BYLAW - Establish Appoint Joint Compliance Audit Committee 2014 2018 - 20140715 - 564314THE CORPORATION OF THE TOWN OF AURORA
By-law Number 5643-14
BEING A BY-LAW to establish
and appoint a Joint
Compliance Audit Committee
for the 2014-2018 term of
Council for The Corporation of
the Town of Aurora.
WHEREAS subsection 81(1) of the Municipal Elections Act, 1996, 8.0. 1996, c. 32,
Sched., as amended, (the "Act"), states that an elector who is entitled to vote in an
election and believes on reasonable grounds that a candidate has contravened a
provision of the Act relating to election campaign finances may apply for a
compliance audit of the candidate's election campaign finances;
AND WHEREAS subsection 81.1(1) of the Act states that a council or local board
shall, before October 1 of an election year, establish a committee for the purposes of
section 81 of the Act;
AND WHEREAS subsection 81.1 (2) of the Act states that the Committee shall be
composed of not fewer than three (3) and not more than seven (7) members and
shall not include: (a) employees or officers of the municipality or local board; (b)
members of the council or local board; or (c) any persons who are candidates in the
election for which the committee is established;
AND WHEREAS subsection 81.1 (3) of the Act states that the term of office of the
committee is the same as the term of office of the council or local board that takes
office following the next regular election, and the term of office of the members of the
committee is the same as the term of the committee to which they have been
appointed;
AND WHEREAS on March 18, 2014, the Council of The Corporation of the Town of
Aurora (the "Town") endorsed participating with other local municipalities in The
Regional Municipality of York in establishing a Joint Compliance Audit Committee
(the "Committee") and adopted Terms of Reference for the Committee;
AND WHEREAS on June 24, 2014, the Council of the Town appointed members to
the Committee;
AND WHEREAS the Council of the Town deems it necessary and expedient to
establish and appoint a Joint Compliance Audit Committee for the 2014-2018 term of
Council for the Town;
NOW THEREFORE THE COUNCIL OF THE CORPORATION OF THE TOWN OF
AURORA ENACTS AS FOLLOWS:
1. THAT the Committee be and is hereby established in accordance with the Act
for the 2014-2018 term of Council for the Town.
2. THAT the membership of the Committee shall be selected by the Town Clerk
from the following roster of individuals, subject to the requirement that the
membership of the Committee shall consist of not fewer than three (3) and not
more than seven (7) of such individuals:
(a) Terrance James Alderson
(b) Janet Andrews
(c) Ron Colucci
(d) Robert Freedman
(e) Mark Gannage
(f) Kelly Gravelle
(g) Paul Jones
(h) Karen Leung
(i) Jason Nice
By-Jaw Number 5643-14 Page 2 of 4
3. THAT the business of the Committee, including dealing with each compliance
audit request, be conducted in accordance with the Terms of Reference for the
Committee, as set out in Schedule "A", attached hereto, which shall be binding
and form part of this By-law.
4. THAT this by-law shall come into full force and effect on the date of final
passage hereof.
READ A FIRST AND SECOND TIME THIS 15'h DAY OF JULY, 2014.
READ A THIRD TIME AND FINALLY PASSED THIS 1s'h DAY OF JULY, 2014.
~R~,MAYOR
By-law Number 5643-14 Page 3 of 4
SCHEDULE "A"
TERMS OF REFERENCE FOR
JOINT COMPLIANCE AUDIT COMMITTEE (2014-2018)
MANDATE
The powers and functions of the Committee are set out in Section 81 of the Municipal
Elections Act, 1996.
1. Within 30 days of receipt of an application requesting a compliance audit, the
Committee shall consider the compliance audit application and decide whether
it should be granted or rejected;
2. If the application is granted, the Committee shall appoint an auditor to conduct
a compliance audit of the candidate's election campaign finances;
3. The Committee will review the auditor's report within 30 days of receipt and
decide whether legal proceedings should be commenced; and
4. If the auditor's report indicates that there were no apparent contraventions and
if there appears there were no reasonable grounds for the application, the
Committee shall advise Council accordingly.
Members of Council, staff or candidates running for office in the 2010 municipal
election are not eligible to be appointed to the Committee. Should an appointed
Member accept employment with any of the member municipalities or register as a
candidate with any of the member municipalities, their appointment will be
terminated.
All Committee Members must agree in writing that they will not work for or provide
advice to any candidate running for municipal office within the member municipalities.
To avoid any potential conflict of interest, applicants with accounting or auditing
backgrounds must agree in writing that they will not offer their services to any
municipal election candidates.
Anyone who has participated as candidates in the member municipality elections, or
who have conducted audits or provided financial advice in respect of such
campaigns, would be disqualified from participation on the Committee.
COMPOSITION
Collectively a total of nine committee members shall be appointed by the participating
municipalities.
When a municipality is in receipt of a request for a compliance audit, the Clerk of the
applicable municipality shall contact the Committee Members and arrange for a
minimum of three Members to hear the audit request.
TERM
The term of the Committee is co-terminus with Council.
CHAIR
The three-Member Committee called to hear a request for compliance audit shall
select one of its Members to act as a Chair at the first meeting.
PROPOSED MEETING SCHEDULE
The Committee shall meet as needed with meetings to be scheduled by the Clerk, in
consultation with the Chair, when a compliance audit application is received.
STAFFING AND FUNDING
Staff from the applicable member municipality shall provide administrative support to
the Committee. The member municipality requiring the services of the Committee
By-law Number 5643-14 Page 4 of4
shall be responsible for all associated expenses.
RECORDS
The records emanating from meetings of the Joint Compliance Audit Committee shall
be retained and preserved by the municipality requesting the service of the
Committee in accordance with that municipality's Records Retention By-law.
MEETINGS
Meetings of the Committee shall be conducted in accordance with the open meeting
requirements of the provisions in the Municipal Act, 2001. The websites of the
member municipalities will be utilized to communicate the meeting notices and
agendas.
REMUNERATION
$400 -Retainer fee (includes compensation for review of any background materials).
$350 -Per Diem rate, plus mileage.
MEMBERSHIP SELECTION
All applicants will be required to complete an application form outlining their
qualifications and experience.
The Clerk, or his/her designate, from each participating municipality will serve on the
Selection Committee. The Selection Committee shall meet to review all applications
based upon the approved selection criteria. The Selection Committee shall prepare a
slate for consideration by the Councils of the member municipalities.
SELECTION CRITERIA
a) Demonstrated knowledge and understanding of municipal election campaign
financing rules;
b) Proven analytical and decision-making skills;
c) Experience working on committees, task forces or similar settings;
d) Demonstrated knowledge of quasi-judicial proceedings;
e) Availability and willingness to attend meetings; and
f) Excellent oral and written communication skills.