and external web mapping (and which addresses security requirements) and implement - 25,000 X X Int & D 1 X FME Server implementation ♦ N/S Implement FME server to support data conversion and spatial ETL activities - In 2019 budget X X Int & D 1 X Maximo – GIS 2 Way integration and Collector to Maximo integration N/S Extend the existing geo-integration to support 2-way data flow and configure a standardized integration that allows for data captured in Collector or Survey 123 solutions to flow into Maximo - 10,000 X Int & D 1 Collector expansion program I/P Expansion of the use of Collector as an easy to use field-based solution for inspections and data capture - - X X X X X Int & D 2 York Region Data Federation N/S Dependent upon the implementation of the modernized ArcGIS architecture, setup federated data sharing with York Region and neighbouring municipalities - - X Int & D 2 Internal Web GIS – Self Service Apps N/S Using the modern ArcGIS Architecture configure a series of self-service GIS apps, enabling non-GIS staff to self- serve to mapping solutions. Examples include Planning Report, Planning App status map, - - X X X X Int & D 1, 2, 3 X Geo-dashboards for CRM, CityView and Maximo N/S Implement ArcGIS Online based dashboards to visualize operational data in core business systems spatially. This will involve the creation of spatial views from source databases to allow for visualization - - X X X X X Page 163 of 172 68 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 Int & D 1 X Property Report App N/S A search by address tool to find relevant information about a property (useful for staff and public) - - X Int & D 3 Geo-based Drawing Management solution N/S Implement town wide consistent geo- based drawing management solution for all town drawings - - X X Int & D 2 Public Web Mapping solution(s) N/S Public facing web mapping capabilities (galleries, map embeds, storymaps, etc.), based on modern ArcGIS platform - - X X X X Int & D 2 Information Management / Data Management Maturity Assessment and Roadmap N/S Conduct a review and determine the roadmap for data and information management practices - 50,000 X Int & D 2 Business Intelligence Strategy N/S Develop a plan for the development of Business Intelligence and corporate reporting capabilities - - X Int & D 3 BI solutions implementation N/S Implementation and evolution of BI and dashboarding solutions TBD (R) TBD X X X Cust 2 CRM stabilization ♦ I/P 2019 work plan for solidifying the current use of the CRM system in existing areas of use ( - - X Cust 2 X CRM / GIS data visualization N/S Self-service dashboards to support visualization, reporting and analysis of all CRM case types (e.g. animal services requests, sod complaints, etc.) - - X X Cust 2 CRM Upgrade N/S Determine the upgrade path for Dynamics product (on premise vs. cloud) and implement upgrade TBD (R) TBD X X Cust 2 CRM expansion N/S Expansion of CRM into new business areas (e.g. transportation, communications, recreation) - - X X Cust 2 CRM Back Office Integration - Email N/S Implementation of email integration to CRM to allow for the auto-creation of cases from email contacts with the town TBD (R) 15,000 X Page 164 of 172 69 Cat Phase Quick Win? Initiative Stat. Description Op. Cap. 2019 2020 2021 2022 2023 (e.g. info@aurora.ca or animalservices@aurora.ca) Cust 2 CRM Back Office Integration – Work & Asset Management N/S Implement an integration between CRM and work management system to reduce duplicate data entry, support mobile working and digitize end to end process TBD (R) 10,000 X X Cust 3 CRM Integration to Website N/S Support ability to submit and track Service Requests TBD (R) 15,000 X X Cust 1 X Website redesign and relaunch – Phase 1 ♦ I/P Relaunch website on new platform, with new design and new digital services including forms, newsletters, online payments, In 2019 budget (R) In 2019 budget X Cust 2 Ongoing web product evolution N/S Introduction of new digital services, including consideration of knowledgebase and Live Chat for customer service, increased personalization of the website TBD (R) TBD X X X Cust 3 Digital Services expansion N/S Expansion and integration of digital services requiring back office system integration (e.g. CityView portal) TBD (R) TBD X X X X Page 165 of 172 70 6.3 Success Measures The following Success Measures should be tracked and reported as part of an annual Technology Strategic Plan progress report provided by the CAO, Director of Corporate Services and the IT Manager to ELT and Council. Note that some measures may not be available in 2019, because additional work or process changes will be required to gather required data, but over the course of the strategy these measures will become available. ID Measure Description How to Measure IT Services 1 Staff satisfaction with IT services Monitor levels of satisfaction with IT services, expecting to see increased levels of satisfaction with services associated with corresponding changes to services and approach. Annual IT Survey & ITSM Service Request closure surveys 2 Management satisfaction with IT services (survey) Same as above Annual IT Survey 3 # of technology projects completed Intent is to track throughput of projects. The goal is to increase the number of projects being delivered along with increasing the quality of delivery IT Portfolio Management 4 # of education / training sessions Track the number of digital / education units delivered / received by staff New HR / IT processes Process Digitization 5 % of internal processes that are digitized by business unit Intent is to monitor the proportion of business processes per business unit that have been completely digitized Build inventory and maintain assessment of services and processes that are digitized 6 # of employee self-service transactions (HRIS; Finance Systems) Intent is to monitor uptake of self- service transactions in the HR and Finance systems. Reporting from systems to identify self-service vs. HR administrated processes 7 # of self-service mapping sessions Intent is to monitor the adoption of self- service mapping and data analytics Reporting from GIS systems Mobile Working 8 # of mobile enabled staff Intent to monitor and demonstrate growth in the mobile working group IT Asset Reporting 9 % of mobile workers that are actively using mobile technology Intent to monitor active use of tools by mobile workers IT Asset and Business Solutions Reporting Digital Services 10 # of online / digital services offered by the Town Intent is to monitor the expansion of online services Manual track of the number of online services available 11 % of Town Services offered that are Digital/Online Intent is to monitor growth in digital / online service availability as a proportion of the total service portfolio Build inventory of Town services and Page 166 of 172 71 ID Measure Description How to Measure compare to digital offering 12 # of Online Transactions per quarter Intent is to monitor overall uptake of the digital service channel Web and individual service reporting Modern Collaboration Tools 13 Staff Satisfaction with Collaboration capabilities Intent is to monitor staff satisfaction with new/modern collaboration capabilities provided Annual Survey 14 # of Digital Meeting sessions Intent is to monitor uptake of modern ‘digital meeting’ capabilities Gross reporting on the number of digital meeting sessions per quarter / annual 15 % of device fleet that is a laptop or tablet vs. desktop Intent is to monitor the availability to staff of modern, mobile collaboration capabilities IT Asset Reporting 16 % of staff that are equipped to work from home Intent is to monitor availability of flexible working options IT Asset Reporting 17 # of staff days worked at home per quarter Intent is to monitor uptake of flexible working options May require new reporting in timesheets to gather information Page 167 of 172 72 7. Summary of Recommendations 7.1 Key Recommendations The Town’s CAO, Director of Corporate Services and Executive team must: 1) Recognize the current situation identified by the current state assessment and acknowledge the need to urgently address long-standing deficiencies 2) Credibly sponsor, lead and reinforce the implementation of the organizational, process and cultural changes recommended within this strategy The key recommendations are that: 3) The Town must reset and establish a new technology delivery model, built around partnership and founded upon collaboration, co-operation, and coordination. This means: a. A new, elevated role and mandate for the IT Division - with a particular expansion of the role to focus on Business Solutions; b. Stronger IT leadership, with IT leadership involvement at ELT; c. A re-organized IT Division made up of 3 teams each managed by a supervisor (two new supervisors positions as requested in the 2019 budget and one existing supervisor position); d. Moving GIS and business solutions management resources (WAM) that are currently based in business units into the IT Division; e. Progressively adding new resources to the IT Division over the next three years to address gaps in capacity and capability in Solutions Analyst and Business Analyst roles. 4) In parallel with changes to the IT organization, the Town must clearly define business units’ roles with regard to technology. This means that: a. Directors and Managers in business units must become more tech-savvy so that they can lead business transformation powered by technology - a digital education program is planned; b. Business units must take stronger ownership of transformation powered by technology, responsibility for the design of business processes and services, must lead change management and adoption efforts and be Directly Responsible for overall project and product success; c. Communications will take the lead for the web and digital program and strategy but will work in partnership with IT, Customer Service and other stakeholders to deliver the program. 5) The Town must implement a revitalized IT Governance Model to transparently align, coordinate and prioritize ALL work in the technology domain (technology, solutions, data and integration and web and digital); 6) The Town should reset its current approach to information security to ensure that there is an appropriate balance of usability with risk management. It is recommended that the Town work with a third-party service to achieve this goal; Page 168 of 172 73 7) The IT Division should implement a series of improvements to IT service delivery to improve the quality and consistency of services. A series of major projects and initiatives are identified, these include: 8) The implementation of a modernized digital workplace environment, including a. Updates to email and messaging; b. Telephony and communication; c. Project workspaces; d. Collaborative document sharing and editing; e. Online / web meetings; f. Simpler remote and mobile working; g. Modernization of board and meeting rooms. 9) Implementation of a series of key business solutions (process digitization) projects, including: a. HRIS / Workforce Management solution; b. CityView expansion to implement the digital plan and build vision; c. Maximo expansion / re-implementation to support Asset and Work Management needs; d. CRM enhancements; e. Financial system replacement. 10) Major expanded adoption of mobile working for field staff - built around CityView, GIS, Maximo and CRM; 11) Major expansion of the GIS and Business Intelligence programs to expand the use of data, analytics; 12) Expansion / full leverage of the CRM system as a corporate-wide case management solution; 13) New Town website and growth in the availability of digital services; 14) Introduction of new digital services, such as online permitting, planning, licensing. Finally, a staged implementation is recommended: 15) The Town should adopt a staged approach to implementation which identifies three discrete phases. a. Phase 1 - New IT: First, before anything else can be achieved, the Town must reset the technology management model and establish a more collaborative environment; b. Phase 2 - Process Digitization and Mobilization: Next, the Town must focus on digitization of its core business processes (HR, Planning, Permitting, Asset and Work Management, Finance) taking the opportunity to streamline and simplify aging paper-based processes; c. Phase 3 - Optimization through Data and Digital Services: Building upon the digitization of processes, the Town can focus on offering new digital services and using the data from process digitization to become a data- driven organization. Page 169 of 172 74 Appendix 1: Glossary of Terms While this report is written in as plain language as possible, a handful of technical terms and acronyms are used. This glossary is provided to help the reader understand the terms used. Agile: Agile is an iterative approach to project management and solution development Back-Office: An office or department where work is carried out to support the business of an organization, rather than being customer focused. BI (Business Intelligence): This refers to technologies, applications and practices for the collection, integration, analysis and reporting of business information, and is designed to support better business decision-making. BIA: Business Impact Assessment – an assessment that considers the potential impact of a disaster situation or loss of service on business operations CityView: The Town’s Permits, Planning and Licensing solution Cloud: A general term for systems and data that are not located on the organization’s premises. Access to these systems and data is achieved through the Internet. CRM: Customer Relationship Management system – a generic system for case management that can be used for handling customer enquiries Digital: This term refers to a mindset, mode of operating, and delivery of services that takes advantage of modern technologies (web, app, social, mobile, data). These deliver improved experiences, business efficiencies and insights. Digitized: This term means the automation of manual and paper-based processes, enabled by the digitization of information and workflows. Moving from an analog (often paper based) process to a computerized process. DR/BC (Disaster Recovery/Business Continuity): A set of policies, procedures and practices that are designed to assist an organization recover from a significant IT failure ECM: Enterprise Content Management system – designed to provide document and record management capabilities ERP (Enterprise Resource Planning): A system that is designed to address business requirements across the whole organization (JD Edwards for example) GIS (Geographical Information Systems): Systems designed to capture and report on all types of geographical data, including spatial data. HRMS: Human Resources Management System – corporate wide system for managing the workforce Infrastructure Architecture: The hardware, software and other systems that comprise an organization’s technology assets used to deliver IT services. Page 170 of 172 75 ITIL (Information Technology Infrastructure Library): A set of detailed practices for delivering IT services ITSM (Information Technology Service Management): The standards and processes used to define how IT delivers services. Maximo: The Town’s Work and Asset Management system MTA: Municipal Technology Architecture – Perry Group’s generalized architecture used for assessing municipal technology environments PMO (Project Management Office): A group that defines and maintains project management standards for an organization. (PMO-Lite is a less onerous version that still allows standards but is not as formal) PPM (Project Portfolio Management): The centralized management of all projects, potential and existing, to facilitate resource management, project delivery and status reporting. SAN (Storage Area Network): A dedicated high-speed device that interconnects and presents shared pools of storage devices to multiple servers. Vadim (iCity): The Town’s Finance system VOIP: Voice over Internet Protocol – modern telephony systems sharing computer networks Page 171 of 172 100 John West Way Aurora, Ontario L4G 6J1 (905) 727-3123 aurora.ca Town of Aurora Notice of Motion Councillor’s Office _______________________________________________________________________________________ Re: Vibration Study for Intensification Projects in Aurora Promenade To: Mayor and Members of Council From: Councillor Rachel Gilliland Date: February 16, 2021 _______________________________________________________________________________________ Whereas the Growth Plan is a provincial plan that provides a framework which guides land use planning and supports growth through intensification; and Whereas a primary goal of the York Region Official Plan is to enhance the Region's urban structure through city building, intensification and compact, complete vibrant communities; and Whereas a portion of the Aurora Promenade includes a proposed Major Transit Station Area that is planned for growth and includes a number of Heritage properties; and Whereas a vibration study should be requested as a part of a complete application for intensification projects, where applicable, to protect Heritage homes; 1. Now Therefore Be It Hereby Resolved That, as part of the Town of Aurora Official Plan Review, consideration be given to adding a policy to require that a vibration study be identified as a requirement in the pre-consultation process for intensification projects located in the Aurora Promenade and the Major Transit Station Area where Heritage homes and a Heritage district are identified. Page 172 of 172